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HCA

HCA Healthcare, Inc.

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2929
SEC CIK
0000860730
Parsed reports
883

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 2, 2018 19:47 UTC
JOHNSON R MILTONDirector · Chairman & CEO
Exercise / conversionCommon Stock 213,365 $13.21 $2,818,018.24
Disclosure

SEC source: 0001209191-18-007231 · doc4.xml · nonDerivative · entry 2

JOHNSON R MILTON · CIK 0001216841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:39 UTC
Hall Charles JGroup President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 102,629 $0.00 Strike: $22.64 $0.00
Disclosure

SEC source: 0001209191-18-007225 · doc4.xml · derivative · entry 5

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,637

Underlying: Common Stock · 102,629 shares

Expires 2019-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Two thirds of the option was vested upon grant on October 6, 2009, and one third of the option vested on November 17, 2009.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:39 UTC
Hall Charles JGroup President
SaleCommon Stock 35,949 $103.09 $3,706,154.97
Disclosure

SEC source: 0001209191-18-007225 · doc4.xml · nonDerivative · entry 3

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,544

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.33, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:39 UTC
Hall Charles JGroup President
Tax withholdingCommon Stock 33,744 $102.24 $3,449,986.56
Disclosure

SEC source: 0001209191-18-007225 · doc4.xml · nonDerivative · entry 2

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,493

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:39 UTC
Hall Charles JGroup President
Exercise / conversionCommon Stock 102,629 $22.64 $2,323,674.50
Disclosure

SEC source: 0001209191-18-007225 · doc4.xml · nonDerivative · entry 1

Hall Charles J · CIK 0001377791 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:33 UTC
Chari Ravi S.SVP-Clinical Excellence
SaleCommon Stock 10,000 $101.50 $1,015,000.00
Disclosure

SEC source: 0001209191-18-007219 · doc4.xml · nonDerivative · entry 7

Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT (Spouse, Trustee)

Disclosed balance after: 0

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:33 UTC
Chari Ravi S.SVP-Clinical Excellence
SaleCommon Stock 568.0531 $103.08 $58,554.91
Disclosure

SEC source: 0001209191-18-007219 · doc4.xml · nonDerivative · entry 6

Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,702

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:14 UTC
YUSPEH ALAN RSVP & Chief Ethics Officer
GrantStock Appreciation Right · Derivative 13,730 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007263 · doc4.xml · derivative · entry 2

YUSPEH ALAN R · CIK 0001216859 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Underlying: Common Stock · 13,730 shares

Expires 2028-01-31

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:14 UTC
YUSPEH ALAN RSVP & Chief Ethics Officer
SaleCommon Stock 15,000 $100.61 $1,509,151.50
Disclosure

SEC source: 0001209191-18-007263 · doc4.xml · nonDerivative · entry 1

YUSPEH ALAN R · CIK 0001216859 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.32 to $100.75, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:14 UTC
Wyatt Christopher F.SVP & Controller
GrantStock Appreciation Right · Derivative 18,300 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007261 · doc4.xml · derivative · entry 2

Wyatt Christopher F. · CIK 0001673365 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Common Stock · 18,300 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:13 UTC
WATERMAN ROBERT ASVP & General Counsel
GrantStock Appreciation Right · Derivative 32,020 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007259 · doc4.xml · derivative · entry 1

WATERMAN ROBERT A · CIK 0001216856 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,020

Underlying: Common Stock · 32,020 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
GrantStock Appreciation Right · Derivative 18,300 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · derivative · entry 8

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Common Stock · 18,300 shares

Expires 2028-01-31

F5 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.18 $0.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · derivative · entry 7

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Underlying: Common Stock · 1,500 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Exercise / conversionStock Appreciation Right · Derivative 6,250 $0.00 Strike: $37.18 $0.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · derivative · entry 6

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Exercise / conversionStock Appreciation Right · Derivative 4,300 $0.00 Strike: $22.95 $0.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · derivative · entry 5

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,300 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Tax withholdingCommon Stock 5,871 $101.16 $593,910.36
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · nonDerivative · entry 3

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Exercise / conversionCommon Stock 7,750 $37.18 $288,145.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · nonDerivative · entry 2

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:12 UTC
Torres Kathryn A.SVP-Payer Contracting & Align.
Exercise / conversionCommon Stock 4,300 $22.95 $98,685.00
Disclosure

SEC source: 0001209191-18-007258 · doc4.xml · nonDerivative · entry 1

Torres Kathryn A. · CIK 0001680636 · SVP-Payer Contracting & Align.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:10 UTC
STEAKLEY JOSEPH NSVP-Internal Audit Services
GrantStock Appreciation Right · Derivative 13,730 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007255 · doc4.xml · derivative · entry 1

STEAKLEY JOSEPH N · CIK 0001216853 · SVP-Internal Audit Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Underlying: Common Stock · 13,730 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
GrantStock Appreciation Right · Derivative 27,450 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 15

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2028-01-31

F6 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionStock Appreciation Right · Derivative 50,000 $0.00 Strike: $22.95 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 14

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionStock Appreciation Right · Derivative 50,000 $0.00 Strike: $22.95 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 13

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,505 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 12

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,505 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F3 · derivative.exercise_date: The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.

