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HCA

HCA Healthcare, Inc.

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2929
SEC CIK
0000860730
Parsed reports
883

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2017 Filed Mar 29, 2017 21:13 UTC
Chari Ravi S.SVP-Clinical Excellence
Exercise / conversionCommon Stock 6,397 $5.98 $38,267.49
Disclosure

SEC source: 0001209191-17-023543 · doc4.xml · nonDerivative · entry 1

Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754.0531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:16 UTC
Cuffe Michael S.President-Physician Services
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,150 $0.00 Strike: $17.33 $0.00
Disclosure

SEC source: 0001209191-17-021527 · doc4.xml · derivative · entry 3

Cuffe Michael S. · CIK 0001632835 · President-Physician Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 2,150 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The option vested in two equal annual installments beginning on November 2, 2014.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:16 UTC
Cuffe Michael S.President-Physician Services
SaleCommon Stock 2,150 $84.10 $180,815.00
Disclosure

SEC source: 0001209191-17-021527 · doc4.xml · nonDerivative · entry 2

Cuffe Michael S. · CIK 0001632835 · President-Physician Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103.5974

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 1,121.5974 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:16 UTC
Cuffe Michael S.President-Physician Services
Exercise / conversionCommon Stock 2,150 $17.33 $37,259.50
Disclosure

SEC source: 0001209191-17-021527 · doc4.xml · nonDerivative · entry 1

Cuffe Michael S. · CIK 0001632835 · President-Physician Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,253.5974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 1,121.5974 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan

Read SEC document
March 06, 2017 Filed Feb 2, 2018 19:52 UTC
Morrow J WilliamSVP - Finance and Treasurer
GiftCommon Stock 653 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007235 · doc4.xml · nonDerivative · entry 2

Morrow J William · CIK 0001696543 · SVP - Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust (Spouse, Trustee)

Disclosed balance after: 1,400

Read SEC document
March 06, 2017 Filed Feb 2, 2018 19:52 UTC
Morrow J WilliamSVP - Finance and Treasurer
GiftCommon Stock 653 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007235 · doc4.xml · nonDerivative · entry 1

Morrow J William · CIK 0001696543 · SVP - Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381.5358

F1 · balance_after: Includes 722.5358 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:32 UTC
STEAKLEY JOSEPH NSVP-Internal Audit Services
Exercise / conversionRestricted Stock Units · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015519 · doc4.xml · derivative · entry 4

STEAKLEY JOSEPH N · CIK 0001216853 · SVP-Internal Audit Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,414 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:32 UTC
STEAKLEY JOSEPH NSVP-Internal Audit Services
Tax withholdingCommon Stock 339 $87.07 $29,516.73
Disclosure

SEC source: 0001209191-17-015519 · doc4.xml · nonDerivative · entry 2

STEAKLEY JOSEPH N · CIK 0001216853 · SVP-Internal Audit Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,087.1068

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:32 UTC
STEAKLEY JOSEPH NSVP-Internal Audit Services
Exercise / conversionCommon Stock 707 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015519 · doc4.xml · nonDerivative · entry 1

STEAKLEY JOSEPH N · CIK 0001216853 · SVP-Internal Audit Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,426.1068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:31 UTC
YUSPEH ALAN RSVP & Chief Ethics Officer
Exercise / conversionRestricted Stock Units · Derivative 824 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015518 · doc4.xml · derivative · entry 3

YUSPEH ALAN R · CIK 0001216859 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Underlying: Common Stock · 824 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,649 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:31 UTC
YUSPEH ALAN RSVP & Chief Ethics Officer
Tax withholdingCommon Stock 396 $87.07 $34,479.72
Disclosure

SEC source: 0001209191-17-015518 · doc4.xml · nonDerivative · entry 2

YUSPEH ALAN R · CIK 0001216859 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,656

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:31 UTC
YUSPEH ALAN RSVP & Chief Ethics Officer
Exercise / conversionCommon Stock 824 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015518 · doc4.xml · nonDerivative · entry 1

YUSPEH ALAN R · CIK 0001216859 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
WATERMAN ROBERT ASVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015517 · doc4.xml · derivative · entry 3

