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Nasdaq · USD

HAIN

HAIN CELESTIAL GROUP INC

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7055
SEC CIK
0000910406
Parsed reports
378

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2023 Filed Sep 8, 2023 20:34 UTC
Ragusa MichaelSVP, Chief Accounting Officer
Tax withholdingCommon Stock 212 $9.69 $2,054.28
Disclosure

SEC source: 0000910406-23-000072 · wf-form4_169420526024649.xml · nonDerivative · entry 2

Ragusa Michael · CIK 0001749511 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428

F3 · kind: The Issuer withheld 212 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 640 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:34 UTC
Ragusa MichaelSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 640 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000072 · wf-form4_169420526024649.xml · nonDerivative · entry 1

Ragusa Michael · CIK 0001749511 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 6, 2023, the Reporting Person had 640 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 640 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:28 UTC
Meringolo KristyCh Legal & Corp Affairs Offcr
Exercise / conversionRestricted Share Units · Derivative 5,345 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000071 · wf-form4_169420487848298.xml · derivative · entry 3

Meringolo Kristy · CIK 0001737950 · Ch Legal & Corp Affairs Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,690

Underlying: Common Stock · 5,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 16,035 RSUs under this award, 5,345 RSUs vested on September 6, 2023 and 5,345 RSUs vest on each of September 6, 2024 and 2025.

F4 · derivative.expiration_date: Of the 16,035 RSUs under this award, 5,345 RSUs vested on September 6, 2023 and 5,345 RSUs vest on each of September 6, 2024 and 2025.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:28 UTC
Meringolo KristyCh Legal & Corp Affairs Offcr
Tax withholdingCommon Stock 1,676 $9.69 $16,240.44
Disclosure

SEC source: 0000910406-23-000071 · wf-form4_169420487848298.xml · nonDerivative · entry 2

Meringolo Kristy · CIK 0001737950 · Ch Legal & Corp Affairs Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,575

F3 · kind: The Issuer withheld 1,676 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 5,345 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:28 UTC
Meringolo KristyCh Legal & Corp Affairs Offcr
Exercise / conversionCommon Stock 5,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000071 · wf-form4_169420487848298.xml · nonDerivative · entry 1

Meringolo Kristy · CIK 0001737950 · Ch Legal & Corp Affairs Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 6, 2023, the Reporting Person had 5,345 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 5,345 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:25 UTC
Golliher Steven R.Global Ch Supply Chain Officer
Exercise / conversionRestricted Share Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000070 · wf-form4_169420471019115.xml · derivative · entry 3

Golliher Steven R. · CIK 0001990970 · Global Ch Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,126

Underlying: Common Stock · 3,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 10,690 RSUs under this award, 3,564 RSUs vested on September 6, 2023, 3,564 RSUs vest on September 6, 2024 and 3,562 RSUs vest on September 6, 2025.

F4 · derivative.expiration_date: Of the 10,690 RSUs under this award, 3,564 RSUs vested on September 6, 2023, 3,564 RSUs vest on September 6, 2024 and 3,562 RSUs vest on September 6, 2025.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:25 UTC
Golliher Steven R.Global Ch Supply Chain Officer
Tax withholdingCommon Stock 1,016 $9.69 $9,845.04
Disclosure

SEC source: 0000910406-23-000070 · wf-form4_169420471019115.xml · nonDerivative · entry 2

Golliher Steven R. · CIK 0001990970 · Global Ch Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,274

F3 · kind: The Issuer withheld 1,016 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 3,564 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:25 UTC
Golliher Steven R.Global Ch Supply Chain Officer
Exercise / conversionCommon Stock 3,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000070 · wf-form4_169420471019115.xml · nonDerivative · entry 1

Golliher Steven R. · CIK 0001990970 · Global Ch Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 6, 2023, the Reporting Person had 3,564 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 3,564 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:21 UTC
Goldenitsch WolfgangPresident, Hain International
Exercise / conversionRestricted Share Units · Derivative 5,345 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000069 · wf-form4_169420445903708.xml · derivative · entry 3

Goldenitsch Wolfgang · CIK 0001903396 · President, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,690

Underlying: Common Stock · 5,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 16,035 RSUs under this award, 5,345 RSUs vested on September 6, 2023 and 5,345 RSUs vest on each of September 6, 2024 and 2025.

