Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,555 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Tax withholdingCommon Stock | 21,741 | $5.61 | $121,967.01 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,484 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,811 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,589 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,442 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,099 Underlying: Common Stock · 5,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 7,204 | $5.61 | $40,414.44 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,715 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · derivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,499 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,264 Underlying: Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,758 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,496 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 18,405 | $5.61 | $103,252.05 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,377,252 F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Disposition to issuerCommon Stock | 13,496 | $5.61 | $75,712.56 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,395,657 F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,409,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,394,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,385,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:42 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028372 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,374,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,948 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,532 Underlying: Common Stock · 13,948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · derivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 10,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · derivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,755 Underlying: Common Stock · 9,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · derivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,718 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Tax withholdingCommon Stock | 21,427 | $5.61 | $120,205.47 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,265 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 13,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 10,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:40 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · derivative · entry 5 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,636 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · derivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,032 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC |
LaBenne AndrewChief Financial Officer
|
Tax withholdingCommon Stock | 15,890 | $5.61 | $89,142.90 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,182 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionCommon Stock | 10,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 9 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,004 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 8 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,638 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 7 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,695 Underlying: Common Stock · 2,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · derivative · entry 6 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,645 Underlying: Common Stock · 11,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 8,377 | $5.61 | $46,994.97 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 5 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,473 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 4 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 3 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 2 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:35 UTC |
Cheng JordanGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028366 · form4.xml · nonDerivative · entry 1 Cheng Jordan · CIK 0001998222 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:57 UTC |
Momen RonnieBank-Chief of Consumer Banking
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GiftCommon Stock | 6,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028165 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,001 F1 · shares: Transaction represents the transfer of 6,356 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 22:05 UTC |
Stack FergalSVP, Corporate Controller
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PurchaseCommon Stock | 10,000 | $5.18 | $51,763.00 |
DisclosureSEC source: 0001127602-23-026694 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,616 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.16 to $5.18. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.