Tapewire

Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · derivative · entry 9

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,166

Underlying: Common Stock · 5,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · derivative · entry 8

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,471

Underlying: Common Stock · 3,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · derivative · entry 7

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · derivative · entry 6

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 8,020 $8.15 $65,363.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 5

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,999

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,118 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 4,442 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:17 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:27 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007335 · form4.xml · derivative · entry 6

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,788

Underlying: Common Stock · 10,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:27 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007335 · form4.xml · derivative · entry 5

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,028

Underlying: Common Stock · 20,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:27 UTC
LaBenne AndrewChief Financial Officer
Tax withholdingCommon Stock 16,617 $8.15 $135,428.55
Disclosure

SEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 3

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,417

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:27 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 10,848 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:27 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 20,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · derivative · entry 10

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,554

Underlying: Common Stock · 14,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · derivative · entry 9

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,011

Underlying: Common Stock · 8,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,758 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · derivative · entry 8

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · derivative · entry 7

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 18,757 $8.15 $152,869.55
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 6

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,393,451

F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Disposition to issuerCommon Stock 13,496 $8.15 $109,992.40
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 5

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,208

F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 14,945 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 8,253 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 11,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 00:15 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 13,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007328 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,390,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · derivative · entry 9

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,114

Underlying: Common Stock · 2,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · derivative · entry 8

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,510

Underlying: Common Stock · 2,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,323

Underlying: Common Stock · 11,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Tax withholdingCommon Stock 9,236 $8.15 $75,273.40
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,272

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,890 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:33 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 11,322 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007322 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,584

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,080

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Tax withholdingCommon Stock 22,596 $8.15 $184,157.40
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,004

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionCommon Stock 9,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC
Momen RonnieBank-Chief of Consumer Banking
Exercise / conversionCommon Stock 6,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC
Momen RonnieBank-Chief of Consumer Banking
GiftCommon Stock 6,356 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005246 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,909

F1 · shares: Does not represent a sale of shares. Represents the transfer of 6,356 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:13 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003789 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMAs for Children

Disclosed balance after: 12,000

F2 · balance_after: Aggregates 4,000 shares of Issuer's Common Stock held in each of three UTMA accounts for children of the Reporting Person.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 23:13 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003789 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,182

F1 · shares: Does not represent a sale of shares. Represents three separate transfers of 2,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") to each of three children of the Reporting Person.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 23:13 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028748 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMAs for Children

Disclosed balance after: 6,000

F2 · balance_after: Aggregates 2,000 shares of Issuer's Common Stock held in each of three UTMAs for the children of the Reporting Person.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 23:13 UTC
LaBenne AndrewChief Financial Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028748 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,182

F1 · shares: Does not represent a sale of shares. Represents three separate transfers of 2,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") to each of three children of the Reporting Person.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 18:34 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028364 · form4.xml · derivative · entry 9

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,741

Underlying: Common Stock · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 18:34 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028364 · form4.xml · derivative · entry 8

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,396

Underlying: Common Stock · 4,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 18:34 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028364 · form4.xml · derivative · entry 7

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,488

Underlying: Common Stock · 5,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.