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Nasdaq · USD

HAFC

HANMI FINANCIAL CORP

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Tapewire entity
5020
SEC CIK
0001109242
Parsed reports
326

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2022 Filed Jun 8, 2022 22:05 UTC
Yu GideonDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035165 · doc4.xml · nonDerivative · entry 1

Yu Gideon · CIK 0001840139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:57 UTC
Yang MichaelDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035151 · doc4.xml · nonDerivative · entry 1

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:46 UTC GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035146 · doc4.xml · nonDerivative · entry 1

Williams Thomas James · CIK 0001676652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,102

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:43 UTC GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035142 · doc4.xml · nonDerivative · entry 1

Rosenblum David L · CIK 0001604959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,362

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:37 UTC
Lee Gloria JDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035137 · doc4.xml · nonDerivative · entry 1

Lee Gloria J · CIK 0001894644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:31 UTC
Diehl ScottDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035128 · doc4.xml · nonDerivative · entry 1

Diehl Scott · CIK 0001745572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,328

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:26 UTC
Chung HarryDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035119 · doc4.xml · nonDerivative · entry 1

Chung Harry · CIK 0001479609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:20 UTC GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035113 · doc4.xml · nonDerivative · entry 1

Chu Christie K · CIK 0001636110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,102

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 25, 2022 Filed Jun 8, 2022 21:16 UTC
Ahn John JDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035103 · doc4.xml · nonDerivative · entry 1

Ahn John J · CIK 0001389959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,102

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 25, 2022.

Read SEC document
May 06, 2022 Filed May 10, 2022 22:13 UTC
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 1,886 $23.16 $43,679.76
Disclosure

SEC source: 0001209191-22-028140 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,065

Read SEC document
May 03, 2022 Filed May 4, 2022 17:07 UTC
LEE BONITAPresident & CEO
Tax withholdingCommon Stock 2,267 $23.35 $52,934.45
Disclosure

SEC source: 0001209191-22-027007 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,748

Read SEC document
March 24, 2022 Filed Mar 26, 2022 01:35 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 138 $25.52 $3,521.76
Disclosure

SEC source: 0001209191-22-021207 · doc4.xml · nonDerivative · entry 2

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Read SEC document
March 24, 2022 Filed Mar 26, 2022 01:24 UTC
Du MichaelChief Risk Officer
Tax withholdingCommon Stock 176 $25.52 $4,491.52
Disclosure

SEC source: 0001209191-22-021206 · doc4.xml · nonDerivative · entry 2

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302

Read SEC document
March 24, 2022 Filed Mar 26, 2022 01:07 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 167 $25.52 $4,261.84
Disclosure

SEC source: 0001209191-22-021202 · doc4.xml · nonDerivative · entry 2

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,441

Read SEC document
March 24, 2022 Filed Mar 26, 2022 00:47 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 219 $25.52 $5,588.88
Disclosure

SEC source: 0001209191-22-021199 · doc4.xml · nonDerivative · entry 2

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,973

Read SEC document
March 24, 2022 Filed Mar 25, 2022 23:49 UTC
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 487 $25.52 $12,428.24
Disclosure

SEC source: 0001209191-22-021186 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,837

Read SEC document
March 24, 2022 Filed Apr 9, 2022 00:08 UTC Amendment
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 487 $25.52 $12,428.24
Disclosure

SEC source: 0001209191-22-023919 · doc4a.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,781

Read SEC document
March 24, 2022 Filed Apr 8, 2022 23:44 UTC Amendment
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 219 $25.52 $5,588.88
Disclosure

SEC source: 0001209191-22-023914 · doc4a.xml · nonDerivative · entry 2

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,945

Read SEC document
March 24, 2022 Filed Apr 8, 2022 23:39 UTC Amendment
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 167 $25.52 $4,261.84
Disclosure

SEC source: 0001209191-22-023912 · doc4a.xml · nonDerivative · entry 2

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,418

Read SEC document
March 24, 2022 Filed Apr 8, 2022 23:34 UTC Amendment
Du MichaelChief Risk Officer
Tax withholdingCommon Stock 176 $25.52 $4,491.52
Disclosure

SEC source: 0001209191-22-023910 · doc4a.xml · nonDerivative · entry 2

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,286

Read SEC document
March 24, 2022 Filed Apr 8, 2022 23:29 UTC Amendment
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 138 $25.52 $3,521.76
Disclosure

SEC source: 0001209191-22-023906 · doc4a.xml · nonDerivative · entry 2

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

Read SEC document
March 23, 2022 Filed Mar 26, 2022 01:35 UTC
Park Min SChief Credit Risk Officer
GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021207 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,047

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Mar 26, 2022 01:24 UTC
Du MichaelChief Risk Officer
GrantCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021206 · doc4.xml · nonDerivative · entry 1

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Mar 26, 2022 01:07 UTC
Fuhr MatthewChief Credit Administration
GrantCommon Stock 1,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021202 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,608

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Mar 26, 2022 00:47 UTC
Kim Anthony I.Chief Banking Officer
GrantCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021199 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,192

Read SEC document
March 23, 2022 Filed Mar 25, 2022 23:34 UTC
SANTAROSA ROMOLOChief Financial Officer
GrantCommon Stock 3,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 3

