Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 11,017 | $21.32 | $234,882.44 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 6 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Account of Engaged Capital, LLC Disclosed balance after: 237,655 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F13 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI-B to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F8 · ownership.nature: Securities held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Engaged Capital, as the investment adviser of the Engaged Capital Account, may be deemed to beneficially own the securities held in the Engaged Capital Account. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities held in the Engaged Capital Account. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities held in the Engaged Capital Account. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 11,017 | $21.32 | $234,882.44 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 5 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-B, LP Disclosed balance after: 2,311,388 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F13 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI-B to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F6 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-B. As the general partner and investment adviser of Engaged Capital Co-Invest VI-B, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-B. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-B. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-B. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 20,937 | $21.32 | $446,376.84 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 4 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Account of Engaged Capital, LLC Disclosed balance after: 226,638 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F12 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI-A to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F8 · ownership.nature: Securities held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Engaged Capital, as the investment adviser of the Engaged Capital Account, may be deemed to beneficially own the securities held in the Engaged Capital Account. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities held in the Engaged Capital Account. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities held in the Engaged Capital Account. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 20,937 | $21.32 | $446,376.84 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 3 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-A, LP Disclosed balance after: 4,391,753 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F12 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI-A to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F5 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-A. As the general partner and investment adviser of Engaged Capital Co-Invest VI-A, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-A. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-A. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-A. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 10,046 | $21.32 | $214,180.72 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 2 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Account of Engaged Capital, LLC Disclosed balance after: 205,701 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F11 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F8 · ownership.nature: Securities held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Engaged Capital, as the investment adviser of the Engaged Capital Account, may be deemed to beneficially own the securities held in the Engaged Capital Account. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities held in the Engaged Capital Account. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities held in the Engaged Capital Account. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 10,046 | $21.32 | $214,180.72 |
DisclosureSEC source: 0000921895-20-000747 · form409455027a_03132020.xml · nonDerivative · entry 1 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI, LP Disclosed balance after: 2,106,956 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F11 · kind: Represents a negotiated transfer of shares from Engaged Capital Co-Invest VI to the Engaged Capital Account on March 11, 2020 at a per share price equal to the closing price of the shares of the Issuer on such date. F4 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI. As the general partner and investment adviser of Engaged Capital Co-Invest VI, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 00:06 UTC |
Wolfe JerylChief Supply Chain Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-20-000020 · wf-form4_158137954691236.xml · derivative · entry 1 Wolfe Jeryl · CIK 0001309707 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,331 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2 · shares: These PSUs were granted in connection with the Reporting Person taking on additional responsibilities within the Company. F3 · shares: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · balance_after: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 00:01 UTC |
Boever Christopher J.Chief Commercial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-20-000018 · wf-form4_158137924524366.xml · derivative · entry 1 Boever Christopher J. · CIK 0001570825 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,240 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2 · shares: These PSUs were granted in connection with the Reporting Person taking on additional responsibilities within the Company. F3 · shares: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · balance_after: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 21:18 UTC |
Kasenchak PriscillaSVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-20-000002 · wf-form4_158024626344465.xml · derivative · entry 3 Kasenchak Priscilla · CIK 0001793048 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: Of the 2,340 RSUs granted, 33-1/3% vested on January 24, 2020 and 33-1/3% will vest on each of January 24, 2021 and 2022. F4 · derivative.expiration_date: Of the 2,340 RSUs granted, 33-1/3% vested on January 24, 2020 and 33-1/3% will vest on each of January 24, 2021 and 2022. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 21:18 UTC |
Kasenchak PriscillaSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 307 | $24.96 | $7,662.72 |
DisclosureSEC source: 0000910406-20-000002 · wf-form4_158024626344465.xml · nonDerivative · entry 2 Kasenchak Priscilla · CIK 0001793048 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 F2 · kind: The Company retained 307 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 780 RSUs as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 21:18 UTC |
Kasenchak PriscillaSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-20-000002 · wf-form4_158024626344465.xml · nonDerivative · entry 1 Kasenchak Priscilla · CIK 0001793048 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 24, 2020, 780 restricted stock units ("RSUs") of The Hain Celestial Group, Inc. (the "Company") vested pursuant to the Restricted Stock Units Agreement between the Company and the Reporting Person (the "Agreement"), and upon such vesting the Reporting Person received 780 shares of common stock of the Company. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:08 UTC |
