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HAYW

Hayward Holdings, Inc.

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768
SEC CIK
0001834622
Parsed reports
329

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202601
Feb 202601
Mar 202602
Apr 202611
May 202601
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 16, 2021 22:30 UTC PurchaseCommon Stock 10,000 $17.00 $170,000.00
Disclosure

SEC source: 0001104659-21-037283 · tm219858-8_4seq1.xml · nonDerivative · entry 2

Silber Lawrence Harris · CIK 0001560939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352

Read SEC document
March 12, 2021 Filed Sep 22, 2021 20:06 UTC Amendment
HOLLERAN KEVINPresident and CEO
PurchaseCommon Stock 8,000 $17.00 $136,000.00
Disclosure

SEC source: 0001104659-21-118313 · tm2127638-7_4aseq1.xml · nonDerivative · entry 1

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,135

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 8,000 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 16:08 UTC Amendment
ROETKEN RICKPresident, North America
PurchaseCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001104659-21-118316 · tm2127638-8_4aseq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,013

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 1,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 16:02 UTC Amendment
COLICCHIO MICHAELVP and Corporate Controller
PurchaseCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001104659-21-118301 · tm2127638-3_4aseq1.xml · nonDerivative · entry 1

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,256

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 1,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 16:05 UTC Amendment
Jones EifionSenior Vice President and CFO
PurchaseCommon Stock 6,500 $17.00 $110,500.00
Disclosure

SEC source: 0001104659-21-118309 · tm2127638-6_4aseq1.xml · nonDerivative · entry 1

Jones Eifion · CIK 0001850060 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 6,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 20:04 UTC Amendment PurchaseCommon Stock 5,550 $17.00 $94,350.00
Disclosure

SEC source: 0001104659-21-118303 · tm2127638-4_4aseq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,293

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 5,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 20:04 UTC Amendment PurchaseCommon Stock 2,000 $17.00 $34,000.00
Disclosure

SEC source: 0001104659-21-118306 · tm2127638-5_4aseq1.xml · nonDerivative · entry 1

WALKER LORI A · CIK 0001242956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,352

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 2,000 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Sep 22, 2021 20:01 UTC Amendment PurchaseCommon Stock 10,000 $17.00 $170,000.00
Disclosure

SEC source: 0001104659-21-118300 · tm2127638-2_4aseq1.xml · nonDerivative · entry 1

Silber Lawrence Harris · CIK 0001560939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 10,000 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

Read SEC document
March 12, 2021 Filed Mar 7, 2022 21:18 UTC
HOLLERAN KEVINDirector · President and CEO
PurchaseCommon Stock 700 $17.00 $11,900.00
Disclosure

SEC source: 0001834622-22-000020 · wf-form4_164668786539258.xml · nonDerivative · entry 3

HOLLERAN KEVIN · CIK 0001851021 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 700

Read SEC document
March 12, 2021 Filed Mar 7, 2022 21:18 UTC
HOLLERAN KEVINDirector · President and CEO
PurchaseCommon Stock 700 $17.00 $11,900.00
Disclosure

SEC source: 0001834622-22-000020 · wf-form4_164668786539258.xml · nonDerivative · entry 2

HOLLERAN KEVIN · CIK 0001851021 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 700

Read SEC document
March 12, 2021 Filed Mar 7, 2022 21:18 UTC
HOLLERAN KEVINDirector · President and CEO
PurchaseCommon Stock 700 $17.00 $11,900.00
Disclosure

SEC source: 0001834622-22-000020 · wf-form4_164668786539258.xml · nonDerivative · entry 1

HOLLERAN KEVIN · CIK 0001851021 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child A

Disclosed balance after: 700

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:16 UTC
HOLLERAN KEVINPresident and CEO
GrantStock Options (Right to Buy) · Derivative 607,235 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-037269 · tm219858-2_4seq1.xml · derivative · entry 6

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,235

Underlying: Common Stock · 607,235 shares

Expires 2031-03-11

F4 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:16 UTC
HOLLERAN KEVINPresident and CEO
OtherCommon Stock 451,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037269 · tm219858-2_4seq1.xml · nonDerivative · entry 2

