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Nasdaq · USD

HBNC

HORIZON BANCORP INC /IN/

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4968
SEC CIK
0000706129
Parsed reports
364

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2020 Filed Feb 25, 2020 22:28 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001137688-20-000001 · primary_doc.xml · nonDerivative · entry 1

PAIRITZ PETER L · CIK 0001137688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,155

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:24 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001413023-20-000001 · primary_doc.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,319

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:41 UTC GrantDeferred Stock Units · Derivative 4,148 $16.63 $68,981.24
Disclosure

SEC source: 0001414333-20-000002 · primary_doc.xml · derivative · entry 3

Burnell Lawrence E · CIK 0001414333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

Underlying: Common Stock · 4,148 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in Issuer's Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in Issuer's Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in Issuer's Directors Deferred Compensation Plan.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:18 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001273556-20-000001 · primary_doc.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,066

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:07 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001641326-20-000001 · primary_doc.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Read SEC document
February 24, 2020 Filed Feb 25, 2020 19:53 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001234905-20-000001 · primary_doc.xml · nonDerivative · entry 1

DWORKIN JAMES B · CIK 0001234905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,384

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 19:37 UTC GrantDeferred Stock Units · Derivative 4,208 $16.63 $69,979.04
Disclosure

SEC source: 0001137692-20-000001 · primary_doc.xml · derivative · entry 1

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,411

Underlying: Common Stock · 4,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 19:25 UTC GrantCommon Stock 1,803 $16.63 $29,983.89
Disclosure

SEC source: 0001508043-20-000001 · primary_doc.xml · nonDerivative · entry 1

Blackhurst Eric P. · CIK 0001508043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,415

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
Exercise / conversionStock Options · Derivative 0 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · derivative · entry 7

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 1,762 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 3/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
Exercise / conversionStock Options · Derivative 0 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · derivative · entry 6

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,738 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on 3/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
SaleCommon Stock 1,762 $18.77 $33,072.74
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · nonDerivative · entry 5

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
Exercise / conversionCommon Stock 1,762 $18.77 $33,072.74
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · nonDerivative · entry 4

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
SaleCommon Stock 3,738 $18.77 $70,162.26
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · nonDerivative · entry 3

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
Exercise / conversionCommon Stock 3,738 $18.77 $70,162.26
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · nonDerivative · entry 2

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:44 UTC
SECOR MARK EExecutive Vice President
SaleCommon Stock 4,500 $18.77 $84,465.00
Disclosure

SEC source: 0001276902-19-000003 · primary_doc.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Read SEC document
November 19, 2019 Filed Nov 20, 2019 17:00 UTC SaleCommon Stock 18,138 $18.50 $335,489.52
Disclosure

SEC source: 0001413023-19-000001 · primary_doc.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Read SEC document
October 28, 2019 Filed Oct 31, 2019 20:45 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001273556-19-000002 · primary_doc.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,263

Read SEC document
September 09, 2019 Filed Feb 14, 2020 15:15 UTC GiftCommon Stock, no par value 1,625,710 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020999 · a5.xml · nonDerivative · entry 1

William Nathan Salin Family Irrevocable Trust #1 · CIK 0001772222 · 10% owner

Salin Margaret Jane · CIK 0001772257 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251,420

F1 · balance_after: Margaret Jane Salin serves as the sole trustee of the William Nathan Salin Family Irrevocable Trust #1 and, in such capacity, has sole voting and dispositive power. Ms. Salin disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:37 UTC
NEFF JAMES DPresident
PurchaseCommon Stock 800 $15.73 $12,584.00
Disclosure

SEC source: 0001273295-19-000004 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,954

Read SEC document
June 05, 2019 Filed Jun 7, 2019 14:26 UTC
Kuhn DennisExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,625 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001445263-19-000003 · primary_doc.xml · derivative · entry 5

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

Underlying: Common Stock · 8,625 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on 05/17/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 14:26 UTC
Kuhn DennisExecutive Vice President
Exercise / conversionCommon Stock 8,625 $4.45 $38,381.25
Disclosure

SEC source: 0001445263-19-000003 · primary_doc.xml · nonDerivative · entry 1

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 30, 2019 14:44 UTC
NEFF JAMES DPresident
PurchaseCommon Stock 3,500 $15.77 $55,195.00
Disclosure

SEC source: 0001273295-19-000003 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,154

Read SEC document
May 06, 2019 Filed May 7, 2019 20:14 UTC GiftCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001273556-19-000001 · primary_doc.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,263

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:51 UTC
NEFF JAMES DPresident
GrantStock Options · Derivative 6,119 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001273295-19-000002 · primary_doc.xml · derivative · entry 6

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

Underlying: Common Stock · 6,119 shares

Expires 2029-03-19

F1 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary date of the grant, beginning March 19, 2020.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:51 UTC
NEFF JAMES DPresident
Tax withholdingCommon Stock 598 $16.74 $10,010.52
Disclosure

SEC source: 0001273295-19-000002 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,654

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:51 UTC
NEFF JAMES DPresident
GrantCommon Stock 1,731 $0.00 $0.00
Disclosure

SEC source: 0001273295-19-000002 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,252

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:56 UTC
DWIGHT CRAIG MChief Executive Officer
GrantStock Options · Derivative 11,261 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001234902-19-000001 · primary_doc.xml · derivative · entry 5

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,261

Underlying: Common Stock · 11,261 shares

Expires 2029-03-19

F3 · derivative.exercise_date: The options vest in three equal annual installments of the anniversary date of the grant, beginning March 19, 2020

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:56 UTC
DWIGHT CRAIG MChief Executive Officer
Tax withholdingCommon Stock 1,524 $16.74 $25,511.76
Disclosure

