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Nasdaq · USD

HBNC

HORIZON BANCORP INC /IN/

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Tapewire entity
4968
SEC CIK
0000706129
Parsed reports
364

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2023 Filed Mar 23, 2023 19:26 UTC
Etzler Todd A.Executive Vice President & GC
Tax withholdingCommon Stock 2,018 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000060 · wf-form4_167959956299466.xml · nonDerivative · entry 2

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,310

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:26 UTC
Etzler Todd A.Executive Vice President & GC
GrantCommon Stock 5,136 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000060 · wf-form4_167959956299466.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,328

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:14 UTC
Kerber LynnEVP & SCCO
GrantCommon Stock 2,273 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000056 · wf-form4_167959886411203.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,737

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC
DeRuiter Kathie AExecutive Vice President
Tax withholdingCommon Stock 4,249 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 3

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,562

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 9,999 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,811

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:17 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 2,273 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000058 · wf-form4_167959904983063.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,812

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:11 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 3,039 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000054 · wf-form4_167959865657541.xml · nonDerivative · entry 3

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,682

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:11 UTC
SECOR MARK EExecutive Vice President
Tax withholdingCommon Stock 4,788 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000054 · wf-form4_167959865657541.xml · nonDerivative · entry 2

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,643

Read SEC document
March 21, 2023 Filed Mar 23, 2023 19:11 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 11,205 $0.00 $0.00
Disclosure

SEC source: 0000706129-23-000054 · wf-form4_167959865657541.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,431

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:20 UTC
DWIGHT CRAIG MChief Executive Officer
Tax withholdingCommon Stock 1,919 $11.03 $21,166.57
Disclosure

SEC source: 0000706129-23-000052 · wf-form4_167943362491311.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,676

F1 · balance_after: Adjusted to reflect 39,892 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:17 UTC
SECOR MARK EExecutive Vice President
Tax withholdingCommon Stock 825 $11.03 $9,099.75
Disclosure

SEC source: 0000706129-23-000050 · wf-form4_167943344478797.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,226

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:14 UTC
Kerber LynnEVP & SCCO
Tax withholdingCommon Stock 3,225 $11.03 $35,571.75
Disclosure

SEC source: 0000706129-23-000048 · wf-form4_167943326092607.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,464

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:12 UTC
DeRuiter Kathie AExecutive Vice President
Tax withholdingCommon Stock 656 $11.03 $7,235.68
Disclosure

SEC source: 0000706129-23-000046 · wf-form4_167943311579799.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,539

F1 · balance_after: Adjusted to reflect 33,580 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:04 UTC
Etzler Todd A.Executive Vice President & GC
Tax withholdingCommon Stock 366 $11.03 $4,036.98
Disclosure

SEC source: 0000706129-23-000044 · wf-form4_167943267278854.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,192

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:40 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000027 · wf-form4_167770320562798.xml · nonDerivative · entry 1

PAIRITZ PETER L · CIK 0001137688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,967

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:38 UTC GrantDeferred Stock Units · Derivative 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000025 · wf-form4_167770308356554.xml · derivative · entry 2

Reed Steven William · CIK 0001609009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,648

Underlying: Common Stock · 2,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:36 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000023 · wf-form4_167770295400406.xml · nonDerivative · entry 1

Freigang Julie Scheck · CIK 0001641326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:34 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000021 · wf-form4_167770282820869.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 38,746

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:31 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000019 · wf-form4_167770269947446.xml · nonDerivative · entry 1

DWORKIN JAMES B · CIK 0001234905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,660

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:29 UTC GrantDeferred Stock Units · Derivative 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000017 · wf-form4_167770258161045.xml · derivative · entry 3

Burnell Lawrence E · CIK 0001414333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,720

Underlying: Common Stock · 2,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:27 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000015 · wf-form4_167770245346599.xml · nonDerivative · entry 1

VALAVANIS SPERO W · CIK 0001137694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,082

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 20:25 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000013 · wf-form4_167770230981219.xml · nonDerivative · entry 1

Blackhurst Eric P. · CIK 0001508043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,491

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:12 UTC GrantDeferred Stock Units · Derivative 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000029 · wf-form4_167777715377049.xml · derivative · entry 2

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,843

Underlying: Common Stock · 2,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

F1 · derivative.expiration_date: Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of the Issuer upon the conditions described in the Issuer's Directors Preferred Compensation Plan.

Read SEC document
February 28, 2023 Filed Jun 8, 2023 18:15 UTC GrantCommon Stock 2,285 $15.26 $34,869.10
Disclosure

SEC source: 0000706129-23-000095 · wk-form4_1686248125.xml · nonDerivative · entry 1

Williams Vanessa Peterson · CIK 0001826842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,893

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:32 UTC
Kerber LynnEVP & SCCO
GrantDeferred Stock Units · Derivative 4,952 $16.13 $79,875.76
Disclosure

SEC source: 0000706129-23-000009 · wf-form4_167604671011762.xml · derivative · entry 4

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,952

Underlying: Common Stock · 4,952 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F2 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F2 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 19:23 UTC
Etzler Todd A.Executive Vice President & GC
GrantDeferred Stock Units · Derivative 4,553 $16.14 $73,485.42
Disclosure

SEC source: 0000706129-23-000006 · wf-form4_167588416489471.xml · derivative · entry 4

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337

Underlying: Common Stock · 4,553 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.exercise_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

F3 · derivative.expiration_date: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock, or combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 16:10 UTC
Etzler Todd A.Executive Vice President & GC
PurchaseCommon Stock 666 $14.82 $9,870.12
Disclosure

SEC source: 0000706129-22-000108 · wf-form4_166757823786687.xml · nonDerivative · entry 2