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,135

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:16 UTC
HOLLERAN KEVINPresident and CEO
OtherClass A Common Stock 1,898.98 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037269 · tm219858-2_4seq1.xml · nonDerivative · entry 1

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
GrantStock Options (Right to Buy) · Derivative 121,760 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 9

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,760

Underlying: Common Stock · 121,760 shares

Expires 2031-03-11

F6 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherCommon Stock 47,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,513

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:24 UTC
Jones EifionSenior VP and CFO
GrantStock Options (Right to Buy) · Derivative 171,886 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-037276 · tm219858-5_4seq1.xml · derivative · entry 6

Jones Eifion · CIK 0001850060 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,886

Underlying: Common Stock · 171,886 shares

Expires 2031-03-11

F4 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
GrantStock Options (Right to Buy) · Derivative 10,360 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · derivative · entry 9

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,360

Underlying: Common Stock · 10,360 shares

Expires 2031-03-11

F6 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
GrantCommon Stock 3,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · nonDerivative · entry 5

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,756

F3 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherCommon Stock 12,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · nonDerivative · entry 4

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,645

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of Common Stock.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherClass A Common Stock 51.13 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · nonDerivative · entry 3

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of Common Stock.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of Common Stock.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:19 UTC GrantCommon Stock 7,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 3

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,743

F2 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:19 UTC OtherCommon Stock 59,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,391

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:19 UTC OtherClass A Common Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:21 UTC GrantCommon Stock 7,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037275 · tm219858-4_4seq.xml · nonDerivative · entry 1

WALKER LORI A · CIK 0001242956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock, par value $0.001 per share ("Common Stock"). The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 22:30 UTC GrantCommon Stock 7,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037283 · tm219858-8_4seq1.xml · nonDerivative · entry 1

Silber Lawrence Harris · CIK 0001560939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock, par value $0.001 per share ("Common Stock"). The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 02, 2021 Filed Mar 16, 2021 22:16 UTC
HOLLERAN KEVINPresident and CEO
OtherStock Options (Right to Buy) · Derivative 3,900,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001104659-21-037269 · tm219858-2_4seq1.xml · derivative · entry 5

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900,000

Underlying: Common Stock · 3,900,000 shares

Expires 2029-12-24

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option shall vest as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 12, 2020, August 12, 2021, August 12, 2022, August 12, 2023, and August 12, 2024. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

Read SEC document
March 02, 2021 Filed Mar 16, 2021 22:16 UTC
HOLLERAN KEVINPresident and CEO
OtherStock Options (Right to Buy) · Derivative 20,000 Not disclosed Strike: $272.92 Not disclosed
Disclosure

SEC source: 0001104659-21-037269 · tm219858-2_4seq1.xml · derivative · entry 4

HOLLERAN KEVIN · CIK 0001851021 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 20,000 shares

Expires 2029-12-24

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option shall vest as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 12, 2020, August 12, 2021, August 12, 2022, August 12, 2023, and August 12, 2024. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

Read SEC document
March 02, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherStock Options (Right to Buy) · Derivative 1,170,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 8

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,000

Underlying: Common Stock · 1,170,000 shares

Expires 2028-08-27

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock, in five equal installments, on each of August 27, 2019, August 27, 2020, August 27, 2021, August 27, 2022, and August 27, 2023. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

Read SEC document
March 02, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherStock Options (Right to Buy) · Derivative 6,000 Not disclosed Strike: $97.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 7

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2028-08-27

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock, in five equal installments, on each of August 27, 2019, August 27, 2020, August 27, 2021, August 27, 2022, and August 27, 2023. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherStock Options (Right to Buy) · Derivative 195,000 Not disclosed Strike: $3.61 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 6

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2031-01-12

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
OtherStock Options (Right to Buy) · Derivative 1,000 Not disclosed Strike: $703.93 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 5

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,000 shares

Expires 2031-01-12

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:24 UTC
Jones EifionSenior VP and CFO
OtherStock Options (Right to Buy) · Derivative 1,560,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001104659-21-037276 · tm219858-5_4seq1.xml · derivative · entry 5

