Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HCA Healthcare, Inc.HCA · Entity 2929 | SVP & Chief Human Res. Officer | February 25, 2019 | February 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HCA Healthcare, Inc.
Report date February 25, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,157 |
Ending reported balance
After 2019-02-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-25 · Exercise / conversion · Acquired 1,264 · Balance 84,625 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2019-02-25 · Tax withholding · Disposed 468 · Balance 84,157 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-25 | Direct | 0 |
Reported balance
After 2019-02-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-25 · Exercise / conversion · Disposed 1,264 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On February 25, 2016, the reporting person was granted 2,528 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 2017 GRAT (Reporting Person, Trustee) | 25,571 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,571 |
| Common StockSEC Table I · non-derivative | IndirectBy JS Trust (Spouse, Trustee) | 15,163 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,163 |
| Common StockSEC Table I · non-derivative | IndirectBy CS Trust (Spouse, Trustee) | 7,582 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,582 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On February 25, 2016, the reporting person was granted 2,528 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 27, 2019 20:19 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014299 · doc4.xml · derivative · entry 6 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,264 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 25, 2016, the reporting person was granted 2,528 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:19 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 468 | $143.26 | $67,045.68 |
DisclosureSEC source: 0001209191-19-014299 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,157 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:19 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014299 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:29 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 3,651 | $142.01 | $518,478.51 |
DisclosureSEC source: 0001209191-19-013246 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,361 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:29 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantCommon Stock | 9,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013246 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,012 F1 · kind: On January 29, 2016, the reporting person was granted 7,590 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2016-2018. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 80% of target) to two times the units granted (for actual performance of 120% or more of target). Based upon the Company's achievement with respect to cumulative 2016-2018 earnings per share, the number of performance share units that vested equaled 122.25% of the units granted. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 18:01 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 33,670 | $140.05 | $4,715,530.64 |
DisclosureSEC source: 0001209191-19-010369 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.32, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 19:39 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 35,625 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-19-009137 · doc4.xml · derivative · entry 7 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,625 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 19:39 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 37,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-19-009137 · doc4.xml · derivative · entry 6 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 19:39 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 39,455 | $140.62 | $5,548,162.10 |
DisclosureSEC source: 0001209191-19-009137 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,404 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 19:39 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 73,125 | $37.18 | $2,718,787.50 |
DisclosureSEC source: 0001209191-19-009137 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 18:08 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 8,000 | $0.00 Strike: $139.06 | $0.00 |
DisclosureSEC source: 0001209191-19-006595 · doc4.xml · derivative · entry 7 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2029-01-30 F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 30, 2020. Read SEC document |
| May 07, 2018 Filed Feb 1, 2019 18:08 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006595 · doc4.xml · nonDerivative · entry 4 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By JS Trust (Spouse, Trustee) Disclosed balance after: 15,163 Read SEC document |
| May 07, 2018 Filed Feb 1, 2019 18:08 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006595 · doc4.xml · nonDerivative · entry 3 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT (Reporting Person, Trustee) Disclosed balance after: 0 Read SEC document |
| May 07, 2018 Filed Feb 1, 2019 18:08 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006595 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By CS Trust (Spouse, Trustee) Disclosed balance after: 7,582 Read SEC document |
| May 07, 2018 Filed Feb 1, 2019 18:08 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006595 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT (Reporting Person, Trustee) Disclosed balance after: 1,662 Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · derivative · entry 11 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 1,264 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On February 25, 2016, the reporting person was granted 2,528 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionRestricted Stock Units · Derivative | 1,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · derivative · entry 10 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,008 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,015 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 841 | $100.84 | $84,806.44 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · nonDerivative · entry 4 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,741 Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 2,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · nonDerivative · entry 3 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 4,125 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · derivative · entry 9 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 4,125 shares Expires 2024-02-05 F3 · balance_after: On February 5, 2014, the reporting person was granted 27,500 stock appreciation rights. The stock appreciation rights were eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2017, 60% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 4,125 stock appreciation rights. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 6,926 | $100.54 | $696,340.04 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,310 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantCommon Stock | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013650 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,236 F1 · kind: On February 4, 2015, the reporting person was granted 8,800 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2015-2017. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 80% of target) to two times the units granted (for actual performance of 120% or more of target). Based upon the Company's achievement with respect to cumulative 2015-2017 earnings per share, the number of performance share units that vested equaled two times the units granted. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 27,450 | $0.00 Strike: $101.16 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 15 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,450 Underlying: Common Stock · 27,450 shares Expires 2028-01-31 F6 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $22.95 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 14 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $22.95 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 13 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,505 | $0.00 Strike: $15.91 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 12 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,505 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F3 · derivative.exercise_date: The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets. F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,505 | $0.00 Strike: $10.92 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 11 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,505 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,505 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 10 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,505 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 57,879 | $101.16 | $5,855,039.64 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 5 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,636 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 100,000 | $22.95 | $2,295,000.00 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 4 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 4,505 | $15.91 | $71,679.96 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 3 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 4,505 | $10.92 | $49,180.18 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 4,505 | $6.48 | $29,179.79 |
DisclosureSEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:30 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionRestricted Stock Units · Derivative | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015516 · doc4.xml · derivative · entry 6 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008 Underlying: Common Stock · 1,007 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 25, 2015, the reporting person was granted 2,015 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:30 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 733 | $87.07 | $63,822.31 |
DisclosureSEC source: 0001209191-17-015516 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,057 Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:30 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 1,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015516 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:07 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 5,500 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014539 · doc4.xml · derivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2024-02-05 F2 · balance_after: On February 5, 2014, the reporting person was granted 27,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 5,500 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:07 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 7,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014539 · doc4.xml · derivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-02-06 F1 · balance_after: On February 6, 2013, the reporting person was granted 37,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 7,500 stock appreciation rights. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,010 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 9 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,010 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F6 · derivative.exercise_date: The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,515 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 8 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,515 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F5 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,010 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 7 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,010 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F3 · derivative.exercise_date: The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 31,535 | $82.55 | $2,603,204.79 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 3 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.495 to $82.68, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 9,010 | $6.48 | $58,359.57 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 22,525 | $5.98 | $134,746.80 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:19 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 22,010 | $0.00 Strike: $81.96 | $0.00 |
DisclosureSEC source: 0001209191-17-007883 · doc4.xml · derivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,010 Underlying: Common Stock · 22,010 shares Expires 2027-02-01 F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:48 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,504 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-16-148765 · doc4.xml · derivative · entry 7 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,504 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F4 · derivative.exercise_date: The option vested in equal increments at the end of fiscal years 2007, 2008, and 2009 based upon the achievement of certain annual EBITDA performance targets. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:48 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0001209191-16-148765 · doc4.xml · derivative · entry 6 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning on January 30, 2008. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:48 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 11,459 | $73.41 | $841,205.19 |
DisclosureSEC source: 0001209191-16-148765 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,783 Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:48 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 22,508 | $11.32 | $254,808.57 |
DisclosureSEC source: 0001209191-16-148765 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.