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,324

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 23:19 UTC
LEE BONITAPresident & CEO
GrantCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021168 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,185

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 9, 2022 00:17 UTC Amendment
LEE BONITAPresident & CEO
GrantCommon Stock 11,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023923 · doc4a.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,015

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 8, 2022 23:44 UTC Amendment
Kim Anthony I.Chief Banking Officer
GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023914 · doc4a.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,164

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 8, 2022 23:39 UTC Amendment
Fuhr MatthewChief Credit Administration
GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023912 · doc4a.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,585

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 8, 2022 23:34 UTC Amendment
Du MichaelChief Risk Officer
GrantCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023910 · doc4a.xml · nonDerivative · entry 1

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 9, 2022 00:02 UTC Amendment
SANTAROSA ROMOLOChief Financial Officer
GrantCommon Stock 3,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 3

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,268

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
March 23, 2022 Filed Apr 8, 2022 23:29 UTC Amendment
Park Min SChief Credit Risk Officer
GrantCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023906 · doc4a.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,035

F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022.

Read SEC document
February 28, 2022 Filed Mar 25, 2022 23:34 UTC
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 2,702 $26.12 $70,576.24
Disclosure

SEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 2

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,543

Read SEC document
February 28, 2022 Filed Mar 25, 2022 23:34 UTC
SANTAROSA ROMOLOChief Financial Officer
GrantCommon Stock 8,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,245

Read SEC document
February 28, 2022 Filed Apr 9, 2022 00:02 UTC Amendment
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 2,702 $26.12 $70,576.24
Disclosure

SEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 2

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,543

Read SEC document
February 28, 2022 Filed Apr 9, 2022 00:02 UTC Amendment
SANTAROSA ROMOLOChief Financial Officer
GrantCommon Stock 8,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,245

Read SEC document
February 04, 2022 Filed Feb 5, 2022 01:00 UTC
Yang MichaelDirector
PurchaseCommon Stock 22 $26.48 $582.56
Disclosure

SEC source: 0001209191-22-007324 · doc4.xml · nonDerivative · entry 3

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child III

Disclosed balance after: 22

Read SEC document
February 04, 2022 Filed Feb 5, 2022 01:00 UTC
Yang MichaelDirector
PurchaseCommon Stock 22 $26.48 $582.56
Disclosure

SEC source: 0001209191-22-007324 · doc4.xml · nonDerivative · entry 2

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child II

Disclosed balance after: 22

Read SEC document
February 04, 2022 Filed Feb 5, 2022 01:00 UTC
Yang MichaelDirector
PurchaseCommon Stock 22 $26.48 $582.56
Disclosure

SEC source: 0001209191-22-007324 · doc4.xml · nonDerivative · entry 1

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child I

Disclosed balance after: 22

Read SEC document
November 18, 2021 Filed Nov 30, 2021 00:27 UTC
Du MichaelChief Risk Officer
Tax withholdingCommon Stock 511 $23.67 $12,095.37
Disclosure

SEC source: 0001209191-21-067041 · doc4.xml · nonDerivative · entry 1

Du Michael · CIK 0001799002 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

Read SEC document
August 05, 2021 Filed Aug 9, 2021 21:42 UTC
LEE BONITAPresident & CEO
Tax withholdingCommon Stock 2,036 $18.60 $37,869.60
Disclosure

SEC source: 0001209191-21-050446 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,409

Read SEC document
August 05, 2021 Filed Aug 11, 2021 23:48 UTC Amendment
LEE BONITAPresident & CEO
Tax withholdingCommon Stock 1,960 $18.60 $36,456.00
Disclosure

SEC source: 0001209191-21-050998 · doc4a.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,485

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:35 UTC
SANTAROSA ROMOLOSEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,830 $19.21 $35,154.30
Disclosure

SEC source: 0001209191-21-044747 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,245

Read SEC document
July 01, 2021 Filed Apr 9, 2022 00:12 UTC
SANTAROSA ROMOLOChief Financial Officer
Tax withholdingCommon Stock 1,830 $19.21 $35,154.30
Disclosure

SEC source: 0001209191-22-023921 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,951

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:47 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 120 $19.75 $2,370.00
Disclosure

SEC source: 0001209191-21-043722 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:41 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 205 $19.75 $4,048.75
Disclosure

SEC source: 0001209191-21-043716 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301

Read SEC document
June 25, 2021 Filed Jun 29, 2021 21:38 UTC
Fuhr MatthewChief Credit Administration
Tax withholdingCommon Stock 307 $19.75 $6,063.25
Disclosure

SEC source: 0001209191-21-043712 · doc4.xml · nonDerivative · entry 1

Fuhr Matthew · CIK 0001707483 · Chief Credit Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Read SEC document
June 03, 2021 Filed Jun 4, 2021 18:43 UTC
Kim Anthony I.Chief Banking Officer
Tax withholdingCommon Stock 613 $21.46 $13,154.98
Disclosure

SEC source: 0001209191-21-038159 · doc4.xml · nonDerivative · entry 1

Kim Anthony I. · CIK 0001802019 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,506

Read SEC document
May 26, 2021 Filed May 29, 2021 01:24 UTC
Yang MichaelDirector
GrantCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036722 · doc4.xml · nonDerivative · entry 1

Yang Michael · CIK 0001666583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,908

F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.