Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2020 Filed Jun 17, 2020 19:20 UTC
KANE JOHN ADirector
GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004564 · primarydocument.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,466

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 19:20 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004566 · primarydocument.xml · nonDerivative · entry 1

Gallagher Duncan · CIK 0001780880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 19:20 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004567 · primarydocument.xml · nonDerivative · entry 1

Smith S. Dawn · CIK 0001473973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,828

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 19:20 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004565 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,714

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 19:19 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004560 · primarydocument.xml · nonDerivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,774

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 19:20 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004568 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 23:20 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004563 · primarydocument.xml · nonDerivative · entry 1

Larson-Green Julie · CIK 0001796545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,828

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 23:19 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004562 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,199

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 23:19 UTC GrantCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004561 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:48 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-004416 · primarydocument.xml · derivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,681

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:48 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,121 $30.00 $33,630.00
Disclosure

SEC source: 0001562180-20-004416 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:48 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-004416 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-004168 · primarydocument.xml · derivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,802

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,121 $26.97 $30,233.37
Disclosure

SEC source: 0001562180-20-004168 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.70 to $27.35, inclusive.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-004168 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:47 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-004169 · primarydocument.xml · derivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

Underlying: Common Stock · 27,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 163,666 shares underlying the options vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Oct. 28, 2019

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:47 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 27,500 $26.97 $741,675.00
Disclosure

SEC source: 0001562180-20-004169 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,912

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.63 to $27.49, inclusive.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:47 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.30 $283,250.00
Disclosure

SEC source: 0001562180-20-004169 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,250 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2024-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 37,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on May 13, 2018.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888

Underlying: Common Stock · 5,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 9,388 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on December 28, 2017.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,250 $26.97 $141,592.50
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.52 to $27.36, inclusive.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,500 $26.97 $148,335.00
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,250

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.52 to $27.36, inclusive.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 5,250 $6.24 $32,760.00
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:46 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 5,500 $10.30 $56,650.00
Disclosure

SEC source: 0001562180-20-004167 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,221 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Underlying: Common Stock · 2,221 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 2,221 $30.00 $66,630.00
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 2,221 $10.80 $23,986.80
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 21 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,144

Underlying: Common Stock · 21 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 21 $30.00 $630.00
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:01 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 21 $10.80 $226.80
Disclosure

SEC source: 0001562180-20-003583 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:26 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,121 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-003395 · primarydocument.xml · derivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,165

Underlying: Common Stock · 1,121 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option is vested in full on September 25, 2022.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:26 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 300 $26.07 $7,821.00
Disclosure

SEC source: 0001562180-20-003395 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $26.04 to $26.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
May 01, 2020 Filed May 5, 2020 23:26 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 821 $25.20 $20,689.20
Disclosure

SEC source: 0001562180-20-003395 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,677

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.01 to $25.68, inclusive.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:26 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,121 $10.80 $12,106.80
Disclosure

SEC source: 0001562180-20-003395 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 19:26 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-003394 · primarydocument.xml · derivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,166

Underlying: Common Stock · 27,500 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 163,666 shares underlying the options vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Oct. 28, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 19:26 UTC
Sanders DaleChief Technology Officer
SaleCommon Stock 27,500 $25.37 $697,675.00
Disclosure

SEC source: 0001562180-20-003394 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,912

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 26, 2019, in accordance with Rule 10b5-1.

Read SEC document
May 01, 2020 Filed May 5, 2020 19:26 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 27,500 $10.30 $283,250.00
Disclosure

SEC source: 0001562180-20-003394 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:27 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-003397 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 10,750 shares

Expires 2024-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 37,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on May 13, 2018.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:27 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 3,338 $26.10 $87,121.80
Disclosure

SEC source: 0001562180-20-003397 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $25.85 to $26.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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May 01, 2020 Filed May 5, 2020 23:27 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 7,412 $25.07 $185,818.84
Disclosure

SEC source: 0001562180-20-003397 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,338

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $24.85 to $25.83, inclusive.

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May 01, 2020 Filed May 5, 2020 23:27 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $6.24 $67,080.00
Disclosure

SEC source: 0001562180-20-003397 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2020 Filed Apr 29, 2020 20:09 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 48,850 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001562180-20-003209 · primarydocument.xml · derivative · entry 4

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,850 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 50,000 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Nov. 1, 2015.

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April 28, 2020 Filed Apr 29, 2020 20:09 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 38,834 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001562180-20-003209 · primarydocument.xml · derivative · entry 3

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,834 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 38,384 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Mar. 28, 2019.

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April 28, 2020 Filed Apr 29, 2020 20:09 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 48,850 $2.46 $120,171.00
Disclosure

SEC source: 0001562180-20-003209 · primarydocument.xml · nonDerivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2020 Filed Apr 29, 2020 20:09 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 38,834 $10.30 $399,990.20
Disclosure

SEC source: 0001562180-20-003209 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 23, 2020 Filed Apr 25, 2020 00:52 UTC OtherCommon Stock 4,519 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003141 · primarydocument.xml · nonDerivative · entry 2

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,756

F1 · kind: Represents a pro rata distribution for no consideration.

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April 23, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 10

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 147,415

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

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April 21, 2020 Filed Apr 25, 2020 00:52 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003141 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,237

F1 · kind: Represents a pro rata distribution for no consideration.

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April 21, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 9

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 146,741

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

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April 17, 2020 Filed Apr 21, 2020 21:37 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003072 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,717

F1 · kind: Represents a pro rata distribution for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.