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ROETKEN RICK

Disclosed activity across 1 company

Tapewire entity
116037
SEC CIK
0001850036

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hayward Holdings, Inc.HAYW · Entity 768President, North AmericaMarch 02, 2023March 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hayward Holdings, Inc.

Report date March 02, 2023 · Filed March 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect188,784 Reported balance After 2023-03-02 transaction · row 1
1 source row

Row 1 · 2023-03-02 · Grant · Acquired 23,709 · Balance 188,784

F1: Represents restricted stock units granted to the Reporting Person under the Hayward Holdings, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.81 · Expires 2033-03-02Direct59,197 Reported balance After 2023-03-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-02 · Grant · Acquired 59,197 · Balance 59,197

F2: Represents options to purchase Common Stock granted to the Reporting Person under the 2021 Plan.

F3: This option vests as to the underlying shares of Common Stock in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the Reporting Person under the Hayward Holdings, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

F2: Represents options to purchase Common Stock granted to the Reporting Person under the 2021 Plan.

F3: This option vests as to the underlying shares of Common Stock in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 3, 2023 17:31 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantStock Options (Right to Buy) · Derivative 59,197 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001834622-23-000025 · wf-form4_167788263655017.xml · derivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,197

Underlying: Common Stock · 59,197 shares

Expires 2033-03-02

F2 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the 2021 Plan.

F3 · derivative.exercise_date: This option vests as to the underlying shares of Common Stock in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:31 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 23,709 $0.00 $0.00
Disclosure

SEC source: 0001834622-23-000025 · wf-form4_167788263655017.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,784

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Hayward Holdings, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest in three equal installments, on each of March 2, 2024, March 2, 2025 and March 2, 2026, provided generally that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:15 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantStock Options (Right to Buy) · Derivative 92,690 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001834622-22-000018 · wf-form4_164668772106344.xml · derivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,690

Underlying: Common Stock · 92,690 shares

Expires 2032-03-03

F1 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Hayward Holdings, Inc. 2021 Equity Incentive Plan.

F2 · derivative.exercise_date: This option vests as to the underlying shares of Common Stock in three equal installments, on each of March 3, 2023, March 3, 2024 and March 3, 2025.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:56 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 66,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-22-000001 · wf-form4_164133335420777.xml · derivative · entry 4

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,750

Underlying: Common Stock · 66,000 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F4 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:56 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 1,512 $26.12 $39,489.51
Disclosure

SEC source: 0001834622-22-000001 · wf-form4_164133335420777.xml · nonDerivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,075

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $26.01 to $26.33, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:56 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 64,488 $25.19 $1,624,201.22
Disclosure

SEC source: 0001834622-22-000001 · wf-form4_164133335420777.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,587

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.97, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:56 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 66,000 $0.50 $33,000.00
Disclosure

SEC source: 0001834622-22-000001 · wf-form4_164133335420777.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 17:00 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 65,700 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-21-000057 · wf-form4_163908718665578.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,750

Underlying: Common Stock · 65,700 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F3 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 17:00 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 65,700 $23.36 $1,534,620.60
Disclosure

SEC source: 0001834622-21-000057 · wf-form4_163908718665578.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,075

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.025 to $25.605, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 17:00 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 65,700 $0.50 $32,850.00
Disclosure

SEC source: 0001834622-21-000057 · wf-form4_163908718665578.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 11:48 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 300 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-21-000056 · wf-form4_163889569981477.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,450

Underlying: Common Stock · 300 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F3 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 11:48 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 300 $25.01 $7,501.50
Disclosure

SEC source: 0001834622-21-000056 · wf-form4_163889569981477.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,075

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.015, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 11:48 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 300 $0.50 $150.00
Disclosure

SEC source: 0001834622-21-000056 · wf-form4_163889569981477.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 15:54 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 11,513 $24.34 $280,198.79
Disclosure

SEC source: 0001834622-21-000055 · wf-form4_163847844313185.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,075

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.97 to $24.74, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 11:35 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 64,282 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-21-000050 · wf-form4_163699412013606.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,750

Underlying: Common Stock · 64,282 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F3 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 11:35 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 64,282 $25.20 $1,620,060.68
Disclosure

SEC source: 0001834622-21-000050 · wf-form4_163699412013606.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,588

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.055 to $25.35, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 11:35 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 64,282 $0.50 $32,141.00
Disclosure

SEC source: 0001834622-21-000050 · wf-form4_163699412013606.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 15:09 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 133,400 $0.50 Strike: $0.50 $66,700.00
Disclosure

SEC source: 0001834622-21-000049 · wf-form4_163657498220941.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,032

Underlying: Common Stock · 133,400 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F3 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 15:09 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 133,400 $25.01 $3,336,414.04
Disclosure

