Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2019 Filed Nov 27, 2019 23:13 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 1,813 $13.08 $23,714.04
Disclosure

SEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,002

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:13 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:13 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 2,373 $13.59 $32,249.07
Disclosure

SEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,270

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:13 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033838 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · derivative · entry 12

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,876

Underlying: Common Stock · 5,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · derivative · entry 11

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,561

Underlying: Common Stock · 8,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · derivative · entry 10

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

Underlying: Common Stock · 4,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · derivative · entry 9

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 3,155 $13.08 $41,267.40
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 8

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,598

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 5,991 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 7

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 4,420 $13.08 $57,813.60
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 6

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 8,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 5

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 2,385 $13.59 $32,412.15
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 4

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,787

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 3

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 588 $13.59 $7,990.92
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 2

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,643

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:55 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033823 · form4.xml · nonDerivative · entry 1

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,876

Underlying: Common Stock · 5,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · derivative · entry 5

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,326

Underlying: Common Stock · 11,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 3,155 $13.08 $41,267.40
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,618

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 5,991 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 5,999 $13.08 $78,466.92
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,782

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:04 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 11,394 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033832 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · derivative · entry 12

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,793

Underlying: Common Stock · 9,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · derivative · entry 11

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,525

Underlying: Common Stock · 13,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · derivative · entry 10

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,956

Underlying: Common Stock · 9,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · derivative · entry 9

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,404

Underlying: Common Stock · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Tax withholdingCommon Stock 5,257 $13.08 $68,761.56
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 8

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,653

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionCommon Stock 9,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 7

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Tax withholdingCommon Stock 7,046 $13.08 $92,161.68
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,926

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionCommon Stock 13,381 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Tax withholdingCommon Stock 4,912 $13.08 $64,248.96
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,591

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionCommon Stock 9,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Tax withholdingCommon Stock 3,623 $13.59 $49,236.57
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,175

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:11 UTC Exercise / conversionCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033836 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · derivative · entry 9

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,983

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · derivative · entry 8

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

Underlying: Common Stock · 3,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · derivative · entry 7

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,762

Underlying: Common Stock · 2,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,997 $13.08 $39,200.76
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 6

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,639

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 5,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 5

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 1,671 $13.08 $21,856.68
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 4

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,945

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 3

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Tax withholdingCommon Stock 1,449 $13.59 $19,691.91
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 2

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,444

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:07 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033834 · form4.xml · nonDerivative · entry 1

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · derivative · entry 6

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,407

Underlying: Common Stock · 4,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · derivative · entry 5

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,369

Underlying: Common Stock · 14,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 2,366 $13.08 $30,947.28
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 4

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,406

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 4,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 3

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 7,812 $13.08 $102,180.96
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 2

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,279

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:02 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 14,836 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033830 · form4.xml · nonDerivative · entry 1

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 22:57 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033826 · form4.xml · derivative · entry 13

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,814

Underlying: Common Stock · 8,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.