F4 · derivative.expiration_date: Of the 16,035 RSUs under this award, 5,345 RSUs vested on September 6, 2023 and 5,345 RSUs vest on each of September 6, 2024 and 2025.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:21 UTC
Goldenitsch WolfgangPresident, Hain International
Tax withholdingCommon Stock 2,673 $9.69 $25,901.37
Disclosure

SEC source: 0000910406-23-000069 · wf-form4_169420445903708.xml · nonDerivative · entry 2

Goldenitsch Wolfgang · CIK 0001903396 · President, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,245

F3 · kind: The Issuer withheld 2,673 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 5,345 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:21 UTC
Goldenitsch WolfgangPresident, Hain International
Exercise / conversionCommon Stock 5,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000069 · wf-form4_169420445903708.xml · nonDerivative · entry 1

Goldenitsch Wolfgang · CIK 0001903396 · President, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 6, 2023, the Reporting Person had 5,345 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 5,345 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:18 UTC
Davidson Wendy PDirector · President and CEO
Exercise / conversionRestricted Share Units · Derivative 11,915 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000068 · wf-form4_169420427228924.xml · derivative · entry 3

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,831

Underlying: Common Stock · 11,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 35,746 RSUs under this award, 11,915 RSUs vested on September 6, 2023, 11,915 RSUs vest on September 6, 2024 and 11,916 RSUs vest on September 6, 2025.

F4 · derivative.expiration_date: Of the 35,746 RSUs under this award, 11,915 RSUs vested on September 6, 2023, 11,915 RSUs vest on September 6, 2024 and 11,916 RSUs vest on September 6, 2025.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:18 UTC
Davidson Wendy PDirector · President and CEO
Tax withholdingCommon Stock 5,279 $9.69 $51,153.51
Disclosure

SEC source: 0000910406-23-000068 · wf-form4_169420427228924.xml · nonDerivative · entry 2

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,636

F3 · kind: The Issuer withheld 5,279 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 11,915 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:18 UTC
Davidson Wendy PDirector · President and CEO
Exercise / conversionCommon Stock 11,915 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000068 · wf-form4_169420427228924.xml · nonDerivative · entry 1

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 6, 2023, the Reporting Person had 11,915 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 11,915 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 12:53 UTC GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000061 · wf-form4_169400482356479.xml · nonDerivative · entry 1

Campbell Neil · CIK 0001991916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717

F1 · shares: Represents a grant of restricted share units ("RSUs") as prorated compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of shareholders.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 20:15 UTC
Goldenitsch WolfgangCEO, Hain International
Exercise / conversionRestricted Share Units · Derivative 383 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000037 · wf-form4_169213050500980.xml · derivative · entry 3

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: The 383 RSUs vested on August 12, 2023.

F4 · derivative.expiration_date: The 383 RSUs vested on August 12, 2023.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 20:15 UTC
Goldenitsch WolfgangCEO, Hain International
Tax withholdingCommon Stock 192 $12.20 $2,342.40
Disclosure

SEC source: 0000910406-23-000037 · wf-form4_169213050500980.xml · nonDerivative · entry 2

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,573

F3 · kind: The Issuer withheld 192 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 383 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
August 12, 2023 Filed Aug 15, 2023 20:15 UTC
Goldenitsch WolfgangCEO, Hain International
Exercise / conversionCommon Stock 383 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000037 · wf-form4_169213050500980.xml · nonDerivative · entry 1

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 12, 2023, the Reporting Person had 383 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 383 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 12:42 UTC
Ragusa MichaelSVP, Chief Accounting Officer
GrantPerformance Share Units · Derivative 427 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000025 · wf-form4_167940252207753.xml · derivative · entry 2

Ragusa Michael · CIK 0001749511 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427

Underlying: Common Stock · 427 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.expiration_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.underlying_shares: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 12:42 UTC
Ragusa MichaelSVP, Chief Accounting Officer
GrantRestricted Share Units · Derivative 1,922 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000025 · wf-form4_167940252207753.xml · derivative · entry 1

Ragusa Michael · CIK 0001749511 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922

Underlying: Common Stock · 1,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

F2 · derivative.expiration_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

Read SEC document
February 17, 2023 Filed Feb 17, 2023 22:06 UTC SaleCommon Stock 25,000 $18.75 $468,630.00
Disclosure

SEC source: 0000910406-23-000018 · wf-form4_167667153781066.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,493

F2 · price: The transaction was executed in multiple trades at prices ranging from $18.70 to $18.86. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:06 UTC SaleCommon Stock 25,000 $18.90 $472,620.00
Disclosure

SEC source: 0000910406-23-000018 · wf-form4_167667153781066.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,493

F1 · price: The transaction was executed in multiple trades at prices ranging from $18.83 to $18.965. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:05 UTC
Goldenitsch WolfgangCEO, Hain International
Exercise / conversionRestricted Share Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000016 · wf-form4_167580749854320.xml · derivative · entry 3

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: The 517 RSUs vested on February 3, 2023.

