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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 17, 2022 21:22 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 47,000 $15.14 $711,363.80
Disclosure

SEC source: 0001225208-22-011770 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,888.182

F1 · price: This transaction was executed in multiple trades ranging from $15.13 to $15.1402. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:23 UTC
Kleinman Scott DSenior Exec. V.P.
SaleCommon Stock 12,322 $15.50 $190,991.00
Disclosure

SEC source: 0001225208-22-011652 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,476.7

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,338 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · derivative · entry 7

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,351

Underlying: Common Stock · 25,338 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,338 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · derivative · entry 6

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,689

Underlying: Common Stock · 25,338 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Tax withholdingCommon Stock 19,177 $15.44 $296,092.88
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · nonDerivative · entry 4

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,975.7

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Tax withholdingCommon Stock 19,177 $15.44 $296,092.88
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · nonDerivative · entry 3

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,798.7

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Exercise / conversionCommon Stock 25,338 $8.57 $217,146.66
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · nonDerivative · entry 2

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,814.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:17 UTC
Kleinman Scott DSenior Exec. V.P.
Exercise / conversionCommon Stock 25,338 $8.57 $217,146.66
Disclosure

SEC source: 0001225208-22-011571 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,152.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:54 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
SaleCommon Stock 28,055 $15.44 $433,169.20
Disclosure

SEC source: 0001225208-22-011455 · doc4.xml · nonDerivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,060.314

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:51 UTC
Kleinman Scott DSenior Exec. V.P.
SaleCommon Stock 9,749 $15.50 $151,109.50
Disclosure

SEC source: 0001225208-22-011454 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,476.7

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:54 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Tax withholdingCommon Stock 23,282 $15.38 $358,077.16
Disclosure

SEC source: 0001225208-22-011455 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,115.314

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:16 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 20,195 $15.21 $307,178.07
Disclosure

SEC source: 0001225208-22-011434 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,423.789

F1 · price: This transaction was executed in multiple trades ranging from $15.21 to $15.215. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:32 UTC
Sit Roger JDirector
GrantCommon Stock 2,062.317 $14.85 $30,624.99
Disclosure

SEC source: 0001225208-22-011179 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 10,625.565

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:31 UTC GrantCommon Stock 2,609.463 $14.85 $38,750.00
Disclosure

SEC source: 0001225208-22-011177 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 16,634.723

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:28 UTC GrantCommon Stock 2,609.463 $14.85 $38,750.00
Disclosure

SEC source: 0001225208-22-011176 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 185,382.759

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:26 UTC GrantCommon Stock 96.803 $14.85 $1,437.50
Disclosure

SEC source: 0001225208-22-011174 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,151.306

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:24 UTC GrantCommon Stock 505.057 $14.85 $7,500.00
Disclosure

SEC source: 0001225208-22-011173 · doc4.xml · nonDerivative · entry 1

King Richard H · CIK 0001614229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 1,650.185

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:23 UTC
CRANE ANN BDirector
GrantCommon Stock 2,567.375 $14.85 $38,125.01
Disclosure

SEC source: 0001225208-22-011172 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 53,518.268

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:21 UTC GrantCommon Stock 1,936.053 $14.85 $28,750.00
Disclosure

SEC source: 0001225208-22-011169 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 6,325.713

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 20:19 UTC
TORGOW GARYDirector
PurchaseCommon Stock 16,835 $14.75 $248,385.27
Disclosure

SEC source: 0001225208-22-011168 · doc4.xml · nonDerivative · entry 1

TORGOW GARY · CIK 0001251487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,135.952

F1 · price: This transaction was executed in multiple trades ranging from $14.73 to $14.785. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 26,394 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · derivative · entry 7

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,574

Underlying: Common Stock · 26,394 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 26,392 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · derivative · entry 6

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,968

Underlying: Common Stock · 26,392 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Tax withholdingCommon Stock 20,585 $14.35 $295,394.75
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · nonDerivative · entry 5

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,225.644

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Tax withholdingCommon Stock 20,583 $14.35 $295,366.05
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · nonDerivative · entry 4

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,810.644

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
SaleCommon Stock 11,618 $14.36 $166,846.10
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · nonDerivative · entry 3

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,393.644

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionCommon Stock 26,392 $8.57 $226,179.44
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · nonDerivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,011.644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:21 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionCommon Stock 26,394 $8.57 $226,196.58
Disclosure

SEC source: 0001225208-22-009656 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,619.644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 20:20 UTC
SHAFER THOMAS CSenior Exec. V.P.
Tax withholdingCommon Stock 474 $13.58 $6,436.92
Disclosure

SEC source: 0001225208-22-009433 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,940.312

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:38 UTC
Dennis Donald LeeExecutive V.P.
Tax withholdingCommon Stock 229 $13.35 $3,057.15
Disclosure

SEC source: 0001225208-22-009194 · doc4.xml · nonDerivative · entry 1

Dennis Donald Lee · CIK 0001858781 · Executive V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,267.344

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of an RSU award.

