Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 27, 2022 23:18 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 15 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,780 Underlying: Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 14 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,306 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 13 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,531 Underlying: Common Stock · 110,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,470 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 4,345 | $12.71 | $55,224.95 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,710 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 6,191 | $12.71 | $78,687.61 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,803 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 58,008 | $12.71 | $737,281.68 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,236 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 110,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Disposition to issuerCommon Stock | 13,496 | $12.71 | $171,534.16 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,068 F3 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 5,257 | $12.71 | $66,816.47 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,068 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 09, 2022 Filed May 11, 2022 19:36 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 1,290 | $14.49 | $18,692.10 |
DisclosureSEC source: 0001127602-22-014198 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,769 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 19:24 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 2,027 | $17.00 | $34,459.00 |
DisclosureSEC source: 0001127602-22-012926 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,059 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:11 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 1,290 | $14.50 | $18,705.00 |
DisclosureSEC source: 0001127602-22-011865 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,086 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 13, 2022 Filed Mar 15, 2022 20:23 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 51,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009391 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 51,350 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 15, 2022 20:28 UTC |
Kay ValerieBank-Chief Capital Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 51,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009393 · form4.xml · derivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 51,350 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:35 UTC |
Stack FergalSVP, Corporate Controller
|
GrantRestricted Stock Unit (RSU) · Derivative | 37,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009397 · form4.xml · derivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,412 Underlying: Common Stock · 37,412 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:33 UTC |
Sanborn ScottDirector · CEO
|
GrantRestricted Stock Unit (RSU) · Derivative | 99,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009396 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,032 Underlying: Common Stock · 99,032 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:31 UTC |
PACE BRANDONChief Administrative Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 51,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009395 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 51,350 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:30 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GrantRestricted Stock Unit (RSU) · Derivative | 123,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009394 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,240 Underlying: Common Stock · 123,240 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:26 UTC |
CASEY THOMAS WDirector · Chief Financial Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 102,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009392 · form4.xml · derivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,700 Underlying: Common Stock · 102,700 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 3,317 | $15.47 | $51,313.99 |
DisclosureSEC source: 0001127602-22-008804 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,376 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 02, 2022 Filed May 27, 2022 23:27 UTC |
CASEY THOMAS WDirector · Chief Financial Officer
|
GiftCommon Stock | 25,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015917 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 F1 · shares: Transaction represents the transfer of 25,644 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 19:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 14,974 | $18.60 | $278,501.43 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,693 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.24 to $19.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
SaleCommon Stock | 12,688 | $18.59 | $235,836.93 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,555 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.22 to $19.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
SaleCommon Stock | 6,127 | $18.58 | $113,861.72 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,852 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.24 to $19.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:46 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
SaleCommon Stock | 17,327 | $18.58 | $322,017.10 |
DisclosureSEC source: 0001127602-22-007470 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,158 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.23 to $19.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:41 UTC |
PACE BRANDONChief Administrative Officer
|
SaleCommon Stock | 10,663 | $18.59 | $198,243.30 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,609 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.22 to $19.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,897 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · derivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,995 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · derivative · entry 9 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,897 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · derivative · entry 8 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,384 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · derivative · entry 7 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,972 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · derivative · entry 6 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,234 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:52 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007476 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,536 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,787 Underlying: Common Stock · 5,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,397 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,585 Underlying: Common Stock · 2,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007468 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.