F4 · derivative.expiration_date: The 517 RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:05 UTC
Goldenitsch WolfgangCEO, Hain International
Tax withholdingCommon Stock 259 $21.58 $5,589.22
Disclosure

SEC source: 0000910406-23-000016 · wf-form4_167580749854320.xml · nonDerivative · entry 2

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,382

F3 · kind: The Issuer withheld 259 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 517 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:05 UTC
Goldenitsch WolfgangCEO, Hain International
Exercise / conversionCommon Stock 517 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-23-000016 · wf-form4_167580749854320.xml · nonDerivative · entry 1

Goldenitsch Wolfgang · CIK 0001903396 · CEO, Hain International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the Reporting Person had 517 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 517 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:57 UTC
Davidson Wendy PDirector · President and CEO
GrantRestricted Share Units · Derivative 95,321 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000004 · wf-form4_167286943311119.xml · derivative · entry 3

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,321

Underlying: Common Stock · 95,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs, granted as a one-time make-whole award intended to recognize the equity awards the Reporting Person forfeited from the Reporting Person's former employer upon joining the Issuer, vest in three (3) equal annual installments on January 1, 2024, 2025 and 2026.

F5 · derivative.expiration_date: The RSUs, granted as a one-time make-whole award intended to recognize the equity awards the Reporting Person forfeited from the Reporting Person's former employer upon joining the Issuer, vest in three (3) equal annual installments on January 1, 2024, 2025 and 2026.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:57 UTC
Davidson Wendy PDirector · President and CEO
GrantPerformance Share Units · Derivative 17,873 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000004 · wf-form4_167286943311119.xml · derivative · entry 2

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,873

Underlying: Common Stock · 17,873 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.expiration_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.underlying_shares: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:57 UTC
Davidson Wendy PDirector · President and CEO
GrantRestricted Share Units · Derivative 35,746 $0.00 $0.00
Disclosure

SEC source: 0000910406-23-000004 · wf-form4_167286943311119.xml · derivative · entry 1

Davidson Wendy P · CIK 0001340954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

Underlying: Common Stock · 35,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

F2 · derivative.expiration_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:41 UTC
Meringolo KristyEVP, GC, Corp Secretary & CCO
Exercise / conversionRestricted Share Units · Derivative 2,044 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000105 · wf-form4_166915325692251.xml · derivative · entry 3

Meringolo Kristy · CIK 0001737950 · EVP, GC, Corp Secretary & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

Underlying: Common Stock · 2,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 6,131 RSUs under this award, 2,044 RSUs vested on November 18, 2022, 2,044 RSUs vest on November 18, 2023 and 2,043 RSUs vest on November 18, 2024.

F4 · derivative.expiration_date: Of the 6,131 RSUs under this award, 2,044 RSUs vested on November 18, 2022, 2,044 RSUs vest on November 18, 2023 and 2,043 RSUs vest on November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:41 UTC
Meringolo KristyEVP, GC, Corp Secretary & CCO
Tax withholdingCommon Stock 737 $20.35 $14,997.95
Disclosure

SEC source: 0000910406-22-000105 · wf-form4_166915325692251.xml · nonDerivative · entry 2

Meringolo Kristy · CIK 0001737950 · EVP, GC, Corp Secretary & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,906

F3 · kind: The Issuer withheld 737 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,044 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:41 UTC
Meringolo KristyEVP, GC, Corp Secretary & CCO
Exercise / conversionCommon Stock 2,044 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000105 · wf-form4_166915325692251.xml · nonDerivative · entry 1

Meringolo Kristy · CIK 0001737950 · EVP, GC, Corp Secretary & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 2,044 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,044 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:35 UTC
Karch DavidEVP & Chief Operating Officer
Exercise / conversionRestricted Share Units · Derivative 3,679 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000103 · wf-form4_166915293842436.xml · derivative · entry 4

Karch David · CIK 0001436497 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,356

Underlying: Common Stock · 3,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 11,035 RSUs under this award, 3,679 RSUs vested on November 18, 2022, 3,679 RSUs vest on November 18, 2023 and 3,677 RSUs vest on November 18, 2024.

