Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2021 Filed May 28, 2021 00:27 UTC Tax withholdingCommon Stock 5,257 $13.90 $73,072.30
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,196

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:27 UTC Exercise / conversionCommon Stock 9,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:27 UTC Tax withholdingCommon Stock 5,366 $13.90 $74,587.40
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,469

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:27 UTC Exercise / conversionCommon Stock 10,190 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:27 UTC Tax withholdingCommon Stock 4,912 $13.90 $68,276.80
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,645

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:27 UTC Exercise / conversionCommon Stock 9,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018259 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,096 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · derivative · entry 15

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,065

Underlying: Common Stock · 6,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · derivative · entry 14

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,660

Underlying: Common Stock · 5,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · derivative · entry 13

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,837

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · derivative · entry 12

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876

Underlying: Common Stock · 1,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · derivative · entry 11

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,516

Underlying: Common Stock · 3,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 3,210 $13.90 $44,619.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 10

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,623

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 6,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 9

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 3,095 $13.90 $43,020.50
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 8

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,737

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 5,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 7

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 2,997 $13.90 $41,658.30
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 6

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,954

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 5,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 5

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 1,020 $13.90 $14,178.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 4

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,260

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 1,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 3

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Tax withholdingCommon Stock 1,671 $13.90 $23,226.90
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 2

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,344

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 28, 2021 00:23 UTC
PACE BRANDONChief Administrative Officer
Exercise / conversionCommon Stock 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018257 · form4.xml · nonDerivative · entry 1

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · derivative · entry 16

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,129

Underlying: Common Stock · 12,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · derivative · entry 15

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,556

Underlying: Common Stock · 12,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · derivative · entry 14

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,900

Underlying: Common Stock · 8,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · derivative · entry 13

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,117

Underlying: Common Stock · 3,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · derivative · entry 12

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,583

Underlying: Common Stock · 11,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 4,798 $13.90 $66,692.20
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 10

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,948

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 12,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 9

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 5,362 $13.90 $74,531.80
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 8

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,553

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 12,596 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 7

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 4,230 $13.90 $58,797.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 6

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,319

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 8,985 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 5

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 1,440 $13.90 $20,016.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 4

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,564

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 3,057 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 3

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Tax withholdingCommon Stock 5,461 $13.90 $75,907.90
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 2

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,947

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:56 UTC
CASEY THOMAS WChief Financial Officer
Exercise / conversionCommon Stock 11,194 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018248 · form4.xml · nonDerivative · entry 1

CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · derivative · entry 15

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,287

Underlying: Common Stock · 4,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · derivative · entry 14

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,278

Underlying: Common Stock · 6,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · derivative · entry 13

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,450

Underlying: Common Stock · 4,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · derivative · entry 12

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

Underlying: Common Stock · 1,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · derivative · entry 11

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,348

Underlying: Common Stock · 14,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Tax withholdingCommon Stock 2,311 $13.90 $32,122.90
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 10

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,643

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionCommon Stock 4,389 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 9

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Tax withholdingCommon Stock 3,316 $13.90 $46,092.40
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 8

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,565

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionCommon Stock 6,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 7

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Tax withholdingCommon Stock 2,366 $13.90 $32,887.40
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 6

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,583

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionCommon Stock 4,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 5

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Tax withholdingCommon Stock 806 $13.90 $11,203.40
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 4

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,456

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Exercise / conversionCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 3

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:36 UTC
Koohestani BahmanBank-Chief Technology Officer
Tax withholdingCommon Stock 7,812 $13.90 $108,586.80
Disclosure

SEC source: 0001127602-21-018246 · form4.xml · nonDerivative · entry 2

Koohestani Bahman · CIK 0001406777 · Bank-Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,733

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.