F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,505 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 11

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,505 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,505 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · derivative · entry 10

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,505 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F2 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Tax withholdingCommon Stock 57,879 $101.16 $5,855,039.64
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 5

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,636

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionCommon Stock 100,000 $22.95 $2,295,000.00
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 4

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionCommon Stock 4,505 $15.91 $71,679.96
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 3

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionCommon Stock 4,505 $10.92 $49,180.18
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 2

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:11 UTC
STEELE JOHN MSVP & Chief Human Res. Officer
Exercise / conversionCommon Stock 4,505 $6.48 $29,179.79
Disclosure

SEC source: 0001209191-18-007257 · doc4.xml · nonDerivative · entry 1

STEELE JOHN M · CIK 0001269276 · SVP & Chief Human Res. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:10 UTC
Sowell Joseph A IIISVP; Chief Development Officer
GrantStock Appreciation Right · Derivative 22,870 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007254 · doc4.xml · derivative · entry 4

Sowell Joseph A III · CIK 0001478415 · SVP; Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,870

Underlying: Common Stock · 22,870 shares

Expires 2028-01-31

F4 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:55 UTC GrantStock Appreciation Right · Derivative 70,900 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007239 · doc4.xml · derivative · entry 11

RUTHERFORD BILL B · CIK 0001216850 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,900

Underlying: Common Stock · 70,900 shares

Expires 2028-01-31

F3 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
GrantStock Appreciation Right · Derivative 13,730 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 14

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Underlying: Common Stock · 13,730 shares

Expires 2028-01-31

F8 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 1,495 $0.00 Strike: $69.58 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 13

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Underlying: Common Stock · 1,495 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 3,000 $0.00 Strike: $68.96 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 12

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 3,375 $0.00 Strike: $47.97 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 11

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 3,375 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 3,150 $0.00 Strike: $47.97 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 10

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 2,500 $0.00 Strike: $22.95 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 9

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionStock Appreciation Right · Derivative 2,500 $0.00 Strike: $22.95 $0.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · derivative · entry 8

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Tax withholdingCommon Stock 9,475 $101.16 $958,491.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 6

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
SaleCommon Stock 2,020 $102.00 $206,040.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 5

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,020

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionCommon Stock 1,495 $69.58 $104,022.10
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 4

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionCommon Stock 3,000 $68.96 $206,880.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 3

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionCommon Stock 6,525 $47.97 $313,004.25
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 2

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:54 UTC
Reiner Deborah MSVP - Mktg. & Communications
Exercise / conversionCommon Stock 5,000 $22.95 $114,750.00
Disclosure

SEC source: 0001209191-18-007238 · doc4.xml · nonDerivative · entry 1

Reiner Deborah M · CIK 0001720832 · SVP - Mktg. & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of stock appreciation rights and sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 31, 2018 Filed Feb 2, 2018 19:52 UTC GrantStock Appreciation Right · Derivative 27,450 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007236 · doc4.xml · derivative · entry 5

Paslick P. Martin · CIK 0001551011 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

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January 31, 2018 Filed Feb 2, 2018 19:53 UTC
Perlin Jonathan BPres-Clinical Services & CMO
GrantStock Appreciation Right · Derivative 32,020 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-18-007237 · doc4.xml · derivative · entry 14

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,020

Underlying: Common Stock · 32,020 shares

Expires 2028-01-31

F8 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.

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January 31, 2018 Filed Feb 2, 2018 19:53 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,518 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0001209191-18-007237 · doc4.xml · derivative · entry 13

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F7 · derivative.exercise_date: The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.

F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

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January 31, 2018 Filed Feb 2, 2018 19:53 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,518 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0001209191-18-007237 · doc4.xml · derivative · entry 12

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

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January 31, 2018 Filed Feb 2, 2018 19:53 UTC
Perlin Jonathan BPres-Clinical Services & CMO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,036 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0001209191-18-007237 · doc4.xml · derivative · entry 11

Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,036 shares

Expires 2019-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

F6 · derivative.exercise_date: The option vested at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.

F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.