Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 28, 2020 00:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 4,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008208 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · derivative · entry 12

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,886

Underlying: Common Stock · 5,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · derivative · entry 11

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,165

Underlying: Common Stock · 8,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · derivative · entry 10

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

Underlying: Common Stock · 4,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · derivative · entry 9

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 3,154 $11.87 $37,437.98
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 8

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,080

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 7

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 4,421 $11.87 $52,477.27
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 6

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,244

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 8,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 5

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 2,385 $11.13 $26,545.05
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 4

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,269

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 3

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Tax withholdingCommon Stock 588 $11.13 $6,544.44
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 2

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,125

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:25 UTC
Bogan TimothyChief Risk Officer
Exercise / conversionCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008212 · form4.xml · nonDerivative · entry 1

Bogan Timothy · CIK 0001692844 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,886

Underlying: Common Stock · 5,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,933

Underlying: Common Stock · 11,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 3,154 $11.87 $37,437.98
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Tax withholdingCommon Stock 5,999 $11.87 $71,208.13
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,664

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:12 UTC
Momen RonnieChief Lending Officer
Exercise / conversionCommon Stock 11,393 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008239 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · derivative · entry 13

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,828

Underlying: Common Stock · 8,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · derivative · entry 12

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057

Underlying: Common Stock · 5,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019 with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · derivative · entry 11

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,553

Underlying: Common Stock · 11,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,762 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · derivative · entry 10

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,524

Underlying: Common Stock · 2,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 4,732 $11.87 $56,168.84
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 8

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,777

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 8,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 7

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 2,818 $11.87 $33,449.66
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 6

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,523

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 5,352 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 5

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 5,894 $11.87 $69,961.78
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 4

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,989

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 11,194 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 3

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 1,455 $11.13 $16,194.15
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 2

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,689

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:08 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 2,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008235 · form4.xml · nonDerivative · entry 1

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · derivative · entry 12

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,809

Underlying: Common Stock · 9,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · derivative · entry 11

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,145

Underlying: Common Stock · 13,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · derivative · entry 10

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,628

Underlying: Common Stock · 9,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · derivative · entry 9

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,524

Underlying: Common Stock · 6,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Tax withholdingCommon Stock 5,257 $11.87 $62,400.59
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 8

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,103

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionCommon Stock 9,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 7

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Tax withholdingCommon Stock 7,046 $11.87 $83,636.02
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,376

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionCommon Stock 13,381 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Tax withholdingCommon Stock 4,912 $11.87 $58,305.44
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,041

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionCommon Stock 9,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Tax withholdingCommon Stock 3,623 $11.13 $40,323.99
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,625

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:05 UTC Exercise / conversionCommon Stock 6,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008227 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · derivative · entry 6

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,914

Underlying: Common Stock · 4,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · derivative · entry 5

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,532

Underlying: Common Stock · 14,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 2,366 $11.87 $28,084.42
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 4

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,558

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 4,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 3

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Tax withholdingCommon Stock 7,812 $11.87 $92,728.44
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 2

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,431

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:17 UTC
Koohestani BahmanChief Technology Officer
Exercise / conversionCommon Stock 14,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008202 · form4.xml · nonDerivative · entry 1

Koohestani Bahman · CIK 0001406777 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:39 UTC
PACE BRANDONGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008204 · form4.xml · derivative · entry 9

PACE BRANDON · CIK 0001771959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,292

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.