Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 2, 2018 13:58 UTC |
Litsey Jana JGeneral Counsel & Secretary
|
GrantCommon Stock | 6,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005041 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,830 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 13:57 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 3,057 | $15.70 | $47,994.90 |
DisclosureSEC source: 0001225208-18-005040 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,964 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 13:57 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 7,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005040 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,021 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 13:57 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 2,958 | $15.70 | $46,440.60 |
DisclosureSEC source: 0001225208-18-005039 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,522 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 13:57 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
GrantCommon Stock | 10,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005039 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,480 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 13:57 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
GrantCommon Stock | 7,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005038 · doc4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:47 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 230,035 | $6.02 Strike: $6.02 | $1,384,810.70 |
DisclosureSEC source: 0001225208-18-003856 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,250 Underlying: Common Stock · 230,035 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:47 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 151,167 | $16.16 | $2,442,102.89 |
DisclosureSEC source: 0001225208-18-003856 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002,522 Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:47 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 230,035 | $6.02 | $1,384,810.70 |
DisclosureSEC source: 0001225208-18-003856 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,153,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:02 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 182,950 | $6.02 Strike: $6.02 | $1,101,359.00 |
DisclosureSEC source: 0001225208-18-003544 · doc4.xml · derivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,157 Underlying: Common Stock · 182,950 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:02 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 112,348 | $15.86 | $1,781,277.54 |
DisclosureSEC source: 0001225208-18-003544 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,380 Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:02 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 182,950 | $6.02 | $1,101,359.00 |
DisclosureSEC source: 0001225208-18-003544 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,646 | $15.83 | $26,056.18 |
DisclosureSEC source: 0001225208-18-003398 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,778 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,728 | $15.83 | $27,354.24 |
DisclosureSEC source: 0001225208-18-003397 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,664 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 12,162 | $15.83 | $192,524.46 |
DisclosureSEC source: 0001225208-18-003396 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,923,654 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 3,754 | $15.83 | $59,425.82 |
DisclosureSEC source: 0001225208-18-003395 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,267 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. F2 · balance_after: These are awards of restrcited stock units (RSUs) that will convert to shares upon vesting. 10,797 RSUs granted on July 25, 2011 and 10,339 RSUs granted on May 1, 2012 will vest in full on the third anniversary of the grant date. 9,631 RSUs granted on May 1, 2013, will vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Tax withholdingCommon Stock | 2,594 | $15.83 | $41,063.02 |
DisclosureSEC source: 0001225208-18-003394 · doc4.xml · nonDerivative · entry 1 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,593 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:56 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 4,296 | $15.83 | $68,005.68 |
DisclosureSEC source: 0001225208-18-003393 · doc4.xml · nonDerivative · entry 1 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,441 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:56 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 3,409 | $15.83 | $53,964.47 |
DisclosureSEC source: 0001225208-18-003392 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,427 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:56 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 3,668 | $15.83 | $58,064.44 |
DisclosureSEC source: 0001225208-18-003391 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,314 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 21:44 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
OtherCommon Stock | 24,776 | $15.22 | $377,122.93 |
DisclosureSEC source: 0001225208-18-002506 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Executive Deferred Compensation Plan Disclosed balance after: 41,557 Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 17:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 230,035 | $0.00 Strike: $6.02 | $0.00 |
DisclosureSEC source: 0001225208-18-001712 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840,285 Underlying: Common Stock · 230,035 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 17:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 142,048 | $16.13 | $2,291,234.24 |
DisclosureSEC source: 0001225208-18-001712 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,030,816 Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 17:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 230,035 | $6.02 | $1,384,810.70 |
DisclosureSEC source: 0001225208-18-001712 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,172,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:31 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 1,934 | $16.15 | $31,234.10 |
DisclosureSEC source: 0001225208-18-001632 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 8,883 Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:31 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 1,579 | $16.15 | $25,500.85 |