Jones Eifion · CIK 0001850060 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,000

Underlying: Common Stock · 1,560,000 shares

Expires 2030-04-20

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of April 20, 2021, April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:24 UTC
Jones EifionSenior VP and CFO
OtherStock Options (Right to Buy) · Derivative 8,000 Not disclosed Strike: $272.92 Not disclosed
Disclosure

SEC source: 0001104659-21-037276 · tm219858-5_4seq1.xml · derivative · entry 4

Jones Eifion · CIK 0001850060 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,000 shares

Expires 2030-04-20

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of April 20, 2021, April 20, 2022, April 20, 2023, April 20, 2024, and April 20, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:24 UTC
Jones EifionSenior VP and CFO
OtherStock Options (Right to Buy) · Derivative 292,500 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001104659-21-037276 · tm219858-5_4seq1.xml · derivative · entry 3

Jones Eifion · CIK 0001850060 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,500

Underlying: Common Stock · 292,500 shares

Expires 2021-10-14

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · derivative.exercise_date: The option is fully vested.

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March 02, 2021 Filed Mar 16, 2021 18:24 UTC
Jones EifionSenior VP and CFO
OtherStock Options (Right to Buy) · Derivative 1,500 Not disclosed Strike: $272.92 Not disclosed
Disclosure

SEC source: 0001104659-21-037276 · tm219858-5_4seq1.xml · derivative · entry 2

Jones Eifion · CIK 0001850060 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,500 shares

Expires 2021-10-14

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock was reclassified into an outstanding option to purchase shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F2 · derivative.exercise_date: The option is fully vested.

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March 02, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherStock Options (Right to Buy) · Derivative 97,500 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · derivative · entry 8

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 97,500 shares

Expires 2027-08-04

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherStock Options (Right to Buy) · Derivative 500 Not disclosed Strike: $97.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · derivative · entry 7

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 500 shares

Expires 2027-08-04

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherCommon Stock 97,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · nonDerivative · entry 2

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), was reclassified into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), was reclassified into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

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March 02, 2021 Filed Mar 16, 2021 18:26 UTC
COLICCHIO MICHAELVP and Corporate Controller
OtherClass B Common Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037279 · tm219858-6_4seq1.xml · nonDerivative · entry 1

COLICCHIO MICHAEL · CIK 0001850052 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), was reclassified into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), was reclassified into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

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March 02, 2021 Filed Mar 16, 2021 22:19 UTC OtherStock Options (Right to Buy) · Derivative 126,750 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · derivative · entry 6

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,750

Underlying: Common Stock · 126,750 shares

Expires 2027-08-04

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 22:19 UTC OtherStock Options (Right to Buy) · Derivative 650 Not disclosed Strike: $97.75 Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · derivative · entry 5

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 650 shares

Expires 2027-08-04

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 22:30 UTC OtherStock Options (Right to Buy) · Derivative 156,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001104659-21-037283 · tm219858-8_4seq1.xml · derivative · entry 4

Silber Lawrence Harris · CIK 0001560939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,000

Underlying: Common Stock · 156,000 shares

Expires 2029-12-21

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F2 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F3 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in five equal installments, on each of November 22, 2020, November 22, 2021, November 22, 2022, November 22, 2023, and November 22, 2024.

Read SEC document
March 02, 2021 Filed Mar 16, 2021 22:30 UTC OtherStock Options (Right to Buy) · Derivative 800 Not disclosed Strike: $272.92 Not disclosed
Disclosure

SEC source: 0001104659-21-037283 · tm219858-8_4seq1.xml · derivative · entry 3

Silber Lawrence Harris · CIK 0001560939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 800 shares

Expires 2029-12-21

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F2 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified into one share of Common Stock. Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split").

F3 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in five equal installments, on each of November 22, 2020, November 22, 2021, November 22, 2022, November 22, 2023, and November 22, 2024.

Read SEC document
January 12, 2021 Filed Mar 16, 2021 18:28 UTC
ROETKEN RICKPresident, North America
GrantStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $703.93 $0.00
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 4

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class B Common Stock · 1,000 shares

Expires 2031-01-12

F2 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.