Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 27, 2019 02:28 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 9,332 | $3.13 | $29,209.16 |
DisclosureSEC source: 0001127602-19-008588 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,247 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:28 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 17,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008588 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:28 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 12,138 | $3.10 | $37,627.80 |
DisclosureSEC source: 0001127602-19-008588 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,855 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:28 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 23,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008588 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 11 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,732 Underlying: Common Stock · 41,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 10 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,870 Underlying: Common Stock · 22,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295 Underlying: Common Stock · 5,574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 22,102 | $3.13 | $69,179.26 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,587 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 41,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 15,180 | $3.10 | $47,058.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,711 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 55,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · derivative · entry 7 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,643 Underlying: Common Stock · 55,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · derivative · entry 6 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,857 Underlying: Common Stock · 13,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Tax withholdingCommon Stock | 29,469 | $3.13 | $92,237.97 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · nonDerivative · entry 4 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,805 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionCommon Stock | 55,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · nonDerivative · entry 3 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Tax withholdingCommon Stock | 7,271 | $3.10 | $22,540.10 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · nonDerivative · entry 2 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,304 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionCommon Stock | 13,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,702 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,230 Underlying: Common Stock · 34,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Tax withholdingCommon Stock | 24,558 | $3.13 | $76,866.54 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,067 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Tax withholdingCommon Stock | 18,114 | $3.10 | $56,153.40 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563,983 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:26 UTC | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC |
Momen RonnieChief Lending Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 56,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · derivative · entry 4 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,527 Underlying: Common Stock · 56,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC |
Momen RonnieChief Lending Officer
|
Tax withholdingCommon Stock | 29,875 | $3.13 | $93,508.75 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,325 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:36 UTC |
Momen RonnieChief Lending Officer
|
Exercise / conversionCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC |
Koohestani BahmanChief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · derivative · entry 4 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,392 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC |
Koohestani BahmanChief Technology Officer
|
Tax withholdingCommon Stock | 39,058 | $3.13 | $122,251.54 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,317 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:29 UTC |
Koohestani BahmanChief Technology Officer
|
Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,702 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,758 Underlying: Common Stock · 67,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 24,558 | $3.13 | $76,866.54 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,680 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 35,320 | $3.10 | $109,492.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,596 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:31 UTC |
Kay ValerieChief Capital Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 359,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008590 · form4.xml · derivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,425 Underlying: Common Stock · 359,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:28 UTC |
Stack FergalSVP, Corporate Controller
|
GrantRestricted Stock Unit (RSU) · Derivative | 191,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008588 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,694 Underlying: Common Stock · 191,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:22 UTC |
Bogan TimothyChief Risk Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 479,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,234 Underlying: Common Stock · 479,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:18 UTC |
CASEY THOMAS WChief Financial Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 718,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008581 · form4.xml · derivative · entry 5 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,850 Underlying: Common Stock · 718,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:26 UTC | GrantRestricted Stock Unit (RSU) · Derivative | 798,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008587 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,723 Underlying: Common Stock · 798,723 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| February 24, 2019 Filed Feb 27, 2019 02:36 UTC |
Momen RonnieChief Lending Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 479,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008591 · form4.xml · derivative · entry 3 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,234 Underlying: Common Stock · 479,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:29 UTC |
Koohestani BahmanChief Technology Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 359,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008589 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,425 Underlying: Common Stock · 359,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:15 UTC |
ALLOCCA STEVENPresident
|
GrantRestricted Stock Unit (RSU) · Derivative | 599,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,042 Underlying: Common Stock · 599,042 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 23:12 UTC |
Williams SimonDirector
|
SaleCommon Stock | 116,000 | $3.25 | $377,475.60 |
DisclosureSEC source: 0001127602-19-007803 · form4.xml · nonDerivative · entry 1 Williams Simon · CIK 0001328274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $3.23 to $3.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:11 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006039 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,157 Underlying: Common Stock · 89,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| February 12, 2019 Filed Feb 14, 2019 22:11 UTC | Tax withholdingCommon Stock | 44,143 | $3.54 | $156,266.22 |
DisclosureSEC source: 0001127602-19-006039 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547,693 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| February 12, 2019 Filed Feb 14, 2019 22:11 UTC | Exercise / conversionCommon Stock | 89,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006039 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.