Kasenchak PriscillaSVP & Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 1,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000136 · wf-form4_157661689032337.xml · derivative · entry 2 Kasenchak Priscilla · CIK 0001793048 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898 Underlying: Common Stock · 1,898 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs will vest in three (3) equal installments on November 1, 2020, 2021 and 2022. F4 · derivative.expiration_date: These RSUs will vest in three (3) equal installments on November 1, 2020, 2021 and 2022. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:08 UTC |
Kasenchak PriscillaSVP & Chief Accounting Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 6,614 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000136 · wf-form4_157661689032337.xml · derivative · entry 1 Kasenchak Priscilla · CIK 0001793048 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,271 Underlying: Common Stock · 6,614 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F2 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:55 UTC |
Idrovo Javier HEVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 52,021 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000133 · wf-form4_157549654091373.xml · derivative · entry 3 Idrovo Javier H · CIK 0001449685 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,021 Underlying: Common Stock · 52,021 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F6 · shares: This RSU award represents one-time compensation intended to recognize the compensation the Reporting Person forfeited from the Reporting Person's former employer to join the Company. F7 · derivative.exercise_date: These RSUs will vest in two (2) equal installments on December 2, 2020 and 2021. F7 · derivative.expiration_date: These RSUs will vest in two (2) equal installments on December 2, 2020 and 2021. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:55 UTC |
Idrovo Javier HEVP & Chief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 40,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000133 · wf-form4_157549654091373.xml · derivative · entry 2 Idrovo Javier H · CIK 0001449685 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,017 Underlying: Common Stock · 40,017 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F4 · shares: This PSU award represents one-time compensation intended to recognize the compensation the Reporting Person forfeited from the Reporting Person's former employer to join the Company. F3 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:55 UTC |
Idrovo Javier HEVP & Chief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000133 · wf-form4_157549654091373.xml · derivative · entry 1 Idrovo Javier H · CIK 0001449685 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2 · shares: This PSU award represents the Reporting Person's long-term incentive opportunity for fiscal years 2020 and 2021. F3 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F3 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the annual total shareholder return of the Company over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:10 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
GrantCommon Stock | 13,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-002855 · form409455027b_11212019.xml · nonDerivative · entry 1 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,347 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:41 UTC |
Clark Celeste A.Director
|
GrantCommon Stock | 9,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000124 · wf-form4_157437246369292.xml · nonDerivative · entry 1 Clark Celeste A. · CIK 0001261319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,071 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:07 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
GrantCommon Stock | 13,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-002854 · form409455027a_11212019.xml · nonDerivative · entry 1 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,347 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:53 UTC |
ZIER DAWN M.Director
|
GrantCommon Stock | 9,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000129 · wf-form4_157437321625613.xml · nonDerivative · entry 1 ZIER DAWN M. · CIK 0001562083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,401 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:52 UTC |
Sims Michael BDirector
|
GrantCommon Stock | 9,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000128 · wf-form4_157437312557346.xml · nonDerivative · entry 1 Sims Michael B · CIK 0001469915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,354 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:48 UTC |
Korangy Shervin JDirector
|
GrantCommon Stock | 13,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000126 · wf-form4_157437287981680.xml · nonDerivative · entry 1 Korangy Shervin J · CIK 0001718854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,548 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:50 UTC |
MELTZER ROGERDirector
|
GrantCommon Stock | 8,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000127 · wf-form4_157437301673368.xml · nonDerivative · entry 1 MELTZER ROGER · CIK 0001259072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,926 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:46 UTC |
Hollis Richard DeanDirector
|
GrantCommon Stock | 17,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000125 · wf-form4_157437275999067.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,834 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:36 UTC |
Beck Richard ADirector
|
GrantCommon Stock | 9,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000122 · wf-form4_157437218298298.xml · nonDerivative · entry 1 Beck Richard A · CIK 0001790912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,354 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:37 UTC |
Schiller Mark L.Director · President and CEO
|
Tax withholdingCommon Stock | 12,823 | $24.23 | $310,701.29 |
DisclosureSEC source: 0000910406-19-000109 · wf-form4_157316622985243.xml · nonDerivative · entry 1 Schiller Mark L. · CIK 0001570948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,532 F1 · kind: On November 5, 2019, 26,185 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Schiller (the "Agreement"). The Company retained 12,823 shares to satisfy the tax withholding obligations in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 20:22 UTC |
Langrock James MEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 182 | $21.71 | $3,951.22 |
DisclosureSEC source: 0000910406-19-000081 · wf-form4_156961571100767.xml · nonDerivative · entry 1 Langrock James M · CIK 0001327453 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,885 F1 · kind: On September 26, 2019, 534 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Langrock (the "Agreement"). The Company retained 182 shares to satisfy the tax withholding obligations in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 20:29 UTC |
MCGUINNESS MICHAEL BSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 5,662 | $20.85 | $118,052.70 |
