Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Sep 3, 2021 20:07 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 286 $54.23 $15,510.38
Disclosure

SEC source: 0001562180-21-005802 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.91 to $54.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:06 UTC
Horstmeier PaulChief Operating Officer
Tax withholdingCommon Stock 2,153 $54.23 $116,761.71
Disclosure

SEC source: 0001562180-21-005798 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,976

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.91 to $54.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:06 UTC Tax withholdingCommon Stock 2,870 $54.23 $155,646.13
Disclosure

SEC source: 0001562180-21-005797 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,478

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.91 to $54.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 260 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-005573 · primarydocument.xml · derivative · entry 3

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 260 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 12,500 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 260 $53.13 $13,813.80
Disclosure

SEC source: 0001562180-21-005573 · primarydocument.xml · nonDerivative · entry 2

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 17:19 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 260 $10.80 $2,808.00
Disclosure

SEC source: 0001562180-21-005573 · primarydocument.xml · nonDerivative · entry 1

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 528 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · derivative · entry 8

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952

Underlying: Common Stock · 528 shares

Expires 2028-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the 5,082 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on May 3, 2022.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · derivative · entry 7

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Common Stock · 1,300 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 12,500 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 725 $55.51 $40,245.77
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 6

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.51 to $55.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (5).

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 1,327 $54.65 $72,519.62
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 5

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.48 to $54.82, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 1,310 $54.02 $70,770.52
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 4

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,927

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.47 to $54.38, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
SaleCommon Stock 658 $52.91 $34,813.27
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 3

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,237

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 3, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.28 to $53.13, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 1,300 $10.80 $14,040.00
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 2

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:17 UTC
Hinton Bryan RichardChief Technology Officer
Exercise / conversionCommon Stock 528 $10.78 $5,691.84
Disclosure

SEC source: 0001562180-21-005302 · primarydocument.xml · nonDerivative · entry 1

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 00:35 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-005235 · primarydocument.xml · derivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,904

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 00:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,055 $56.93 $116,993.62
Disclosure

SEC source: 0001562180-21-005235 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,129

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.75 to $57.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
August 05, 2021 Filed Aug 10, 2021 00:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 3,153 $56.20 $177,185.04
Disclosure

SEC source: 0001562180-21-005235 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,184

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.74 to $56.69, inclusive.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 00:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,542 $55.16 $305,707.80
Disclosure

SEC source: 0001562180-21-005235 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,337

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.71 to $55.66, inclusive.

Read SEC document
August 05, 2021 Filed Aug 10, 2021 00:35 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-21-005235 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,848

Underlying: Common Stock · 1,100 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,948

Underlying: Common Stock · 1,100 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,354

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 17,954 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 3,300 $58.02 $191,449.83
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,111

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $57.59 to $58.27 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $10.80 $11,880.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $10.80 $11,880.00
Disclosure

SEC source: 0001562180-21-005166 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:29 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-005165 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,500

Underlying: Common Stock · 2,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 136,316 shares underlying the options vested in an annual installment on December 31, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on Dec. 31, 2019.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:29 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 2,500 $58.04 $145,108.25
Disclosure

SEC source: 0001562180-21-005165 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,046

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $57.59 to $58.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:29 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 2,500 $10.34 $25,850.00
Disclosure

SEC source: 0001562180-21-005165 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:18 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-004865 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,654

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:18 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 6,692 $57.19 $382,748.27
Disclosure

SEC source: 0001562180-21-004865 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,129

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $57.00 to $57.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:18 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 4,058 $56.69 $230,055.73
Disclosure

SEC source: 0001562180-21-004865 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,821

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.00 to $56.99, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:18 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-21-004865 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,050 $10.80 Strike: $10.80 $22,140.00
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,048

Underlying: Common Stock · 2,050 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $11.78 Strike: $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,454

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 17,954 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

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July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 561 $56.43 $31,659.70
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,111

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $56.37 to $56.54 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 2.

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July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 2,699 $55.75 $150,457.10
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,672

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $55.34 to $56.27 per share, inclusive.

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July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 2,050 $10.80 $22,140.00
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2021 Filed Jul 7, 2021 01:07 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-004818 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2021 Filed Jul 6, 2021 21:07 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $10.34 Strike: $10.34 $25,850.00
Disclosure

SEC source: 0001562180-21-004819 · primarydocument.xml · derivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,000

Underlying: Common Stock · 2,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 136,316 shares underlying the options vested in an annual installment on December 31, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on Dec. 31, 2019.

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July 01, 2021 Filed Jul 6, 2021 21:07 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 672 $56.41 $37,908.33
Disclosure

SEC source: 0001562180-21-004819 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,046

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.29 to $56.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote and Footnote 2.

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July 01, 2021 Filed Jul 6, 2021 21:07 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,828 $55.83 $102,048.83
Disclosure

SEC source: 0001562180-21-004819 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,718

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $55.27 to $56.24 per share, inclusive.

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July 01, 2021 Filed Jul 6, 2021 21:07 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 2,500 $10.34 $25,850.00
Disclosure

SEC source: 0001562180-21-004819 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2021 Filed Jun 17, 2021 18:12 UTC SaleCommon Stock 901 $57.08 $51,429.26
Disclosure

SEC source: 0001562180-21-004373 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $57.01 to $57.15, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3).

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June 15, 2021 Filed Jun 17, 2021 18:12 UTC SaleCommon Stock 4,542 $56.42 $256,269.63
Disclosure

SEC source: 0001562180-21-004373 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.94 to $56.87, inclusive.

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June 15, 2021 Filed Jun 17, 2021 22:12 UTC SaleCommon Stock 480 $57.09 $27,403.92
Disclosure

SEC source: 0001562180-21-004374 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,348

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 10, 2021 in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.96 to $57.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth Footnotes (2) and (3).

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June 15, 2021 Filed Jun 17, 2021 22:12 UTC SaleCommon Stock 2,950 $56.40 $166,383.25
Disclosure

SEC source: 0001562180-21-004374 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,828

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 10, 2021 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.93 to $56.89, inclusive.

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June 10, 2021 Filed Jun 14, 2021 16:56 UTC
KANE JOHN ADirector
GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004246 · primarydocument.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,751

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

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June 10, 2021 Filed Jun 14, 2021 16:56 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004245 · primarydocument.xml · nonDerivative · entry 1

Gallagher Duncan · CIK 0001780880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,728

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

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June 10, 2021 Filed Jun 14, 2021 16:57 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004249 · primarydocument.xml · nonDerivative · entry 1

Smith S. Dawn · CIK 0001473973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.