F2 · balance_after: Total reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan and includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:38 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 9,940 $0.00 Strike: $10.06 $0.00
Disclosure

SEC source: 0001225208-22-009192 · doc4.xml · derivative · entry 10

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,313

Underlying: Common Stock · 9,940 shares

Expires 2026-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:38 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 9,182 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001225208-22-009192 · doc4.xml · derivative · entry 9

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,055

Underlying: Common Stock · 9,182 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:38 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 9,182 $10.89 $99,991.98
Disclosure

SEC source: 0001225208-22-009192 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,283.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:38 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 9,940 $10.06 $99,996.40
Disclosure

SEC source: 0001225208-22-009192 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,101.904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan and GRATs and includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
July 27, 2022 Filed Jul 28, 2022 21:00 UTC
TORGOW GARYDirector
PurchaseCommon Stock 19,382 $12.90 $249,975.47
Disclosure

SEC source: 0001225208-22-009028 · doc4.xml · nonDerivative · entry 1

TORGOW GARY · CIK 0001251487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,300.952

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:36 UTC GrantCommon Stock 2,986.19 $12.98 $38,748.80
Disclosure

SEC source: 0001225208-22-009025 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 13,866.251

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:39 UTC
Sit Roger JDirector
GrantCommon Stock 2,360.054 $12.98 $30,624.06
Disclosure

SEC source: 0001225208-22-009026 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 8,466.164

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:36 UTC GrantCommon Stock 2,986.19 $12.98 $38,748.80
Disclosure

SEC source: 0001225208-22-009024 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 180,701.142

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:36 UTC GrantCommon Stock 110.778 $12.98 $1,437.46
Disclosure

SEC source: 0001225208-22-009023 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,019.873

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:34 UTC GrantCommon Stock 577.972 $12.98 $7,499.76
Disclosure

SEC source: 0001225208-22-009022 · doc4.xml · nonDerivative · entry 1

King Richard H · CIK 0001614229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 1,132.146

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:32 UTC GrantCommon Stock 2,215.561 $12.98 $28,749.12
Disclosure

SEC source: 0001225208-22-009020 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,339.894

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:32 UTC
CRANE ANN BDirector
GrantCommon Stock 2,938.026 $12.98 $38,123.83
Disclosure

SEC source: 0001225208-22-009021 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 50,373.248

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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June 01, 2022 Filed Jun 2, 2022 20:16 UTC
Dennis Donald LeeExecutive V.P.
Tax withholdingCommon Stock 291 $13.59 $3,954.69
Disclosure

SEC source: 0001225208-22-007598 · doc4.xml · nonDerivative · entry 1

Dennis Donald Lee · CIK 0001858781 · Executive V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,929.833

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

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May 31, 2022 Filed Jun 2, 2022 20:16 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 26,394 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-007596 · doc4.xml · derivative · entry 4

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,360

Underlying: Common Stock · 26,394 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2022 Filed Jun 2, 2022 20:16 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Tax withholdingCommon Stock 20,938 $13.79 $288,630.33
Disclosure

SEC source: 0001225208-22-007596 · doc4.xml · nonDerivative · entry 3

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,838.668

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May 31, 2022 Filed Jun 2, 2022 20:16 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
SaleCommon Stock 5,456 $13.72 $74,856.32
Disclosure

SEC source: 0001225208-22-007596 · doc4.xml · nonDerivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,776.668

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May 31, 2022 Filed Jun 2, 2022 20:16 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Exercise / conversionCommon Stock 26,394 $8.57 $226,196.58
Disclosure

SEC source: 0001225208-22-007596 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,232.668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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May 31, 2022 Filed Jun 2, 2022 20:14 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 28,166 $13.77 $387,845.82
Disclosure

SEC source: 0001225208-22-007593 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,473.855

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

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May 06, 2022 Filed May 10, 2022 20:19 UTC
Jones Michael ScottSenior Exec. V.P.
Tax withholdingCommon Stock 4,393 $13.35 $58,646.55
Disclosure

SEC source: 0001225208-22-006775 · doc4.xml · nonDerivative · entry 1

Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,219.904

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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May 06, 2022 Filed May 10, 2022 20:20 UTC
SHAFER THOMAS CSenior Exec. V.P.
Tax withholdingCommon Stock 5,520 $13.35 $73,692.00
Disclosure

SEC source: 0001225208-22-006776 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · Senior Exec. V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,743.716

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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May 04, 2022 Filed May 5, 2022 20:15 UTC
Heller Paul GSr. EVP & Chief Technology Off
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 31,673 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-006568 · doc4.xml · derivative · entry 12

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,689

Underlying: Common Stock · 31,673 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.