Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2022 Filed Jan 24, 2022 23:51 UTC
Sanborn ScottDirector · CEO
GrantRestricted Stock Unit (RSU) · Derivative 440,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001982 · form4.xml · derivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,707

Underlying: Common Stock · 440,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:47 UTC
PACE BRANDONChief Administrative Officer
GrantRestricted Stock Unit (RSU) · Derivative 67,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001978 · form4.xml · derivative · entry 1

PACE BRANDON · CIK 0001771959 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,309

Underlying: Common Stock · 67,309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 19:06 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 369 $25.37 $9,361.53
Disclosure

SEC source: 0001127602-22-001543 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,720

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 19:34 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 3,317 $22.35 $74,134.95
Disclosure

SEC source: 0001127602-22-001358 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,089

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 23:41 UTC
Sanborn ScottDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001127602-21-031810 · form4.xml · derivative · entry 3

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,333

Underlying: Common Stock · 25,000 shares

Expires 2022-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully exercisable.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 23:41 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 3,591 $24.19 $86,866.29
Disclosure

SEC source: 0001127602-21-031810 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,630

Read SEC document
December 21, 2021 Filed Dec 22, 2021 23:41 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 25,000 $3.48 $86,875.00
Disclosure

SEC source: 0001127602-21-031810 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:22 UTC SaleCommon Stock 4,338 $26.10 $113,221.80
Disclosure

SEC source: 0001127602-21-031472 · form4.xml · nonDerivative · entry 1

Athey Susan C · CIK 0001660939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,084

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:53 UTC
ARMSTRONG ANNIEChief Risk Officer
SaleCommon Stock 3,686 $31.31 $115,408.66
Disclosure

SEC source: 0001127602-21-030673 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,406

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 02, 2021 Filed Feb 15, 2022 00:53 UTC
Momen RonnieBank-Chief of Consumer Banking
GiftCommon Stock 5,289 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004924 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,628

F1 · shares: Transaction represents the transfer of 5,289 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
December 02, 2021 Filed Feb 15, 2022 00:51 UTC
CASEY THOMAS WDirector · Chief Financial Officer
GiftCommon Stock 27,164 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004921 · form4.xml · nonDerivative · entry 1

CASEY THOMAS W · CIK 0001207691 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · shares: Transaction represents the transfer of 27,164 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
December 01, 2021 Filed Dec 15, 2021 23:43 UTC OtherCommon Stock 5 $32.00 $160.00
Disclosure

SEC source: 0001127602-21-031017 · form4.xml · nonDerivative · entry 1

ZEISSER MICHAEL P · CIK 0001267951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,863

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · derivative · entry 6

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,384

Underlying: Common Stock · 5,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · derivative · entry 5

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,772

Underlying: Common Stock · 23,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 2,721 $38.07 $103,588.47
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 4

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,092

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 5,487 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 3

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 11,790 $38.07 $448,845.30
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 2

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,326

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:53 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 23,778 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · derivative · entry 15

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,384

Underlying: Common Stock · 5,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · derivative · entry 14

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,682

Underlying: Common Stock · 6,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · derivative · entry 13

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

Underlying: Common Stock · 4,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · derivative · entry 12

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · derivative · entry 11

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,467

Underlying: Common Stock · 7,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Tax withholdingCommon Stock 3,162 $38.07 $120,377.34
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 10

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,732

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionCommon Stock 5,487 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 9

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Tax withholdingCommon Stock 3,627 $38.07 $138,079.89
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 8

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,407

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionCommon Stock 6,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 7

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Tax withholdingCommon Stock 2,587 $38.07 $98,487.09
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 6

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,736

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 5

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Tax withholdingCommon Stock 882 $38.07 $33,577.74
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 4

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,831

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 3

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Tax withholdingCommon Stock 4,165 $38.07 $158,561.55
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 2

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,183

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:58 UTC
Kay ValerieBank-Chief Capital Officer
Exercise / conversionCommon Stock 7,233 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029805 · form4.xml · nonDerivative · entry 1

Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · derivative · entry 12

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,978

Underlying: Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · derivative · entry 11

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,886

Underlying: Common Stock · 5,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · derivative · entry 10

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,982

Underlying: Common Stock · 2,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · derivative · entry 9

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546

Underlying: Common Stock · 3,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 1,748 $38.07 $66,546.36
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 8

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,495

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 4,442 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 7

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 2,007 $38.07 $76,406.49
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 6

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,801

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 5

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 998 $38.07 $37,993.86
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,710

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 2,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 1,534 $38.07 $58,399.38
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,312

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:11 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029809 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:29 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,758 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029811 · form4.xml · derivative · entry 15

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,822

Underlying: Common Stock · 11,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:29 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029811 · form4.xml · derivative · entry 14

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,462

Underlying: Common Stock · 13,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:29 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029811 · form4.xml · derivative · entry 13

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,921

Underlying: Common Stock · 9,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:29 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029811 · form4.xml · derivative · entry 12

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2021 Filed Nov 30, 2021 01:29 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029811 · form4.xml · derivative · entry 11

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,329

Underlying: Common Stock · 9,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.