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,416

F1 · balance_after: Adjusted to reflect 184 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:04 UTC
DWIGHT CRAIG MChief Executive Officer
PurchaseCommon Stock 2,000 $15.08 $30,160.00
Disclosure

SEC source: 0000706129-22-000104 · wf-form4_166749147171391.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,703

Read SEC document
November 02, 2022 Filed Nov 4, 2022 16:10 UTC
Etzler Todd A.Executive Vice President & GC
PurchaseCommon Stock 369 $14.90 $5,498.10
Disclosure

SEC source: 0000706129-22-000108 · wf-form4_166757823786687.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,566

Read SEC document
November 01, 2022 Filed Nov 3, 2022 19:20 UTC PurchaseCommon Stock 6,750 $15.09 $101,857.50
Disclosure

SEC source: 0000706129-22-000106 · wf-form4_166750320592254.xml · nonDerivative · entry 1

Prame Thomas M · CIK 0001550175 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,050

Read SEC document
September 22, 2022 Filed Sep 23, 2022 16:09 UTC GiftCommon Stock 2,679 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000094 · wf-form4_166394934619004.xml · nonDerivative · entry 1

AARON SUSAN D · CIK 0001137692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,410

Read SEC document
August 15, 2022 Filed Aug 17, 2022 15:20 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000088 · wf-form4_166074964409523.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,051

F1 · balance_after: Adjusted to reflect 2,418 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP

Read SEC document
August 15, 2022 Filed Aug 17, 2022 15:22 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000090 · wf-form4_166074976288826.xml · nonDerivative · entry 1

Prame Thomas M · CIK 0001550175 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

Read SEC document
August 15, 2022 Filed Aug 17, 2022 15:17 UTC
Kerber LynnEVP & SCCO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000086 · wf-form4_166074945261764.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,689

Read SEC document
August 08, 2022 Filed Aug 9, 2022 12:48 UTC GiftCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000078 · wf-form4_166004931744211.xml · nonDerivative · entry 1

Magnuson Michele M. · CIK 0001413023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,461

Read SEC document
March 31, 2022 Filed Apr 4, 2022 14:32 UTC
NEFF JAMES DPresident
Disposition to issuerCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000059 · wf-form4_164908276091049.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,410

Read SEC document
March 28, 2022 Filed Mar 29, 2022 16:00 UTC
Etzler Todd A.Executive Vice President & GC
Tax withholdingCommon Stock 1,329 $20.45 $27,178.05
Disclosure

SEC source: 0000706129-22-000055 · wf-form4_164856958670454.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,197

Read SEC document
March 28, 2022 Filed Mar 29, 2022 15:41 UTC
Kerber LynnEVP & SCCO
Tax withholdingCommon Stock 561 $20.45 $11,472.45
Disclosure

SEC source: 0000706129-22-000053 · wf-form4_164856844767662.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,689

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:06 UTC
NEFF JAMES DPresident
Exercise / conversionStock Options · Derivative 2,040 $16.74 Strike: $16.74 $34,149.60
Disclosure

SEC source: 0000706129-22-000051 · wf-form4_164806959814632.xml · derivative · entry 5

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Common Stock · 2,040 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on 03/19/2019 and vest in three equal annual installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option was granted on 03/19/2019 and vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:06 UTC
NEFF JAMES DPresident
Exercise / conversionCommon Stock 2,040 $16.74 $34,149.60
Disclosure

SEC source: 0000706129-22-000051 · wf-form4_164806959814632.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:06 UTC
Kuhn DennisExecutive Vice President
GrantCommon Stock 574 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000047 · wf-form4_164755116247871.xml · nonDerivative · entry 1

Kuhn Dennis · CIK 0001445263 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,350

F1 · balance_after: Adjusted to reflect 4,680 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:03 UTC
DWIGHT CRAIG MChief Executive Officer
GrantCommon Stock 4,193 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000045 · wf-form4_164755094409836.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,703

F1 · balance_after: Adjusted to reflect 117,931 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:00 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000043 · wf-form4_164755078804356.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,633

F1 · balance_after: Adjusted to reflect 7,140 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:40 UTC
Etzler Todd A.Executive Vice President & GC
GrantCommon Stock 959 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000041 · wf-form4_164754962478656.xml · nonDerivative · entry 1

Etzler Todd A. · CIK 0001783267 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526

F1 · balance_after: Adjusted to include shares purchased pursuant to a dividend reinvestment program since the date of the reporting person's last ownership report.

F2 · balance_after: Adjusted to reflect 534 shares transferred from the reporting person's ESOP benefit plan account to the reporting person's individual retirement account. The transfer was initiated as the result of the registrant's termination of the ESOP.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:32 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000039 · wf-form4_164754194595560.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,615

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March 15, 2022 Filed Mar 17, 2022 18:30 UTC
Kerber LynnEVP & SCCO
GrantCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0000706129-22-000037 · wf-form4_164754181522196.xml · nonDerivative · entry 1

Kerber Lynn · CIK 0001550370 · EVP & SCCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

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March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionEmployee Stock Option · Derivative 4,079 $0.00 Strike: $16.74 $0.00
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · derivative · entry 12

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Underlying: Common Stock · 4,079 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.

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March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionEmployee Stock Option · Derivative 3,076 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · derivative · entry 11

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,076 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.

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March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
Exercise / conversionEmployee Stock Option · Derivative 4,627 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · derivative · entry 10

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,627 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.

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March 02, 2022 Filed Mar 4, 2022 17:08 UTC
NEFF JAMES DPresident
SaleCommon Stock 4,079 $20.25 $82,599.75
Disclosure

SEC source: 0000706129-22-000031 · wf-form4_164641370845896.xml · nonDerivative · entry 6

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,170

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.