SEC source: 0001234902-19-000001 · primary_doc.xml · nonDerivative · entry 2

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,821

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:56 UTC
DWIGHT CRAIG MChief Executive Officer
GrantCommon Stock 3,852 $0.00 $0.00
Disclosure

SEC source: 0001234902-19-000001 · primary_doc.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,345

F1 · balance_after: Adjusted for 3:2 stock split effective as of 6/15/2018

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:31 UTC
Kuhn DennisExecutive Vice President
GrantStock Options · Derivative 3,479 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001445263-19-000002 · primary_doc.xml · derivative · entry 6

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479

Underlying: Common Stock · 3,479 shares

Expires 2029-03-19

F1 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary date of the grant, beginning March 19, 2020.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:31 UTC
Kuhn DennisExecutive Vice President
Tax withholdingCommon Stock 417 $16.74 $6,980.58
Disclosure

SEC source: 0001445263-19-000002 · primary_doc.xml · nonDerivative · entry 2

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:31 UTC
Kuhn DennisExecutive Vice President
GrantCommon Stock 1,269 $0.00 $0.00
Disclosure

SEC source: 0001445263-19-000002 · primary_doc.xml · nonDerivative · entry 1

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC
DeRuiter Kathie AExecutive Vice President
GrantStock Options · Derivative 3,513 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · derivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires 2029-03-19

F1 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary date of the grant, beginning March 19, 2020

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC
DeRuiter Kathie AExecutive Vice President
Tax withholdingCommon Stock 413 $16.74 $6,913.62
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 1,290 $0.00 $0.00
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:34 UTC
SECOR MARK EExecutive Vice President
GrantStock Options · Derivative 4,593 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001276902-19-000002 · primary_doc.xml · derivative · entry 6

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,593

Underlying: Common Stock · 4,593 shares

Expires 2029-03-19

F1 · derivative.exercise_date: The options vest in these equal annual installments on the anniversary date of the grant, beginning March 19, 2020.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:34 UTC
SECOR MARK EExecutive Vice President
Tax withholdingCommon Stock 445 $16.74 $7,449.30
Disclosure

SEC source: 0001276902-19-000002 · primary_doc.xml · nonDerivative · entry 2

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964

Read SEC document
March 19, 2019 Filed Mar 21, 2019 16:34 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001276902-19-000002 · primary_doc.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,409

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:48 UTC
Kuhn DennisExecutive Vice President
GrantDeferred Stock Units · Derivative 15,395 $17.05 $262,484.75
Disclosure

SEC source: 0001445263-19-000001 · primary_doc.xml · derivative · entry 4

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 15,395

Underlying: Common Stock · 15,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 16:31 UTC
SECOR MARK EExecutive Vice President
GrantDeferred Stock Units · Derivative 20,227 $17.60 $355,995.20
Disclosure

SEC source: 0001276902-19-000001 · primary_doc.xml · derivative · entry 5

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 20,227

Underlying: Common Stock · 20,227 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 16:01 UTC
NEFF JAMES DPresident
GrantDeferred Stock Units · Derivative 34,090 $17.60 $599,984.00
Disclosure

SEC source: 0001273295-19-000001 · primary_doc.xml · derivative · entry 5

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 34,090

Underlying: Common Stock · 34,090 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp Supplemental Executive Retirement Plan (Frozen) and the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp Supplemental Executive Retirement Plan (Frozen) and the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp Supplemental Executive Retirement Plan (Frozen) and the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 19:53 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000005 · primary_doc.xml · nonDerivative · entry 1

PAIRITZ PETER L · CIK 0001137688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,418

F1 · balance_after: Adjusted for a 3:2 stock split effective as of 06/15/2018.

F2 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:15 UTC
DeRuiter Kathie AExecutive Vice President
GrantDeferred Stock Units · Derivative 13,961 $17.67 $246,690.87
Disclosure

SEC source: 0001595334-19-000001 · primary_doc.xml · derivative · entry 4

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 13,961

Underlying: Common Stock · 13,961 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

F3 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

F3 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:57 UTC GrantDeferred Stock Units · Derivative 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001414333-19-000001 · primary_doc.xml · derivative · entry 2

Burnell Lawrence E · CIK 0001414333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

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February 27, 2019 Filed Feb 28, 2019 21:45 UTC GrantDeferred Stock Units · Derivative 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001137692-19-000001 · primary_doc.xml · derivative · entry 1

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,203

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

F1 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

F1 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Deferred Compensation Plan.

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February 27, 2019 Filed Feb 28, 2019 20:06 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000007 · primary_doc.xml · nonDerivative · entry 1

VALAVANIS SPERO W · CIK 0001137694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,113

F1 · balance_after: Adjusted for a 3:2 stock split effective as of 06/15/2018

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February 27, 2019 Filed Feb 28, 2019 20:00 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000006 · primary_doc.xml · nonDerivative · entry 1

Reed Steven William · CIK 0001609009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,610

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the Reporting Person's last ownership report.

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February 27, 2019 Filed Feb 28, 2019 19:45 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000004 · primary_doc.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 43,516

F1 · balance_after: Adjusted for a 3:2 stock split effective as of 06/15/2018

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February 27, 2019 Filed Feb 28, 2019 19:36 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000003 · primary_doc.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

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February 27, 2019 Filed Feb 28, 2019 19:27 UTC GrantCommon Stock 1,413 $17.69 $24,995.97
Disclosure

SEC source: 0001508043-19-000002 · primary_doc.xml · nonDerivative · entry 1

DWORKIN JAMES B · CIK 0001234905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,651

F1 · balance_after: Adjusted for a 3:2 stock split effective as of 06/15/2018

F2 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.