F4 · derivative.expiration_date: Of the 11,035 RSUs under this award, 3,679 RSUs vested on November 18, 2022, 3,679 RSUs vest on November 18, 2023 and 3,677 RSUs vest on November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:35 UTC
Karch DavidEVP & Chief Operating Officer
Tax withholdingCommon Stock 1,879 $20.35 $38,237.65
Disclosure

SEC source: 0000910406-22-000103 · wf-form4_166915293842436.xml · nonDerivative · entry 2

Karch David · CIK 0001436497 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,436

F3 · kind: The Issuer withheld 1,879 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 3,679 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:35 UTC
Karch DavidEVP & Chief Operating Officer
Exercise / conversionCommon Stock 3,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000103 · wf-form4_166915293842436.xml · nonDerivative · entry 1

Karch David · CIK 0001436497 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 3,679 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 3,679 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:32 UTC
Goldenitsch WolfgangCEO, International
Exercise / conversionRestricted Share Units · Derivative 2,453 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000101 · wf-form4_166915270166113.xml · derivative · entry 3

Goldenitsch Wolfgang · CIK 0001903396 · CEO, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904

Underlying: Common Stock · 2,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 7,357 RSUs under this award, 2,453 RSUs vested on November 18, 2022, 2,453 RSUs vest on November 18, 2023 and 2,451 RSUs vest on November 18, 2024.

F4 · derivative.expiration_date: Of the 7,357 RSUs under this award, 2,453 RSUs vested on November 18, 2022, 2,453 RSUs vest on November 18, 2023 and 2,451 RSUs vest on November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:32 UTC
Goldenitsch WolfgangCEO, International
Tax withholdingCommon Stock 1,227 $20.35 $24,969.45
Disclosure

SEC source: 0000910406-22-000101 · wf-form4_166915270166113.xml · nonDerivative · entry 2

Goldenitsch Wolfgang · CIK 0001903396 · CEO, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,124

F3 · kind: The Issuer withheld 1,227 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,453 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:32 UTC
Goldenitsch WolfgangCEO, International
Exercise / conversionCommon Stock 2,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000101 · wf-form4_166915270166113.xml · nonDerivative · entry 1

Goldenitsch Wolfgang · CIK 0001903396 · CEO, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 2,453 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,453 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:25 UTC
Bellairs ChrisEVP & Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 2,266 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · derivative · entry 3

Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 2,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024.

F4 · derivative.expiration_date: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:25 UTC
Bellairs ChrisEVP & Chief Financial Officer
Tax withholdingCommon Stock 817 $20.35 $16,625.95
Disclosure

SEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · nonDerivative · entry 2

Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449

F3 · kind: The Issuer withheld 817 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,266 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:25 UTC
Bellairs ChrisEVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,266 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · nonDerivative · entry 1

Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 2,266 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,266 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC
Schiller Mark L.Director · President and CEO
Exercise / conversionRestricted Share Units · Derivative 16,348 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · derivative · entry 3

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,696

Underlying: Common Stock · 16,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 49,044 RSUs under this award, 16,348 RSUs vested on November 18, 2022 and 16,348 RSUs vest on each of November 18, 2023 and November 18, 2024.

F4 · derivative.expiration_date: Of the 49,044 RSUs under this award, 16,348 RSUs vested on November 18, 2022 and 16,348 RSUs vest on each of November 18, 2023 and November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC
Schiller Mark L.Director · President and CEO
Tax withholdingCommon Stock 8,346 $20.35 $169,841.10
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,493

F3 · kind: The Issuer withheld 8,346 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 16,348 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC
Schiller Mark L.Director · President and CEO
Exercise / conversionCommon Stock 16,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 16,348 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 16,348 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:46 UTC
ZIER DAWN M.Director
GrantCommon Stock 8,346 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000095 · wf-form4_166906714808583.xml · nonDerivative · entry 1

ZIER DAWN M. · CIK 0001562083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,657

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:41 UTC GrantCommon Stock 11,439 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000093 · wf-form4_166906688144948.xml · nonDerivative · entry 1

Taylor Carlyn R. · CIK 0001821412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:37 UTC GrantCommon Stock 12,175 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000091 · wf-form4_166906664166899.xml · nonDerivative · entry 1

Sims Michael B · CIK 0001469915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,683

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:34 UTC GrantCommon Stock 12,175 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000089 · wf-form4_166906643427876.xml · nonDerivative · entry 1

Korangy Shervin J · CIK 0001718854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,127

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC GrantCommon Stock 11,439 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000087 · wf-form4_166906621710853.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,594

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:23 UTC GrantCommon Stock 11,930 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000085 · wf-form4_166906577413024.xml · nonDerivative · entry 1

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,420

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:16 UTC GrantCommon Stock 11,930 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000083 · wf-form4_166906534351306.xml · nonDerivative · entry 1

Beck Richard A · CIK 0001790912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,703

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.