DisclosureSEC source: 0000910406-19-000071 · wf-form4_156166734347573.xml · nonDerivative · entry 1 MCGUINNESS MICHAEL B · CIK 0001543337 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,779 F1 · kind: On June 26, 2019, 16,667 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. McGuinness (the "Agreement"). The Company retained 5,662 shares to satisfy the tax withholding obligations of Mr. McGuinness in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 20:21 UTC |
Langrock James MEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,662 | $20.85 | $118,052.70 |
DisclosureSEC source: 0000910406-19-000069 · wf-form4_156166688826579.xml · nonDerivative · entry 1 Langrock James M · CIK 0001327453 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,067 F1 · kind: On June 26, 2019, 16,667 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Langrock (the "Agreement"). The Company retained 5,662 shares to satisfy the tax withholding obligations of Mr. Langrock in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 252,891 | $23.97 | $6,062,480.08 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 14 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 4,207,565 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 30,000 | $24.31 | $729,300.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 13 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,954,674 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 84,480 | $24.24 | $2,047,913.47 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 12 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,924,674 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 100,000 | $24.28 | $2,427,500.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 11 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,840,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 40,000 | $24.25 | $970,180.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 10 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,740,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 270,000 | $24.20 | $6,534,648.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 9 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,700,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 252,891 | $23.97 | $6,062,480.08 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 14 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 4,207,565 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 30,000 | $24.31 | $729,300.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 13 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,954,674 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 84,480 | $24.24 | $2,047,913.47 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 12 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,924,674 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 100,000 | $24.28 | $2,427,500.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 11 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,840,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 40,000 | $24.25 | $970,180.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 10 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,740,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 21, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 270,000 | $24.20 | $6,534,648.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 9 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,700,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 200,000 | $23.09 | $4,618,920.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 8 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,430,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 81,065 | $23.14 | $1,875,681.97 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 7 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,230,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 31,100 | $23.38 | $726,984.27 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 6 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,149,129 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 400,000 | $23.38 | $9,350,240.00 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 5 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,118,029 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 200,000 | $23.09 | $4,618,920.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 8 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,430,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 81,065 | $23.14 | $1,875,681.97 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 7 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,230,194 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 31,100 | $23.38 | $726,984.27 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 6 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,149,129 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 20, 2019 Filed May 22, 2019 00:27 UTC |
Welling Glenn W.Director · 10% owner
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest VI, LPSee Footnote 1
Engaged Capital Co-Invest VI-A, LPSee Footnote 1
Engaged Capital Co-Invest VI-B, LPSee Footnote 1
Engaged Capital Co-Invest VI-C, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
PurchaseCommon Stock | 400,000 | $23.38 | $9,350,240.00 |
DisclosureSEC source: 0000921895-19-001614 · form409455027a_05212019.xml · nonDerivative · entry 5 Welling Glenn W. · CIK 0001580771 · Director · 10% owner Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest VI, LP · CIK 0001695189 · See Footnote 1 Engaged Capital Co-Invest VI-A, LP · CIK 0001695183 · See Footnote 1 Engaged Capital Co-Invest VI-B, LP · CIK 0001695111 · See Footnote 1 Engaged Capital Co-Invest VI-C, LP · CIK 0001733281 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 3,118,029 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
| May 17, 2019 Filed May 22, 2019 00:29 UTC |
Engaged Capital Co-Invest VI-D, L.P.See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.See Footnote 1
|
PurchaseCommon Stock | 175,020 | $23.56 | $4,124,258.79 |
DisclosureSEC source: 0000921895-19-001615 · form409455027b_05212019.xml · nonDerivative · entry 4 Engaged Capital Co-Invest VI-D, L.P. · CIK 0001768883 · See Footnote 1 Engaged Capital Co-Invest VI-E, L.P. · CIK 0001768884 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Co-Invest VI-E, LP Disclosed balance after: 2,718,029 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest VI, LP ("Engaged Capital Co-Invest VI"), Engaged Capital Co-Invest VI-A, LP ("Engaged Capital Co-Invest VI-A"), Engaged Capital Co-Invest VI-B, LP ("Engaged Capital Co-Invest VI-B"), Engaged Capital Co-Invest VI-C, LP ("Engaged Capital Co-Invest VI-C"), Engaged Capital Co-Invest VI-D, LP ("Engaged Capital Co-Invest VI-D"), Engaged Capital Co-Invest VI-E, LP ("Engaged Capital Co-Invest VI-E"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest VI-E. As the general partner and investment adviser of Engaged Capital Co-Invest VI-E, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest VI-E. Mr. Welling, by virtue of his position as the founder and Chief Investment Officer of Engaged Capital, and as the sole member of Engaged Holdings, may be deemed to beneficially own thesecurities owned directly by Engaged Capital Co-Invest VI-E. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.