Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 7 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,875 Underlying: Common Stock · 3,716 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 6 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,666 Underlying: Common Stock · 1,524 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 16,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 4 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 57,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 3 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 3,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 2 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 1 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:45 UTC |
BHANDARI SANDEEPChief Credit Officer
|
SaleCommon Stock | 69,050 | $5.87 | $405,150.88 |
DisclosureSEC source: 0001127602-17-019580 · form4.xml · nonDerivative · entry 1 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,737 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.81 to $5.925. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 16, 2017 Filed Jun 8, 2017 23:03 UTC |
Williams SimonDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020990 · form4.xml · nonDerivative · entry 1 Williams Simon · CIK 0001328274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,053 F1 · shares: This transaction represents a bona fide gift of shares to a donor advised fund. Read SEC document |
| May 15, 2017 Filed May 16, 2017 22:19 UTC | SaleCommon Stock | 45,970 | $5.89 | $270,859.84 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,931 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.87 to $5.93. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · balance_after: Includes 1,485 shares acquired on May 10, 2017 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
|
| May 12, 2017 Filed May 15, 2017 17:57 UTC |
Bogan TimothyChief Risk Officer
|
SaleCommon Stock | 54,090 | $5.84 | $315,977.55 |
DisclosureSEC source: 0001127602-17-018137 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,649 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.82 to $5.88. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · balance_after: Includes 346 shares acquired under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
SaleCommon Stock | 53,500 | $5.84 | $312,541.65 |
DisclosureSEC source: 0001127602-17-018139 · form4.xml · nonDerivative · entry 2 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,787 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.82 to $5.88. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:19 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,377 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
|
| May 12, 2017 Filed May 16, 2017 22:19 UTC | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
|
| May 11, 2017 Filed May 15, 2017 17:57 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 122,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018137 · form4.xml · derivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,550 shares Expires 2026-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The award is fully vested as of May 11, 2017. Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:57 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 122,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018137 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 11, 2017 Filed May 15, 2017 22:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 122,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018139 · form4.xml · derivative · entry 3 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,550 shares Expires 2026-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The award is fully vested as of May 11, 2017 Read SEC document |
| May 11, 2017 Filed May 15, 2017 22:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionCommon Stock | 122,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018139 · form4.xml · nonDerivative · entry 1 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 10, 2017 Filed May 12, 2017 21:07 UTC |
Williams SimonDirector
|
SaleCommon Stock | 80,000 | $5.98 | $478,112.00 |
DisclosureSEC source: 0001127602-17-017946 · form4.xml · nonDerivative · entry 1 Williams Simon · CIK 0001328274 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Camelot Financial Capital Management, LLC Disclosed balance after: 48,000 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.95 to $5.995. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 18:14 UTC |
Gulati SameerChief Operations Officer
|
SaleCommon Stock | 5,857 | $5.95 | $34,877.85 |
DisclosureSEC source: 0001127602-17-015797 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,174 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.92 to $5.975. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:14 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015797 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,828 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:14 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015797 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 18:34 UTC |
Gulati SameerChief Operations Officer
|
SaleCommon Stock | 5,875 | $5.23 | $30,737.41 |
DisclosureSEC source: 0001127602-17-013091 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,306 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.195 to $5.27. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 18:34 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013091 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,553 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. F4 · derivative.expiration_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 18:34 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013091 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:09 UTC |
Williams SimonDirector
|
SaleCommon Stock | 64,000 | $5.25 | $336,192.00 |
DisclosureSEC source: 0001127602-17-010307 · form4.xml · nonDerivative · entry 2 Williams Simon · CIK 0001328274 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Camelot Financial Capital Management, LLC Disclosed balance after: 128,000 F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.22 to $5.29. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:09 UTC |
Williams SimonDirector
|
SaleCommon Stock | 186,000 | $5.25 | $977,058.00 |
DisclosureSEC source: 0001127602-17-010307 · form4.xml · nonDerivative · entry 1 Williams Simon · CIK 0001328274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,053 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.22 to $5.29. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:07 UTC |
Gulati SameerChief Operations Officer
|
SaleCommon Stock | 5,693 | $5.66 | $32,216.69 |
DisclosureSEC source: 0001127602-17-008975 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,456 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.65 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
SaleCommon Stock | 8,898 | $5.66 | $50,347.55 |
DisclosureSEC source: 0001127602-17-008973 · form4.xml · nonDerivative · entry 3 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,737 F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.64 to $5.685. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
SaleCommon Stock | 10,437 | $5.66 | $59,057.76 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,843 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.64 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 01:11 UTC |
CASEY THOMAS WChief Financial Officer
|
SaleCommon Stock | 4,942 | $5.65 | $27,935.15 |
DisclosureSEC source: 0001127602-17-009415 · form4.xml · nonDerivative · entry 2 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,393 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.62 to $5.665. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:39 UTC |
ELMER RUSSELL SGeneral Counsel
|
SaleCommon Stock | 14,757 | $5.65 | $83,440.51 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,299 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.6222 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:35 UTC |
Coleman BradleyPrincipal Accounting Officer
|
SaleCommon Stock | 8,003 | $5.66 | $45,265.77 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · nonDerivative · entry 4 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,352 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.64 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 23:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,676 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008973 · form4.xml · derivative · entry 6 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,764 Underlying: Common Stock · 6,676 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 25% of the total shares on August 26, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 23:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionCommon Stock | 6,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008973 · form4.xml · nonDerivative · entry 2 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 18:07 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008975 · form4.xml · derivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,278 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 18:07 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008975 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,901 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008973 · form4.xml · derivative · entry 5 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,614 Underlying: Common Stock · 17,901 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:01 UTC |
BHANDARI SANDEEPChief Credit Officer
|
Exercise / conversionCommon Stock | 17,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008973 · form4.xml · nonDerivative · entry 1 BHANDARI SANDEEP · CIK 0001651479 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,030 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · derivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,885 Underlying: Common Stock · 5,574 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · derivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,876 Underlying: Common Stock · 610 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 17:32 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009357 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 2, 2017 01:11 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009415 · form4.xml · derivative · entry 3 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,332 Underlying: Common Stock · 13,809 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 2, 2017 01:11 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionCommon Stock | 13,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009415 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:39 UTC |
ELMER RUSSELL SGeneral Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,832 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:39 UTC |
ELMER RUSSELL SGeneral Counsel
|
Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · derivative · entry 7 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,773 Underlying: Common Stock · 16,984 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC |
Coleman BradleyPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · derivative · entry 6 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,591 Underlying: Common Stock · 3,716 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.