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DeRuiter Kathie A

Disclosed activity across 1 company

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28125
SEC CIK
0001595334

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HORIZON BANCORP INC /IN/HBNC · Entity 4968Executive Vice PresidentJuly 27, 2026July 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HORIZON BANCORP INC /IN/

Report date July 27, 2026 · Filed July 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,346 Reported balance After 2026-07-27 transaction · row 1
1 source row

Row 1 · 2026-07-27 · Sale · Disposed 8,000 · Balance 50,346

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2026 Filed Jul 29, 2026 20:24 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 8,000 $20.19 $161,520.00
Disclosure

SEC source: 0001595334-26-000007 · wk-form4_1785356657.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,346

Read SEC document
March 23, 2026 Filed Mar 24, 2026 20:05 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 1,711 $16.28 $27,855.08
Disclosure

SEC source: 0001595334-26-000004 · wk-form4_1774382757.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,346

Read SEC document
March 18, 2026 Filed Mar 20, 2026 21:34 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 339 $15.71 $5,325.69
Disclosure

SEC source: 0001595334-26-000002 · wk-form4_1774042466.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,057

Read SEC document
March 17, 2026 Filed Mar 20, 2026 21:34 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 3,604 $0.00 $0.00
Disclosure

SEC source: 0001595334-26-000002 · wk-form4_1774042466.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,396

F1 · balance_after: Award of 3,604 shares granted on March 17, 2026 under Restricted Stock Agreement, 1,201 shares to vest on March 17, 2027, 1,201 shares to vest on March 17, 2028, and 1,202 shares to vest on March 17, 2029.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 21:33 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 3,525 $0.00 $0.00
Disclosure

SEC source: 0000706129-25-000066 · wk-form4_1742419995.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,792

F1 · price: Award of 3,525 shares granted on March 18, 2025 under Restricted Stock Agreement, 1,175 shares to vest on March 18, 2026, 1,175 shares to vest on March 18, 2027, and 1,175 shares to vest on March 18, 2028.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:06 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0000706129-25-000048 · wk-form4_1742328404.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,267

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:06 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0000706129-25-000048 · wk-form4_1742328404.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,705

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:06 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 438 $15.63 $6,845.94
Disclosure

SEC source: 0000706129-25-000048 · wk-form4_1742328404.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,459

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:14 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 14,909 $17.99 $268,212.91
Disclosure

SEC source: 0000706129-24-000111 · wk-form4_1733433270.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By SERP

Disclosed balance after: 0

Read SEC document
March 19, 2024 Filed Mar 20, 2024 21:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0000706129-24-000027 · wk-form4_1710968920.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,636

Read SEC document
March 19, 2024 Filed Mar 20, 2024 21:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 4,407 $0.00 $0.00
Disclosure

SEC source: 0000706129-24-000027 · wk-form4_1710968920.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,595

Read SEC document
March 19, 2024 Filed Mar 21, 2024 19:06 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0000706129-24-000033 · wk-form4_1711047967.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,897

Read SEC document
March 18, 2024 Filed Mar 20, 2024 21:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 374 $11.85 $4,431.90
Disclosure

SEC source: 0000706129-24-000027 · wk-form4_1710968920.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,188

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 4,249 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,562

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 9,999 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,811

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 2,273 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,812

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:12 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 656 $11.03 $7,235.68
Disclosure

SEC source: 0000706129-23-000046 · wf-form4_167943311579799.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,539

F1 · balance_after: Adjusted to reflect 33,580 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:32 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000039 · wf-form4_164754194595560.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,615

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionStock Options · Derivative 10,347 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 15

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,347 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionStock Options · Derivative 5,356 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 14

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,356 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionStock Options · Derivative 3,492 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 13

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,492 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 10,347 $20.13 $208,236.48
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 10

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionCommon Stock 10,347 $20.13 $208,236.48
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 9

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 5,356 $20.13 $107,791.11
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 8

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionCommon Stock 5,356 $20.13 $107,791.11
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 7

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 3,492 $20.13 $70,277.55
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionCommon Stock 3,492 $20.13 $70,277.55
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 5

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionStock Options · Derivative 402 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 12

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Underlying: Common Stock · 402 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionStock Options · Derivative 4,416 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 11

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,416 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 402 $20.22 $8,126.67
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 4

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionCommon Stock 402 $20.22 $8,126.67
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 4,416 $20.22 $89,272.09
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Exercise / conversionCommon Stock 4,416 $20.22 $89,272.09
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:04 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000027 · wf-form4_161610143862990.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
May 29, 2020 Filed Jun 1, 2020 18:45 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantDeferred Stock Units · Derivative 5,653 $10.26 $57,999.78
Disclosure

SEC source: 0001595334-20-000003 · primary_doc.xml · derivative · entry 5

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,614

Underlying: Common Stock · 5,653 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F1 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F1 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:20 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 1,320 $10.47 $13,820.40
Disclosure

SEC source: 0001595334-20-000002 · primary_doc.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:20 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 5,653 $0.00 $0.00
Disclosure

SEC source: 0001595334-20-000002 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantStock Options · Derivative 3,513 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · derivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires 2029-03-19

F1 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary date of the grant, beginning March 19, 2020

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 413 $16.74 $6,913.62
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:08 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 1,290 $0.00 $0.00
Disclosure

SEC source: 0001595334-19-000002 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:15 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantDeferred Stock Units · Derivative 13,961 $17.67 $246,690.87
Disclosure

SEC source: 0001595334-19-000001 · primary_doc.xml · derivative · entry 4

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 13,961

Underlying: Common Stock · 13,961 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

F3 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

F3 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Supplemental Executive Retirement Plan.

Read SEC document
May 11, 2018 Filed May 11, 2018 17:24 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 652 $30.04 $19,586.08
Disclosure

SEC source: 0001595334-18-000001 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:43 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 155 $30.16 $4,674.80
Disclosure

SEC source: 0000908834-18-000059 · edgar.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:43 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0000908834-18-000059 · edgar.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:23 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantEmployee Stock Option · Derivative 1,605 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · derivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

Underlying: Common Stock · 1,605 shares

Expires 2027-03-21

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

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March 21, 2017 Filed Mar 24, 2017 15:23 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 Tax withholdingCommon Stock 108 $25.14 $2,715.12
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

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March 21, 2017 Filed Mar 24, 2017 15:23 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

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February 10, 2017 Filed Feb 13, 2017 21:20 UTC HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 735 $25.52 $18,757.20
Disclosure

SEC source: 0001595334-17-000001 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 10, 2017 Filed Mar 22, 2017 20:39 UTC Amendment HORIZON BANCORP INC /IN/ HBNC · Entity 4968 SaleCommon Stock 735 $25.52 $18,757.20
Disclosure

SEC source: 0001137692-17-000011 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Adjusted for a 3:2 stock split effective November 14, 2016.

F2 · balance_after: Amended to delete a holdings line duplicating direct holdings prior to the 02/10/2017 transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.