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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2017 Filed May 18, 2017 17:35 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
PurchaseCommon Stock 1,400 $12.40 $17,354.40
Disclosure

SEC source: 0001225208-17-010022 · doc4.xml · nonDerivative · entry 4

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,996

Read SEC document
May 18, 2017 Filed May 18, 2017 17:35 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
PurchaseCommon Stock 2,200 $12.40 $27,269.00
Disclosure

SEC source: 0001225208-17-010022 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911,596

Read SEC document
May 18, 2017 Filed May 18, 2017 17:35 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
PurchaseCommon Stock 17,565 $12.39 $217,630.35
Disclosure

SEC source: 0001225208-17-010022 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909,396

Read SEC document
May 18, 2017 Filed May 18, 2017 17:35 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
PurchaseCommon Stock 28,835 $12.40 $357,554.00
Disclosure

SEC source: 0001225208-17-010022 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891,831

Read SEC document
May 15, 2017 Filed May 15, 2017 19:14 UTC
Harmening Andrew JSr. EVP of Principal Sub.
PurchaseCommon Stock 15,490 $12.92 $200,130.80
Disclosure

SEC source: 0001225208-17-009706 · doc4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,543

Read SEC document
May 09, 2017 Filed May 10, 2017 14:14 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 29,520 $12.93 $381,723.12
Disclosure

SEC source: 0001225208-17-009446 · doc4.xml · nonDerivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,963

Read SEC document
May 09, 2017 Filed May 10, 2017 14:14 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 3,400 $12.94 $43,979.00
Disclosure

SEC source: 0001225208-17-009446 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,483

Read SEC document
May 09, 2017 Filed May 10, 2017 14:14 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 2,800 $12.93 $36,209.60
Disclosure

SEC source: 0001225208-17-009446 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,883

Read SEC document
May 04, 2017 Filed May 5, 2017 13:17 UTC
Remiker RichardSr. EVP of Principal Sub
SaleCommon Stock 1,195 $13.23 $15,809.85
Disclosure

SEC source: 0001225208-17-009204 · doc4.xml · nonDerivative · entry 2

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,063

F1 · shares: This sale of shares is pursuant to a 10b5-1 trading plan.

Read SEC document
May 03, 2017 Filed May 5, 2017 13:17 UTC
Remiker RichardSr. EVP of Principal Sub
SaleCommon Stock 527 $12.89 $6,793.03
Disclosure

SEC source: 0001225208-17-009204 · doc4.xml · nonDerivative · entry 1

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,258

F1 · shares: This sale of shares is pursuant to a 10b5-1 trading plan.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:56 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008825 · doc4.xml · nonDerivative · entry 1

RANSIER KATHLEEN H · CIK 0001236148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,443

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008824 · doc4.xml · nonDerivative · entry 1

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,994

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 9,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008823 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,346

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008822 · doc4.xml · nonDerivative · entry 1

Munson Eddie R · CIK 0001380809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,099

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008821 · doc4.xml · nonDerivative · entry 1

LEVY JONATHAN A · CIK 0001139942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,585

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008820 · doc4.xml · nonDerivative · entry 1

KIGHT PETER J · CIK 0001007734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,216

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008819 · doc4.xml · nonDerivative · entry 1

Hochschwender J Michael · CIK 0001340947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,547

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008818 · doc4.xml · nonDerivative · entry 1

France Gina D · CIK 0001299626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,931

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008817 · doc4.xml · nonDerivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,437

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 9,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008816 · doc4.xml · nonDerivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,315

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 9,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008815 · doc4.xml · nonDerivative · entry 1

CUBBIN ROBERT S · CIK 0001251644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,810

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC
CRANE ANN BDirector
GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008814 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,035

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008812 · doc4.xml · nonDerivative · entry 1

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,163

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 2, 2017 18:55 UTC GrantCommon Stock 8,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008813 · doc4.xml · nonDerivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,983

F1 · shares: A vested deferred stock unit award - these shares are deliverable to the Reporting Person six months following separation from service as a director.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 29,359 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009013 · doc4.xml · derivative · entry 7

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,359

Underlying: Common Stock · 29,359 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 3,543 $13.09 $46,377.87
Disclosure