DisclosureSEC source: 0001225208-18-001633 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 7,798 Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:31 UTC |
ENDRES MICHAEL JDirector
|
GrantCommon Stock | 1,625 | $16.15 | $26,243.75 |
DisclosureSEC source: 0001225208-18-001631 · doc4.xml · nonDerivative · entry 1 ENDRES MICHAEL J · CIK 0001110858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 7,739 Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:31 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 696 | $16.15 | $11,240.40 |
DisclosureSEC source: 0001225208-18-001630 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 3,019 Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:31 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 1,625 | $16.15 | $26,243.75 |
DisclosureSEC source: 0001225208-18-001629 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 8,043 Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:17 UTC |
ENDRES MICHAEL JDirector
|
Sale8.50 % Series A Convertible Pref'd Stock · Derivative | 500 | $1,387.60 | $693,798.80 |
DisclosureSEC source: 0001225208-18-000806 · doc4.xml · derivative · entry 4 ENDRES MICHAEL J · CIK 0001110858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,834 shares Expires not disclosed F1 · derivative.exercise_price: Each share of 8.50% Series A Convertible Preferred Stock may converted at any tme, at the option of the holder, into 83.6680 shares of common stock. F1 · derivative.exercise_date: Each share of 8.50% Series A Convertible Preferred Stock may converted at any tme, at the option of the holder, into 83.6680 shares of common stock. F2 · derivative.expiration_date: The 8.50% Series A Convertible Preferred Stock has no expiration date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 16,611 | $0.00 Strike: $6.02 | $0.00 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · derivative · entry 9 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,611 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 28,328 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · derivative · entry 8 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,056 Underlying: Common Stock · 28,328 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 14,771 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · derivative · entry 7 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,082 Underlying: Common Stock · 14,771 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Tax withholdingCommon Stock | 27,452 | $14.57 | $399,975.64 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · nonDerivative · entry 4 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,755 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionCommon Stock | 14,771 | $6.77 | $99,999.67 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · nonDerivative · entry 3 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionCommon Stock | 16,611 | $6.02 | $99,998.22 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · nonDerivative · entry 2 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:56 UTC |
STANUTZ NICHOLAS GSr EVP of Principal Sub
|
Exercise / conversionCommon Stock | 28,328 | $7.06 | $199,995.68 |
DisclosureSEC source: 0001225208-18-000692 · doc4.xml · nonDerivative · entry 1 STANUTZ NICHOLAS G · CIK 0001237824 · Sr EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2017 Filed Feb 12, 2018 21:44 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GiftCommon Stock | 95,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002506 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847,829 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 12,329 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · derivative · entry 7 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,514 Underlying: Common Stock · 12,329 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 14,263 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · derivative · entry 6 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,679 Underlying: Common Stock · 14,263 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 8,225 | $13.61 | $111,942.25 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · nonDerivative · entry 4 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,021 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 7,409 | $13.59 | $100,688.31 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · nonDerivative · entry 3 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,246 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionCommon Stock | 12,329 | $9.08 | $111,947.32 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · nonDerivative · entry 2 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionCommon Stock | 14,263 | $7.06 | $100,696.78 |
DisclosureSEC source: 0001225208-17-017733 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 41,151 | $0.00 Strike: $6.02 | $0.00 |
DisclosureSEC source: 0001225208-17-017732 · doc4.xml · derivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,107 Underlying: Common Stock · 41,151 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 17,764 | $13.95 | $247,718.98 |
DisclosureSEC source: 0001225208-17-017732 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,424 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:57 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 41,151 | $6.02 | $247,729.02 |
DisclosureSEC source: 0001225208-17-017732 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 17:24 UTC |
Houston HelgaSenior Exec. V. P.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 28,328 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-17-016877 · doc4.xml · derivative · entry 16 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,328 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 17:24 UTC |
Houston HelgaSenior Exec. V. P.
|
GiftCommon Stock | 4,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016877 · doc4.xml · nonDerivative · entry 11 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,836 Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 17:24 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 14,455 | $13.84 | $199,984.93 |
DisclosureSEC source: 0001225208-17-016877 · doc4.xml · nonDerivative · entry 10 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,561 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.