Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORIZON BANCORP INC /IN/HBNC · Entity 4968 | Executive Vice President | March 15, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORIZON BANCORP INC /IN/
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,350 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Grant · Acquired 574 · Balance 17,350 F1: Adjusted to reflect 4,680 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP. |
| Common StockSEC Table I · non-derivative | IndirectBy ThrifPlan | 3,739 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,739 F2: Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP | 2,553 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,553 |
Filing footnotes · ownership attribution and instrument terms
F1: Adjusted to reflect 4,680 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.
F2: Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0000706129-22-000047 · wf-form4_164755116247871.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,350 F1 · balance_after: Adjusted to reflect 4,680 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:27 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 1,248 | $19.21 | $23,974.08 |
DisclosureSEC source: 0000706129-21-000023 · wf-form4_161609922637440.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,096 Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:27 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000706129-21-000023 · wf-form4_161609922637440.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,344 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:35 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionStock Options · Derivative | 0 | $0.00 Strike: $9.87 | $0.00 |
DisclosureSEC source: 0001445263-21-000001 · primary_doc.xml · derivative · entry 7 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,807 shares Expires 2024-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant. F3 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:35 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionStock Options · Derivative | 0 | $0.00 Strike: $8.99 | $0.00 |
DisclosureSEC source: 0001445263-21-000001 · primary_doc.xml · derivative · entry 6 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,454 shares Expires 2023-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:35 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 10,261 | $19.43 | $199,364.05 |
DisclosureSEC source: 0001445263-21-000001 · primary_doc.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,065 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 18:35 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 10,261 | $19.43 | $199,364.05 |
DisclosureSEC source: 0001445263-21-000001 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:04 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 8,625 | $14.20 | $122,453.44 |
DisclosureSEC source: 0001445263-20-000005 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,065 F1 · shares: This transaction was executed in multiple trades at prices ranging from $14.1891 to $14.2680. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:34 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 1,220 | $10.47 | $12,773.40 |
DisclosureSEC source: 0001445263-20-000004 · primary_doc.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,690 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:34 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 5,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001445263-20-000004 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,910 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 4,575 | $15.87 | $72,605.25 |
DisclosureSEC source: 0001445263-20-000001 · primary_doc.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,527 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 8,625 | $4.45 | $38,381.25 |
DisclosureSEC source: 0001445263-20-000001 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 14:43 UTC Amendment | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,625 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001445263-20-000002 · primary_doc.xml · derivative · entry 6 Kuhn Dennis · CIK 0001445263 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,625 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on May 17, 2010 and vested in five equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 14:43 UTC Amendment | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 4,575 | $15.87 | $72,605.25 |
DisclosureSEC source: 0001445263-20-000002 · primary_doc.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,527 Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 14:43 UTC Amendment | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 8,625 | $4.45 | $38,381.25 |
DisclosureSEC source: 0001445263-20-000002 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 14:26 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,625 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001445263-19-000003 · primary_doc.xml · derivative · entry 5 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 Underlying: Common Stock · 8,625 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted on 05/17/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 14:26 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 8,625 | $4.45 | $38,381.25 |
DisclosureSEC source: 0001445263-19-000003 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:31 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantStock Options · Derivative | 3,479 | $0.00 Strike: $16.74 | $0.00 |
DisclosureSEC source: 0001445263-19-000002 · primary_doc.xml · derivative · entry 6 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479 Underlying: Common Stock · 3,479 shares Expires 2029-03-19 F1 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary date of the grant, beginning March 19, 2020. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:31 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 417 | $16.74 | $6,980.58 |
DisclosureSEC source: 0001445263-19-000002 · primary_doc.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852 Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 17:31 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001445263-19-000002 · primary_doc.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269 Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 16:48 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantDeferred Stock Units · Derivative | 15,395 | $17.05 | $262,484.75 |
DisclosureSEC source: 0001445263-19-000001 · primary_doc.xml · derivative · entry 4 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 15,395 Underlying: Common Stock · 15,395 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan. F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan. F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 15:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 591 | $20.90 | $12,351.90 |
DisclosureSEC source: 0000908834-18-000157 · edgar.xml · nonDerivative · entry 3 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 15:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,250 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0000908834-18-000157 · edgar.xml · derivative · entry 7 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 Underlying: Common Stock · 5,250 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Adjusted for a 3:2 stock split effective as of 6/15/2018. F1 · shares: Adjusted for a 3:2 stock split effective as of 6/15/2018. F2 · derivative.exercise_date: The option was granted on 5/17/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant. F1 · derivative.underlying_shares: Adjusted for a 3:2 stock split effective as of 6/15/2018. F1 · balance_after: Adjusted for a 3:2 stock split effective as of 6/15/2018. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 15:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 5,250 | $20.70 | $108,675.00 |
DisclosureSEC source: 0000908834-18-000157 · edgar.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 15:59 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 5,250 | $4.45 | $23,362.50 |
DisclosureSEC source: 0000908834-18-000157 · edgar.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Adjusted for a 3:2 stock split effective as of 6/15/2018. F1 · price: Adjusted for a 3:2 stock split effective as of 6/15/2018. F1 · balance_after: Adjusted for a 3:2 stock split effective as of 6/15/2018. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:45 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 165 | $30.16 | $4,976.40 |
DisclosureSEC source: 0000908834-18-000061 · edgar.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:45 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0000908834-18-000061 · edgar.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:44 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0000908834-18-000012 · edgar.xml · derivative · entry 6 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires 2020-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on 5/7/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:44 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 7,500 | $30.00 | $225,000.00 |
DisclosureSEC source: 0000908834-18-000012 · edgar.xml · nonDerivative · entry 2 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:44 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 7,500 | $6.67 | $50,025.00 |
DisclosureSEC source: 0000908834-18-000012 · edgar.xml · nonDerivative · entry 1 Kuhn Dennis · CIK 0001445263 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.