WATERMAN ROBERT A · CIK 0001216856 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: Common Stock · 1,487 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,974 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
WATERMAN ROBERT ASVP & General Counsel
Tax withholdingCommon Stock 711 $87.07 $61,906.77
Disclosure

SEC source: 0001209191-17-015517 · doc4.xml · nonDerivative · entry 2

WATERMAN ROBERT A · CIK 0001216856 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,252

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
WATERMAN ROBERT ASVP & General Counsel
Exercise / conversionCommon Stock 1,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015517 · doc4.xml · nonDerivative · entry 1

WATERMAN ROBERT A · CIK 0001216856 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
STEELE JOHN MSVP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015516 · doc4.xml · derivative · entry 6

STEELE JOHN M · CIK 0001269276 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008

Underlying: Common Stock · 1,007 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,015 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
STEELE JOHN MSVP - Human Resources
Tax withholdingCommon Stock 733 $87.07 $63,822.31
Disclosure

SEC source: 0001209191-17-015516 · doc4.xml · nonDerivative · entry 2

STEELE JOHN M · CIK 0001269276 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,057

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:30 UTC
STEELE JOHN MSVP - Human Resources
Exercise / conversionCommon Stock 1,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015516 · doc4.xml · nonDerivative · entry 1

STEELE JOHN M · CIK 0001269276 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:28 UTC
Sowell Joseph A IIISVP; Chief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015514 · doc4.xml · derivative · entry 4

Sowell Joseph A III · CIK 0001478415 · SVP; Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,940 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:28 UTC
Sowell Joseph A IIISVP; Chief Development Officer
Tax withholdingCommon Stock 527 $87.07 $45,885.89
Disclosure

SEC source: 0001209191-17-015514 · doc4.xml · nonDerivative · entry 2

Sowell Joseph A III · CIK 0001478415 · SVP; Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:28 UTC
Sowell Joseph A IIISVP; Chief Development Officer
Exercise / conversionCommon Stock 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015514 · doc4.xml · nonDerivative · entry 1

Sowell Joseph A III · CIK 0001478415 · SVP; Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015513 · doc4.xml · derivative · entry 3

RUTHERFORD BILL B · CIK 0001216850 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 1,328 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,657 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:27 UTC Tax withholdingCommon Stock 363 $87.07 $31,606.41
Disclosure

SEC source: 0001209191-17-015513 · doc4.xml · nonDerivative · entry 2

RUTHERFORD BILL B · CIK 0001216850 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,437

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:27 UTC Exercise / conversionCommon Stock 1,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015513 · doc4.xml · nonDerivative · entry 1

RUTHERFORD BILL B · CIK 0001216850 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Exercise / conversionRestricted Stock Units · Derivative 1,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015511 · doc4.xml · derivative · entry 5

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 3,100 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Tax withholdingCommon Stock 1,210 $87.07 $105,354.70
Disclosure

SEC source: 0001209191-17-015511 · doc4.xml · nonDerivative · entry 2

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589.2407

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Exercise / conversionCommon Stock 1,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015511 · doc4.xml · nonDerivative · entry 1

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,799.2407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC Exercise / conversionRestricted Stock Units · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015509 · doc4.xml · derivative · entry 5

Paslick P. Martin · CIK 0001551011 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

Underlying: Common Stock · 841 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,682 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC Tax withholdingCommon Stock 590 $87.07 $51,371.30
Disclosure

SEC source: 0001209191-17-015509 · doc4.xml · nonDerivative · entry 2

Paslick P. Martin · CIK 0001551011 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC Exercise / conversionCommon Stock 841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015509 · doc4.xml · nonDerivative · entry 1

Paslick P. Martin · CIK 0001551011 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
MOORE A BRUCE JRGroup President - Service Line
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015508 · doc4.xml · derivative · entry 7

MOORE A BRUCE JR · CIK 0001216843 · Group President - Service Line

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

Underlying: Common Stock · 1,273 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,546 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
MOORE A BRUCE JRGroup President - Service Line
Tax withholdingCommon Stock 628 $87.07 $54,679.96
Disclosure

