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Nasdaq · USD

HBNC

HORIZON BANCORP INC /IN/

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4968
SEC CIK
0000706129
Parsed reports
364

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionCommon Stock 4,079 $16.74 $68,282.46
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 5

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
SaleCommon Stock 3,076 $20.25 $62,289.00
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 4

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,170

Read SEC document
March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionCommon Stock 3,076 $16.76 $51,553.76
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 3

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
SaleCommon Stock 4,627 $20.25 $93,696.75
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,170

Read SEC document
March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionCommon Stock 4,627 $10.38 $48,028.26
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:48 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000029 · wf-form4_164582206504254.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:45 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000027 · wf-form4_164582187489435.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:40 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000025 · wf-form4_164582163408865.xml · nonDerivative · entry 1

PAIRITZ PETER L · CIK 0001137688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,302

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:36 UTC GrantDeferred Stock Units · Derivative 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000023 · wf-form4_164582137390270.xml · derivative · entry 2

Reed Steven William · CIK 0001609009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:30 UTC GrantDeferred Stock Units · Derivative 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000019 · wf-form4_164582103234079.xml · derivative · entry 3

Burnell Lawrence E · CIK 0001414333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,435

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:33 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000021 · wf-form4_164582117190491.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,861

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:28 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000017 · wf-form4_164582089905987.xml · nonDerivative · entry 1

DWORKIN JAMES B · CIK 0001234905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,101

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:26 UTC GrantDeferred Stock Units · Derivative 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000015 · wf-form4_164582075556723.xml · derivative · entry 2

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,558

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:18 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000013 · wf-form4_164582010798098.xml · nonDerivative · entry 1

VALAVANIS SPERO W · CIK 0001137694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,462

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:07 UTC GrantCommon Stock 1,538 $19.45 $29,914.10
Disclosure

SEC source: 0000706129-22-000011 · wf-form4_164581960729793.xml · nonDerivative · entry 1

Blackhurst Eric P. · CIK 0001508043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,206

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 15:28 UTC
NEFF JAMES DPresident
SaleCommon Stock 10,000 $23.06 $230,647.00
Disclosure

SEC source: 0000706129-22-000002 · wf-form4_164251971164411.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,170

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2021.

F3 · shares: This transaction was executed in multiple trades at prices ranging from $23.00 to $23.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 15:28 UTC
NEFF JAMES DPresident
SaleCommon Stock 5,000 $22.00 $110,018.50
Disclosure

SEC source: 0000706129-22-000002 · wf-form4_164251971164411.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,170

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2021.

F2 · shares: This transaction was executed in multiple trades at prices ranging from $22.00 to $22.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 16:33 UTC
SECOR MARK EExecutive Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000079 · wf-form4_163949956680734.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,811

Read SEC document
December 06, 2021 Filed Dec 8, 2021 19:01 UTC GiftCommon Stock 2,865 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000077 · wf-form4_163899004878325.xml · nonDerivative · entry 1

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,089

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionStock Options · Derivative 10,347 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 15

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,347 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F4 · derivative.expiration_date: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionStock Options · Derivative 5,356 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 14

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,356 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionStock Options · Derivative 3,492 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 13

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,492 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
SaleCommon Stock 10,347 $20.13 $208,236.48
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 10

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionCommon Stock 10,347 $20.13 $208,236.48
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 9

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
SaleCommon Stock 5,356 $20.13 $107,791.11
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 8

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionCommon Stock 5,356 $20.13 $107,791.11
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 7

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
SaleCommon Stock 3,492 $20.13 $70,277.55
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionCommon Stock 3,492 $20.13 $70,277.55
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 5

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionStock Options · Derivative 402 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 12

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Underlying: Common Stock · 402 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionStock Options · Derivative 4,416 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · derivative · entry 11

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,416 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
SaleCommon Stock 402 $20.22 $8,126.67
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 4

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionCommon Stock 402 $20.22 $8,126.67
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
SaleCommon Stock 4,416 $20.22 $89,272.09
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
November 09, 2021 Filed Nov 15, 2021 16:22 UTC
DeRuiter Kathie AExecutive Vice President
Exercise / conversionCommon Stock 4,416 $20.22 $89,272.09
Disclosure

SEC source: 0000706129-21-000073 · wf-form4_163699332317089.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:04 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000067 · wf-form4_163586906889524.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,964

Read SEC document
August 02, 2021 Filed Aug 3, 2021 16:02 UTC GiftCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000055 · wf-form4_162800655038303.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,964

Read SEC document
March 18, 2021 Filed Mar 22, 2021 15:07 UTC
NEFF JAMES DPresident
SaleCommon Stock 54,725 $20.01 $1,095,047.25
Disclosure

SEC source: 0000706129-21-000039 · wf-form4_161642562818327.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,170

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

F2 · shares: This transaction was executed in multiple trades at prices ranging from $20.000 to $20.085. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:41 UTC
Kerber LynnEVP & SCCO
GrantCommon Stock 961 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000037 · wf-form4_161610368336481.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,160

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:34 UTC
Etzler Todd A.Executive Vice President & GC
GrantCommon Stock 961 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000035 · wf-form4_161610326938809.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,941

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:23 UTC
NEFF JAMES DPresident
GrantCommon Stock 1,731 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000033 · wf-form4_161610262090536.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,895

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:05 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000029 · wf-form4_161610150449109.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:04 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000027 · wf-form4_161610143862990.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:01 UTC
DWIGHT CRAIG MChief Executive Officer
GrantCommon Stock 2,967 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000021 · wf-form4_161609407577480.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,579

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March 16, 2021 Filed Mar 18, 2021 20:27 UTC
Kuhn DennisExecutive Vice President
Tax withholdingCommon Stock 1,248 $19.21 $23,974.08
Disclosure

SEC source: 0000706129-21-000023 · wf-form4_161609922637440.xml · nonDerivative · entry 2

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,096

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March 16, 2021 Filed Mar 18, 2021 20:27 UTC
Kuhn DennisExecutive Vice President
GrantCommon Stock 4,279 $0.00 $0.00
Disclosure

SEC source: 0000706129-21-000023 · wf-form4_161609922637440.xml · nonDerivative · entry 1

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,344

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March 12, 2021 Filed Mar 16, 2021 15:52 UTC
NEFF JAMES DPresident
SaleCommon Stock 12,700 $20.04 $254,508.00
Disclosure

SEC source: 0001273295-21-000002 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F2 · shares: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.15. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2021 Filed Mar 11, 2021 17:52 UTC
NEFF JAMES DPresident
SaleCommon Stock 4,300 $19.76 $84,968.00
Disclosure

SEC source: 0001273295-21-000001 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

F2 · shares: This transaction was executed in multiple trades at prices ranging from $19.75 to $19.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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March 08, 2021 Filed Mar 9, 2021 18:35 UTC
Kuhn DennisExecutive Vice President
Exercise / conversionStock Options · Derivative 0 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001445263-21-000001 · primary_doc.xml · derivative · entry 7

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,807 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

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March 08, 2021 Filed Mar 9, 2021 18:35 UTC
Kuhn DennisExecutive Vice President
Exercise / conversionStock Options · Derivative 0 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001445263-21-000001 · primary_doc.xml · derivative · entry 6

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,454 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

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March 08, 2021 Filed Mar 9, 2021 18:35 UTC
Kuhn DennisExecutive Vice President
SaleCommon Stock 10,261 $19.43 $199,364.05
Disclosure

SEC source: 0001445263-21-000001 · primary_doc.xml · nonDerivative · entry 2

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,065

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.