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Nasdaq · USD

HAPN

Happen, Inc.

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4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2019 Filed Aug 27, 2019 20:22 UTC
Kay ValerieChief Capital Officer
Exercise / conversionCommon Stock 2,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027481 · form4.xml · nonDerivative · entry 3

Kay Valerie · CIK 0001740868 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:22 UTC
Kay ValerieChief Capital Officer
Tax withholdingCommon Stock 2,551 $13.06 $33,316.06
Disclosure

SEC source: 0001127602-19-027481 · form4.xml · nonDerivative · entry 2

Kay Valerie · CIK 0001740868 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,780

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:22 UTC
Kay ValerieChief Capital Officer
Exercise / conversionCommon Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027481 · form4.xml · nonDerivative · entry 1

Kay Valerie · CIK 0001740868 · Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · derivative · entry 12

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,867

Underlying: Common Stock · 5,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · derivative · entry 11

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,956

Underlying: Common Stock · 8,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · derivative · entry 10

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,117

Underlying: Common Stock · 4,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · derivative · entry 9

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 3,154 $13.06 $41,191.24
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 8

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,004

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 7

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 4,421 $13.06 $57,738.26
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 6

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,168

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 8,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 5

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 2,385 $13.06 $31,148.10
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 4

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,193

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 3

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 588 $13.06 $7,679.28
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 2

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,049

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 20:14 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 1

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,867

Underlying: Common Stock · 5,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F6 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,720

Underlying: Common Stock · 11,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F6 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 3,154 $13.06 $41,191.24
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

F4 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 5,999 $13.06 $78,346.94
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,551

F4 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:25 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 11,393 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027483 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · derivative · entry 12

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,777

Underlying: Common Stock · 9,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · derivative · entry 11

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,906

Underlying: Common Stock · 13,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · derivative · entry 10

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,284

Underlying: Common Stock · 9,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · derivative · entry 9

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,285

Underlying: Common Stock · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Tax withholdingCommon Stock 5,257 $13.06 $68,656.42
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 8

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,386

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionCommon Stock 9,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 7

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Tax withholdingCommon Stock 7,045 $13.06 $92,007.70
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,659

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionCommon Stock 13,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Tax withholdingCommon Stock 4,912 $13.06 $64,150.72
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,324

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionCommon Stock 9,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Tax withholdingCommon Stock 3,623 $13.06 $47,316.38
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,907

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:46 UTC Exercise / conversionCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027491 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · derivative · entry 9

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,674

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · derivative · entry 8

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,718

Underlying: Common Stock · 3,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · derivative · entry 7

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,514

Underlying: Common Stock · 2,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,997 $13.06 $39,140.82
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 6

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 5,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 5

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 1,670 $13.06 $21,810.20
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 4

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,447

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 3,171 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 3

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 1,450 $13.06 $18,937.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 2

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:29 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 2,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027487 · form4.xml · nonDerivative · entry 1

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · derivative · entry 6

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,900

Underlying: Common Stock · 4,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · derivative · entry 5

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,205

Underlying: Common Stock · 14,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 2,366 $13.06 $30,899.96
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 4

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,255

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 4,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 3

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 7,812 $13.06 $102,024.72
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 2

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,128

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:27 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 14,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027485 · form4.xml · nonDerivative · entry 1

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:17 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027479 · form4.xml · derivative · entry 13

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,799

Underlying: Common Stock · 8,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 25, 2019 Filed Aug 28, 2019 00:17 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027479 · form4.xml · derivative · entry 12

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,762

Underlying: Common Stock · 5,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019 with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.