SEC source: 0001834622-21-000049 · wf-form4_163657498220941.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,588

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.03, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 15:09 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 133,400 $0.50 $66,700.00
Disclosure

SEC source: 0001834622-21-000049 · wf-form4_163657498220941.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 10:44 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 12,000 $23.23 $278,780.40
Disclosure

SEC source: 0001834622-21-000047 · wf-form4_163586423919673.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,588

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.12 to $23.40, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 26, 2021 Filed Nov 1, 2021 10:22 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 318 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-21-000046 · wf-form4_163577654874530.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,432

Underlying: Common Stock · 318 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

F2 · balance_after: This option is vested as to 80% of the initial underlying shares of Common Stock. The option vests as to the remaining 20% of the initial underlying shares of Common Stock in two equal installments, on each of August 27, 2022, and August 27, 2023.

Read SEC document
October 26, 2021 Filed Nov 1, 2021 10:22 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 318 $25.00 $7,950.00
Disclosure

SEC source: 0001834622-21-000046 · wf-form4_163577654874530.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,588

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 26, 2021 Filed Nov 1, 2021 10:22 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 318 $0.50 $159.00
Disclosure

SEC source: 0001834622-21-000046 · wf-form4_163577654874530.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:03 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 5,800 $22.13 $128,330.22
Disclosure

SEC source: 0001834622-21-000021 · wf-form4_163355061461531.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,588

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.00 to $22.22, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 14:33 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 2,014 $22.09 $44,486.24
Disclosure

SEC source: 0001834622-21-000019 · wf-form4_163345876894836.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,388

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.025 to $22.29, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:59 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 12,000 $22.29 $267,480.00
Disclosure

SEC source: 0001104659-21-118457 · tm2127638-9_4seq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,402

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.04 to $22.43, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:27 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 263,250 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-21-105346 · tm2125010-2_4seq1.xml · derivative · entry 3

ROETKEN RICK · CIK 0001850036 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,750

Underlying: Common Stock · 263,250 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is vested as to 70% of the underlying shares of Common Stock. The option vests as to the remaining 30% of the underlying shares of Common Stock in three equal installments, on each of August 27, 2021, August 27, 2022, and August 27, 2023.

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August 11, 2021 Filed Aug 13, 2021 20:27 UTC Hayward Holdings, Inc. HAYW · Entity 768 Tax withholdingCommon Stock 103,861 $21.98 $2,282,864.78
Disclosure

SEC source: 0001104659-21-105346 · tm2125010-2_4seq1.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,402

F1 · kind: Represents shares of Common Stock that were withheld by the Issuer in connection with the net exercise of options. No shares were sold by the reporting person.

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August 11, 2021 Filed Aug 13, 2021 20:27 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 263,250 $0.50 $131,625.00
Disclosure

SEC source: 0001104659-21-105346 · tm2125010-2_4seq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 PurchaseCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · nonDerivative · entry 3

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,013

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March 12, 2021 Filed Sep 22, 2021 16:08 UTC Amendment Hayward Holdings, Inc. HAYW · Entity 768 PurchaseCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001104659-21-118316 · tm2127638-8_4aseq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,013

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 1,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

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March 11, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantStock Options (Right to Buy) · Derivative 121,760 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 9

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,760

Underlying: Common Stock · 121,760 shares

Expires 2031-03-11

F6 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024

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March 11, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherCommon Stock 47,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · nonDerivative · entry 2

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,513

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

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March 11, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · nonDerivative · entry 1

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of common stock, par value $0.001 per share ("Common Stock").

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 1,170,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 8

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,000

Underlying: Common Stock · 1,170,000 shares

Expires 2028-08-27

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock, in five equal installments, on each of August 27, 2019, August 27, 2020, August 27, 2021, August 27, 2022, and August 27, 2023. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 6,000 Not disclosed Strike: $97.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 7

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,000 shares

Expires 2028-08-27

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F5 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock, in five equal installments, on each of August 27, 2019, August 27, 2020, August 27, 2021, August 27, 2022, and August 27, 2023. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 195,000 Not disclosed Strike: $3.61 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 6

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2031-01-12

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 1,000 Not disclosed Strike: $703.93 Not disclosed
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 5

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,000 shares

Expires 2031-01-12

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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January 12, 2021 Filed Mar 16, 2021 18:28 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $703.93 $0.00
Disclosure

SEC source: 0001104659-21-037280 · tm219858-7_4seq1.xml · derivative · entry 4

ROETKEN RICK · CIK 0001850036 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class B Common Stock · 1,000 shares

Expires 2031-01-12

F2 · shares: Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan.

F3 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 28, 2021, August 28, 2022, August 28, 2023, August 28, 2024, and August 28, 2025. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.