SEC source: 0001209191-17-015508 · doc4.xml · nonDerivative · entry 2

MOORE A BRUCE JR · CIK 0001216843 · Group President - Service Line

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,726

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:26 UTC
MOORE A BRUCE JRGroup President - Service Line
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015508 · doc4.xml · nonDerivative · entry 1

MOORE A BRUCE JR · CIK 0001216843 · Group President - Service Line

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:25 UTC
HAZEN SAMUEL NPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 2,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015506 · doc4.xml · derivative · entry 7

HAZEN SAMUEL N · CIK 0001216838 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,392

Underlying: Common Stock · 2,391 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 4,783 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:25 UTC
HAZEN SAMUEL NPresident & COO
Tax withholdingCommon Stock 1,116 $87.07 $97,170.12
Disclosure

SEC source: 0001209191-17-015506 · doc4.xml · nonDerivative · entry 2

HAZEN SAMUEL N · CIK 0001216838 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,137

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:25 UTC
HAZEN SAMUEL NPresident & COO
Exercise / conversionCommon Stock 2,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015506 · doc4.xml · nonDerivative · entry 1

HAZEN SAMUEL N · CIK 0001216838 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:24 UTC
Hall Charles JGroup President
Exercise / conversionRestricted Stock Units · Derivative 1,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015504 · doc4.xml · derivative · entry 3

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Underlying: Common Stock · 1,660 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 3,321 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:24 UTC
Hall Charles JGroup President
Tax withholdingCommon Stock 1,107 $87.07 $96,386.49
Disclosure

SEC source: 0001209191-17-015504 · doc4.xml · nonDerivative · entry 2

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:24 UTC
Hall Charles JGroup President
Exercise / conversionCommon Stock 1,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015504 · doc4.xml · nonDerivative · entry 1

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:23 UTC
Foster Jon MGroup President
Exercise / conversionRestricted Stock Units · Derivative 1,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015501 · doc4.xml · derivative · entry 4

Foster Jon M · CIK 0001513235 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Underlying: Common Stock · 1,660 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 3,321 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:23 UTC
Foster Jon MGroup President
Tax withholdingCommon Stock 884 $87.07 $76,969.88
Disclosure

SEC source: 0001209191-17-015501 · doc4.xml · nonDerivative · entry 2

Foster Jon M · CIK 0001513235 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:23 UTC
Foster Jon MGroup President
Exercise / conversionCommon Stock 1,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015501 · doc4.xml · nonDerivative · entry 1

Foster Jon M · CIK 0001513235 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC
Davis Jana JoustraSVP - Corporate Affairs
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015499 · doc4.xml · derivative · entry 4

Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 650 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,300 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC
Davis Jana JoustraSVP - Corporate Affairs
Tax withholdingCommon Stock 477 $87.07 $41,532.39
Disclosure

SEC source: 0001209191-17-015499 · doc4.xml · nonDerivative · entry 2

Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,891

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC
Davis Jana JoustraSVP - Corporate Affairs
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015499 · doc4.xml · nonDerivative · entry 1

Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC Exercise / conversionRestricted Stock Units · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015497 · doc4.xml · derivative · entry 8

CAMPBELL VICTOR L · CIK 0001216831 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Underlying: Common Stock · 746 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 1,492 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC Tax withholdingCommon Stock 345 $87.07 $30,039.15
Disclosure

SEC source: 0001209191-17-015497 · doc4.xml · nonDerivative · entry 2

CAMPBELL VICTOR L · CIK 0001216831 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,275

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:22 UTC Exercise / conversionCommon Stock 746 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015497 · doc4.xml · nonDerivative · entry 1

CAMPBELL VICTOR L · CIK 0001216831 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:21 UTC
JOHNSON R MILTONDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015495 · doc4.xml · derivative · entry 4

JOHNSON R MILTON · CIK 0001216841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547

Underlying: Common Stock · 4,546 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 9,093 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:21 UTC
JOHNSON R MILTONDirector · Chairman & CEO
Tax withholdingCommon Stock 1,782 $87.07 $155,158.74
Disclosure

SEC source: 0001209191-17-015495 · doc4.xml · nonDerivative · entry 2

JOHNSON R MILTON · CIK 0001216841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,730

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.