Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEAN FOODS CODF · Entity 153856 | EVP & CFO | February 24, 2017 | February 28, 2017 |
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | EVP & Chief Financial Officer | November 18, 2022 | November 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEAN FOODS CO
Report date February 24, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,958 |
Reported balance
After 2017-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-24 · Grant · Acquired 8,992 · Balance 93,958 F1: These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date. |
| Common StockSEC Table I · non-derivative | Direct | 103,894 |
Reported balance
After 2017-02-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-02-26 · Exercise / conversion · Acquired 9,936 · Balance 103,894 F2: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 101,176 |
Reported balance
After 2017-02-26 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-02-26 · Tax withholding · Disposed 2,718 · Balance 101,176 F2: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 27,100 |
Reported balance
After 2017-02-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-24 · Grant · Acquired 27,100 · Balance 27,100 F3: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F4: RSUs convert into common stock on a one-for-one basis. F5: This RSU award vests annually, on a pro rata basis, over a 3-year period. |
| Restricted Stock Units (DU005857)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,872 |
Reported balance
After 2017-02-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-26 · Exercise / conversion · Disposed 9,936 · Balance 19,872 F4: RSUs convert into common stock on a one-for-one basis. F6: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date.
F2: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock.
F3: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
F4: RSUs convert into common stock on a one-for-one basis.
F5: This RSU award vests annually, on a pro rata basis, over a 3-year period.
F6: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.
HAIN CELESTIAL GROUP INC
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,449 |
Ending reported balance
After 2022-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-18 · Exercise / conversion · Acquired 2,266 · Balance 2,266 F1: On November 18, 2022, the Reporting Person had 2,266 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,266 shares of common stock of the Issuer prior to withholding for taxes. F2: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. Row 2 · 2022-11-18 · Tax withholding · Disposed 817 · Balance 1,449 F3: The Issuer withheld 817 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,266 RSUs, pursuant to the terms of the applicable award agreement. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 4,534 |
Reported balance
After 2022-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-18 · Exercise / conversion · Disposed 2,266 · Balance 4,534 F2: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. F4: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 18, 2022, the Reporting Person had 2,266 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,266 shares of common stock of the Issuer prior to withholding for taxes.
F2: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.
F3: The Issuer withheld 817 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,266 RSUs, pursuant to the terms of the applicable award agreement.
F4: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2022 Filed Nov 22, 2022 21:25 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | Exercise / conversionRestricted Share Units · Derivative | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · derivative · entry 3 Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,534 Underlying: Common Stock · 2,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024. F4 · derivative.expiration_date: Of the 6,800 RSUs under this award, 2,266 RSUs vested on November 18, 2022 and 2,267 RSUs vest on each of November 18, 2023 and November 18, 2024. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:25 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | Tax withholdingCommon Stock | 817 | $20.35 | $16,625.95 |
DisclosureSEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · nonDerivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449 F3 · kind: The Issuer withheld 817 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,266 RSUs, pursuant to the terms of the applicable award agreement. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:25 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | Exercise / conversionCommon Stock | 2,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000910406-22-000099 · wf-form4_166915230452700.xml · nonDerivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2022, the Reporting Person had 2,266 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,266 shares of common stock of the Issuer prior to withholding for taxes. F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:45 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantPerformance Share Units · Derivative | 8,819 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-22-000066 · wf-form4_166301552381362.xml · derivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,819 Underlying: Common Stock · 8,819 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025. F4 · derivative.expiration_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025. F4 · derivative.underlying_shares: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:45 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantRestricted Share Units · Derivative | 26,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-22-000066 · wf-form4_166301552381362.xml · derivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,724 Underlying: Common Stock · 26,724 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025. F2 · derivative.expiration_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:50 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005857) · Derivative | 9,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015453 · doc4.xml · derivative · entry 5 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,872 Underlying: Common Stock · 9,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: RSUs convert into common stock on a one-for-one basis. F6 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · shares: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. F6 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F6 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.underlying_shares: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:50 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,718 | $18.45 | $50,147.10 |
DisclosureSEC source: 0001209191-17-015453 · doc4.xml · nonDerivative · entry 3 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,176 F2 · shares: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:50 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 9,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015453 · doc4.xml · nonDerivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Reporting Person received a total of 9,936 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 2,718 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 7,218 net shares of Common Stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:50 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units · Derivative | 27,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015453 · doc4.xml · derivative · entry 4 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,100 Underlying: Common Stock · 27,100 shares Expires not disclosed F3 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F4 · security: RSUs convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F5 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:50 UTC | DEAN FOODS CO DF · Entity 153856 | GrantCommon Stock | 8,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015453 · doc4.xml · nonDerivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,958 F1 · security: These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:25 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005818) · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012895 · doc4.xml · derivative · entry 3 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,671 Underlying: Common Stock · 6,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 6,670 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,944 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 4,726 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 6,670 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,944 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 4,726 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:25 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,944 | $18.80 | $36,547.20 |
DisclosureSEC source: 0001209191-17-012895 · doc4.xml · nonDerivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,966 F1 · shares: The Reporting Person received a total of 6,670 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,944 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 4,726 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:25 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012895 · doc4.xml · nonDerivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 6,670 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,944 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 4,726 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:40 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005759) · Derivative | 7,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011220 · doc4.xml · derivative · entry 3 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 7,200 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,141 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,059 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 7,200 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,141 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,059 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:40 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,141 | $20.68 | $44,275.88 |
DisclosureSEC source: 0001209191-17-011220 · doc4.xml · nonDerivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,240 F1 · shares: The Reporting Person received a total of 7,200 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,141 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,059 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:40 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011220 · doc4.xml · nonDerivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 7,200 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,141 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,059 net shares of Common Stock. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 18:28 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005811) · Derivative | 9,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150303 · doc4.xml · derivative · entry 3 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237 Underlying: Common Stock · 9,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person previously received an award of RSUs which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F1 · shares: The Reporting Person received a total of 9,237 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 3,875 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,362 net shares of Common Stock. F3 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 9,237 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 3,875 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,362 net shares of Common Stock. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 18:28 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 3,875 | $18.71 | $72,501.25 |
DisclosureSEC source: 0001209191-16-150303 · doc4.xml · nonDerivative · entry 2 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,181 F1 · shares: The Reporting Person received a total of 9,237 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 3,875 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,362 net shares of Common Stock. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 18:28 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 9,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150303 · doc4.xml · nonDerivative · entry 1 Bellairs Chris · CIK 0001562042 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 9,237 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 3,875 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 5,362 net shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.