Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2018 Filed May 30, 2018 17:10 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 41,977 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019247 · form4.xml · nonDerivative · entry 4

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 17:10 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 22,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019247 · form4.xml · nonDerivative · entry 3

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 17:10 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 5,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019247 · form4.xml · nonDerivative · entry 2

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 17:10 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019247 · form4.xml · nonDerivative · entry 1

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 591 shares acquired on May 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · derivative · entry 6

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,590

Underlying: Common Stock · 51,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · derivative · entry 5

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,283

Underlying: Common Stock · 13,587 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Tax withholdingCommon Stock 25,438 $3.26 $82,927.88
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · nonDerivative · entry 4

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,752

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Tax withholdingCommon Stock 6,737 $3.37 $22,703.69
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · nonDerivative · entry 3

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,190

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Exercise / conversionCommon Stock 51,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · nonDerivative · entry 2

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:33 UTC
Dunne Patrick JChief Capital Officer
Exercise / conversionCommon Stock 13,587 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019274 · form4.xml · nonDerivative · entry 1

Dunne Patrick J · CIK 0001693155 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 32,649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · derivative · entry 8

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,740

Underlying: Common Stock · 32,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · derivative · entry 7

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,221

Underlying: Common Stock · 17,202 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · derivative · entry 6

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,407

Underlying: Common Stock · 15,724 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Tax withholdingCommon Stock 16,188 $3.26 $52,772.88
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 5

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,589

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Tax withholdingCommon Stock 16,325 $3.37 $55,015.25
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 4

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,777

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionCommon Stock 32,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 3

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionCommon Stock 17,202 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 2

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 19:22 UTC
Gulati SameerChief Operations Officer
Exercise / conversionCommon Stock 15,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 1

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 46,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · derivative · entry 6

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,628

Underlying: Common Stock · 46,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 67,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · derivative · entry 5

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,010

Underlying: Common Stock · 67,084 shares

Expires 2027-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Tax withholdingCommon Stock 23,125 $3.26 $75,387.50
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 4

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,154

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Tax withholdingCommon Stock 33,261 $3.37 $112,089.57
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 3

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,279

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Exercise / conversionCommon Stock 46,641 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 2

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:46 UTC Exercise / conversionCommon Stock 67,084 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 1

ALLOCCA STEVEN · CIK 0001707149 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 46,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · derivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,628

Underlying: Common Stock · 46,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 34,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · derivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,441

Underlying: Common Stock · 34,404 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Tax withholdingCommon Stock 23,125 $3.26 $75,387.50
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,112

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Tax withholdingCommon Stock 17,058 $3.37 $57,485.46
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,237

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionCommon Stock 46,641 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionCommon Stock 34,404 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 37,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · derivative · entry 6

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,702

Underlying: Common Stock · 37,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 40,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · derivative · entry 5

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,250

Underlying: Common Stock · 40,916 shares

Expires 2026-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Tax withholdingCommon Stock 18,500 $3.26 $60,310.00
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 4

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,298

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Tax withholdingCommon Stock 20,287 $3.37 $68,367.19
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 3

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,798

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Exercise / conversionCommon Stock 37,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 2

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:31 UTC
ELMER RUSSELL SGeneral Counsel
Exercise / conversionCommon Stock 40,916 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 1

ELMER RUSSELL S · CIK 0001197952 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 55,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · derivative · entry 6

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,553

Underlying: Common Stock · 55,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · derivative · entry 5

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,285

Underlying: Common Stock · 13,809 shares

Expires 2026-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 27,750 $3.26 $90,465.00
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · nonDerivative · entry 4

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,901

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 6,847 $3.37 $23,074.39
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · nonDerivative · entry 3

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,651

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 55,970 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · nonDerivative · entry 2

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2018 Filed May 30, 2018 23:28 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 13,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019270 · form4.xml · nonDerivative · entry 1

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 2,500 shares acquired on May 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.

Read SEC document
May 18, 2018 Filed May 22, 2018 21:03 UTC SaleCommon Stock 20,000 $3.40 $68,058.00
Disclosure

SEC source: 0001127602-18-018434 · form4.xml · nonDerivative · entry 2

Williams Simon · CIK 0001328274 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Camelot Financial Capital Management, LLC

Disclosed balance after: 28,000

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $3.37 to $3.43. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 18, 2018 Filed May 22, 2018 21:03 UTC SaleCommon Stock 30,000 $3.40 $102,066.00
Disclosure

SEC source: 0001127602-18-018434 · form4.xml · nonDerivative · entry 1

Williams Simon · CIK 0001328274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,053

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $3.37 to $3.43. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2018 Filed May 15, 2018 21:17 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 89,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017541 · form4.xml · derivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,251

Underlying: Common Stock · 89,032 shares

Expires 2026-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016.

Read SEC document
May 12, 2018 Filed May 15, 2018 21:17 UTC Tax withholdingCommon Stock 44,143 $3.32 $146,554.76
Disclosure

SEC source: 0001127602-18-017541 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,250

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 12, 2018 Filed May 15, 2018 21:17 UTC Exercise / conversionCommon Stock 89,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017541 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes 2,500 shares acquired on May 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 17:31 UTC
Gulati SameerChief Operations Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015432 · form4.xml · derivative · entry 3

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,131

Underlying: Common Stock · 15,725 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vests as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 17:31 UTC
Gulati SameerChief Operations Officer
Tax withholdingCommon Stock 7,797 $2.77 $21,597.69
Disclosure

SEC source: 0001127602-18-015432 · form4.xml · nonDerivative · entry 2

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,527

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 17:31 UTC
Gulati SameerChief Operations Officer
Exercise / conversionCommon Stock 15,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015432 · form4.xml · nonDerivative · entry 1

Gulati Sameer · CIK 0001675009 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.