SEC source: 0001225208-17-009013 · doc4.xml · nonDerivative · entry 3

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,037

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 928 $13.09 $12,147.52
Disclosure

SEC source: 0001225208-17-009013 · doc4.xml · nonDerivative · entry 2

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,580

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantCommon Stock 14,705 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009013 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,508

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Pierce Sandra E.Senior Exec Vice President
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 58,718 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009023 · doc4.xml · derivative · entry 3

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,718

Underlying: Common Stock · 58,718 shares

Expires 2027-05-01

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Pierce Sandra E.Senior Exec Vice President
GrantCommon Stock 29,411 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009023 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,069

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC GrantEmployee/Director Stock Option (Right to Buy) · Derivative 74,733 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009021 · doc4.xml · derivative · entry 4

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,733

Underlying: Common Stock · 74,733 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC Tax withholdingCommon Stock 1,624 $13.09 $21,258.16
Disclosure

SEC source: 0001225208-17-009021 · doc4.xml · nonDerivative · entry 2

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,737

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC GrantCommon Stock 37,433 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009021 · doc4.xml · nonDerivative · entry 1

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,361

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 48,042 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009022 · doc4.xml · derivative · entry 6

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,042

Underlying: Common Stock · 48,042 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 7,124 $13.09 $93,253.16
Disclosure

SEC source: 0001225208-17-009022 · doc4.xml · nonDerivative · entry 3

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,144

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 6,135 $13.09 $80,307.15
Disclosure

SEC source: 0001225208-17-009022 · doc4.xml · nonDerivative · entry 2

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,268

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
GrantCommon Stock 24,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009022 · doc4.xml · nonDerivative · entry 1

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,403

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Houston HelgaSenior Exec. V. P.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 64,056 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009020 · doc4.xml · derivative · entry 5

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,056

Underlying: Common Stock · 64,056 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 8,780 $13.09 $114,930.20
Disclosure

SEC source: 0001225208-17-009020 · doc4.xml · nonDerivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,108

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 7,005 $13.09 $91,695.45
Disclosure

SEC source: 0001225208-17-009020 · doc4.xml · nonDerivative · entry 2

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,888

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Houston HelgaSenior Exec. V. P.
GrantCommon Stock 32,085 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009020 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,893

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 74,733 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009019 · doc4.xml · derivative · entry 4

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,733

Underlying: Common Stock · 74,733 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 10,166 $13.09 $133,072.94
Disclosure

SEC source: 0001225208-17-009019 · doc4.xml · nonDerivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,683

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 7,641 $13.09 $100,020.69
Disclosure

SEC source: 0001225208-17-009019 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,849

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantCommon Stock 37,433 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009019 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,490

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
CHEAP RICHARD AGeneral Counsel & Sec'y
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 22,686 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009018 · doc4.xml · derivative · entry 6

CHEAP RICHARD A · CIK 0001235444 · General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

Underlying: Common Stock · 22,686 shares

Expires 2027-05-01

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
CHEAP RICHARD AGeneral Counsel & Sec'y
Tax withholdingCommon Stock 2,012 $13.09 $26,337.08
Disclosure

SEC source: 0001225208-17-009018 · doc4.xml · nonDerivative · entry 3

CHEAP RICHARD A · CIK 0001235444 · General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,559

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
CHEAP RICHARD AGeneral Counsel & Sec'y
Tax withholdingCommon Stock 1,624 $13.09 $21,258.16
Disclosure

SEC source: 0001225208-17-009018 · doc4.xml · nonDerivative · entry 2

CHEAP RICHARD A · CIK 0001235444 · General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,571

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:06 UTC
CHEAP RICHARD AGeneral Counsel & Sec'y
GrantCommon Stock 11,363 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009018 · doc4.xml · nonDerivative · entry 1

CHEAP RICHARD A · CIK 0001235444 · General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,195

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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May 01, 2017 Filed May 3, 2017 20:06 UTC
Maloney Nancy EEVP and Controller
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 12,010 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-17-009017 · doc4.xml · derivative · entry 2

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,010

Underlying: Common Stock · 12,010 shares

Expires 2027-05-01

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.