Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 30, 2020 23:48 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 2,225 $8.08 $17,978.00
Disclosure

SEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,811

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:48 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 4,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030137 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · derivative · entry 10

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,333

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,915

Underlying: Common Stock · 5,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,753

Underlying: Common Stock · 11,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Tax withholdingCommon Stock 3,538 $7.51 $26,570.38
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 7

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,885

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionCommon Stock 6,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 6

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Tax withholdingCommon Stock 3,154 $7.51 $23,686.54
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,705

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Tax withholdingCommon Stock 5,999 $7.51 $45,052.49
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,869

F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Dec 1, 2020 01:22 UTC
Momen RonnieChief Consumer Banking Officer
Exercise / conversionCommon Stock 11,394 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030146 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 18

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,444

Underlying: Common Stock · 13,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F9 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 17

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,760

Underlying: Common Stock · 10,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 16

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,857

Underlying: Common Stock · 9,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 15

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 14

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,643

Underlying: Common Stock · 9,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · derivative · entry 13

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881

Underlying: Common Stock · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 7,106 $7.51 $53,366.06
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 12

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,047

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 13,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 11

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 5,366 $7.51 $40,298.66
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 10

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,657

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 10,190 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 9

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 5,257 $7.51 $39,480.07
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 8

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,833

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 9,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 7

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 7,046 $7.51 $52,915.46
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,106

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 13,382 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 4,912 $7.51 $36,889.12
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,770

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 9,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Tax withholdingCommon Stock 3,623 $8.08 $29,273.84
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,354

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:45 UTC Exercise / conversionCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030134 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · derivative · entry 15

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,416

Underlying: Common Stock · 5,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · derivative · entry 14

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock · 1,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · derivative · entry 13

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,219

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · derivative · entry 12

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,859

Underlying: Common Stock · 3,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · derivative · entry 11

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Underlying: Common Stock · 2,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on February 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 3,095 $7.51 $23,243.45
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 10

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,645

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 5,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 9

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 1,020 $7.51 $7,660.20
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 8

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,862

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 1,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 7

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 2,997 $7.51 $22,507.47
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 6

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,946

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 5,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 5

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 1,671 $7.51 $12,549.21
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 4

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,252

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 3

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 1,449 $8.08 $11,707.92
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 2

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,751

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:43 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030132 · form4.xml · nonDerivative · entry 1

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · derivative · entry 16

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,748

Underlying: Common Stock · 12,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · derivative · entry 15

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,232

Underlying: Common Stock · 3,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · derivative · entry 14

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,871

Underlying: Common Stock · 8,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · derivative · entry 13

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019 with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · derivative · entry 12

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,971

Underlying: Common Stock · 11,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:33 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 5,630 $7.51 $42,281.30
Disclosure

SEC source: 0001127602-20-030125 · form4.xml · nonDerivative · entry 10

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,171

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.