Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 832 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · derivative · entry 8

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 832 shares

Expires 2026-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 5,000 shares underlying the options vested in an annual installment on October 14, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on October 14, 2020.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,340 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · derivative · entry 7

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640

Underlying: Common Stock · 2,340 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 12,500 shares underlying the options vested in an annual installment on October 26, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 780 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · derivative · entry 6

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Stock · 780 shares

Expires 2028-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 4,150 shares underlying the options vested in an annual installment on May 3, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on May 3, 2022.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,349 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · derivative · entry 5

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 2,349 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 11,805 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionCommon Stock 2,349 $10.80 $25,369.20
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · nonDerivative · entry 4

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionCommon Stock 832 $10.60 $8,819.20
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · nonDerivative · entry 3

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionCommon Stock 2,340 $10.72 $25,084.80
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · nonDerivative · entry 2

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:30 UTC
Alger JasonChief Accounting Officer
Exercise / conversionCommon Stock 780 $10.78 $8,408.40
Disclosure

SEC source: 0001562180-21-000366 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · derivative · entry 5

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 10,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 10,000 $47.18 $471,798.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $47.01 to $47.51, inclusive.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 10,000 $10.34 $103,400.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,867 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-000343 · primarydocument.xml · derivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 5,867 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:09 UTC SaleCommon Stock 5,867 $45.04 $264,223.87
Disclosure

SEC source: 0001562180-21-000343 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $45.00 to $45.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:09 UTC Exercise / conversionCommon Stock 5,867 $11.78 $69,113.26
Disclosure

SEC source: 0001562180-21-000343 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:46 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 485 $42.61 $20,664.73
Disclosure

SEC source: 0001562180-21-000221 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,608

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $42.17 to $42.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:46 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,085 $43.46 $47,151.82
Disclosure

SEC source: 0001562180-21-000221 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,093

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $43.41 to $43.68, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:47 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-000222 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,500

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:47 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 3,698 $43.47 $160,750.95
Disclosure

SEC source: 0001562180-21-000222 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,690

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $43.12 to $43.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:47 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 7,052 $42.57 $300,196.59
Disclosure

SEC source: 0001562180-21-000222 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,388

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $42.07 to $43.00, inclusive.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:47 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-21-000222 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Feb 16, 2021 21:17 UTC
KANE JOHN ADirector
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001170 · primarydocument.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,466

F1 · kind: The shares reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,501 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · derivative · entry 6

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,367

Underlying: Common Stock · 5,501 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:00 UTC SaleCommon Stock 5,501 $45.10 $248,113.25
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · nonDerivative · entry 4

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $45.00 to $45.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:00 UTC Exercise / conversionCommon Stock 5,501 $11.78 $64,801.78
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · nonDerivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,300 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · derivative · entry 5

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,868

Underlying: Common Stock · 7,300 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 00:00 UTC SaleCommon Stock 7,300 $45.08 $329,107.36
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $45.00 to $45.31 per share, inclusive.

Read SEC document
December 24, 2020 Filed Dec 30, 2020 00:00 UTC Exercise / conversionCommon Stock 7,300 $11.78 $85,994.00
Disclosure

SEC source: 0001562180-20-007480 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 260 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · derivative · entry 8

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260 shares

Expires 2023-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 1,250 shares underlying the options vested in an annual installment on June 17, 2014 and the remaining balance vested in equal monthly installments until the option vested in full on June 17, 2017.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2024-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 500 shares underlying the options vested in an annual installment on May 13, 2015 and the remaining balance vested in equal monthly installments until the option vested in full on May 13, 2018.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $10.04 $0.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 1000 shares underlying the options vested in an annual installment on June 1, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on June 1, 2019.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 1,500 shares

Expires 2026-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 3,750 shares underlying the options vested in an annual installment on October 14, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on October 14, 2020.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 500 $6.24 $3,120.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 260 $4.42 $1,149.20
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,000 $10.04 $10,040.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:46 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,500 $10.60 $15,900.00
Disclosure

SEC source: 0001562180-20-007423 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 28,046 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · derivative · entry 6

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,270

Underlying: Common Stock · 28,046 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
December 17, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 28,046 $10.34 $289,995.64
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · nonDerivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 20:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001562180-20-007422 · primarydocument.xml · derivative · entry 3

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 34,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on April 28, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on April 28, 2020.

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December 17, 2020 Filed Dec 21, 2020 20:46 UTC SaleCommon Stock 34,000 $42.04 $1,429,411.00
Disclosure

SEC source: 0001562180-20-007422 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $42.00 to $42.20, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2020 Filed Dec 21, 2020 20:46 UTC Exercise / conversionCommon Stock 34,000 $10.40 $353,600.00
Disclosure

SEC source: 0001562180-20-007422 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2020 Filed Dec 17, 2020 21:53 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,962 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-007339 · primarydocument.xml · derivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,460

Underlying: Common Stock · 15,962 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

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December 16, 2020 Filed Dec 17, 2020 21:53 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 15,962 $40.04 $639,159.98
Disclosure

SEC source: 0001562180-20-007339 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,848

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $39.95 to $40.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

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December 16, 2020 Filed Dec 17, 2020 21:53 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 15,962 $10.80 $172,389.60
Disclosure

SEC source: 0001562180-20-007339 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · derivative · entry 5

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,316

Underlying: Common Stock · 5,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

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December 15, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,854 $39.09 $72,477.31
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $38.98 to $39.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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December 15, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,146 $38.56 $121,299.69
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,854

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.98 to $38.97 per share, inclusive.

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December 15, 2020 Filed Dec 17, 2020 16:53 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 5,000 $10.34 $51,700.00
Disclosure

SEC source: 0001562180-20-007338 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,333 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-007337 · primarydocument.xml · derivative · entry 4

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,168

Underlying: Common Stock · 2,333 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

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December 15, 2020 Filed Dec 17, 2020 21:53 UTC SaleCommon Stock 100 $39.17 $3,917.00
Disclosure

SEC source: 0001562180-20-007337 · primarydocument.xml · nonDerivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

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December 15, 2020 Filed Dec 17, 2020 21:53 UTC SaleCommon Stock 2,233 $38.73 $86,481.86
Disclosure

SEC source: 0001562180-20-007337 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $38.17 to $39.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.