Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date August 10, 2017 · Filed August 14, 2017
Section 16 reporting ended · disclosed 2017-08-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 29,906 | $5.71 | $170,757.28 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 5 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,879 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.6301 to $5.735. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 9 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,789 Underlying: Common Stock · 16,984 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 57,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 8 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,209 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The award is fully vested as of May 25, 2017. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 7 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,875 Underlying: Common Stock · 3,716 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · derivative · entry 6 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,666 Underlying: Common Stock · 1,524 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 4 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 57,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 3 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 2 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019744 · form4.xml · nonDerivative · entry 1 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 8,003 | $5.66 | $45,265.77 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · nonDerivative · entry 4 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,352 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.64 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · derivative · entry 7 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,773 Underlying: Common Stock · 16,984 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · derivative · entry 6 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,591 Underlying: Common Stock · 3,716 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · derivative · entry 5 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,190 Underlying: Common Stock · 1,524 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · nonDerivative · entry 3 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · nonDerivative · entry 2 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009363 · form4.xml · nonDerivative · entry 1 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:01 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 22,028 | $5.32 | $117,283.68 |
DisclosureSEC source: 0001127602-16-070593 · form4.xml · nonDerivative · entry 1 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,118 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.27 to $5.39. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 23:44 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 8,546 | $5.81 | $49,617.22 |
DisclosureSEC source: 0001127602-16-068711 · form4.xml · nonDerivative · entry 1 Coleman Bradley · CIK 0001681784 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,146 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.79 to $5.84. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.