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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2016 Filed Oct 4, 2016 23:26 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,579 $7.78 $20,064.62
Disclosure

SEC source: 0001209191-16-144697 · doc4.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2016.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:26 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144697 · doc4.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2016 Filed Oct 4, 2016 19:36 UTC
Theil L RitaDirector
GrantDeferred Phantom Unit · Derivative 141 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144716 · doc4.xml · derivative · entry 1

Theil L Rita · CIK 0001672987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,013

Underlying: Common Stock · 141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:30 UTC GrantDeferred Phantom Unit · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144705 · doc4.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,190

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:28 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 3,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144702 · doc4.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,810

Underlying: Common Stock · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.expiration_date: The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:28 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144702 · doc4.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:28 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 3,456 $7.78 $26,887.68
Disclosure

SEC source: 0001209191-16-144702 · doc4.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,796

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2016.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:28 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 3,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144702 · doc4.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2016 Filed Oct 4, 2016 19:33 UTC GrantDeferred Phantom Unit · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144711 · doc4.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,647

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
September 29, 2016 Filed Sep 30, 2016 17:34 UTC
LEVINE WILLIAM SDirector · 10% owner
PurchaseCommon Stock 917 $7.57 $6,941.69
Disclosure

SEC source: 0001209191-16-143370 · doc4.xml · nonDerivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Levine Investments Limited Partnership

Disclosed balance after: 6,231,204

F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 17:37 UTC
LEVINE WILLIAM SDirector · 10% owner
PurchaseCommon Stock 10,000 $7.93 $79,300.00
Disclosure

SEC source: 0000899243-16-028766 · doc4.xml · nonDerivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Levine Investments Limited Partnership

Disclosed balance after: 6,230,287

F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 23, 0024 Filed May 24, 2024 00:37 UTC
Krygier Christopher DChief Operating Officer
PurchaseCommon Stock 195 $13.20 $2,574.00
Disclosure

SEC source: 0001434728-24-000180 · wk-form4_1716511040.xml · nonDerivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 3,837.455

Read SEC document
November 14, 0023 Filed Jun 7, 2024 19:12 UTC
Kitts Suzanne MichelleVice President and Controller
SaleCommon Stock 600 $11.34 $6,804.00
Disclosure

SEC source: 0001434728-24-000220 · wk-form4_1717787555.xml · nonDerivative · entry 3

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,847

Read SEC document
June 27, 0023 Filed Jun 7, 2024 19:12 UTC
Kitts Suzanne MichelleVice President and Controller
SaleCommon Stock 434 $12.58 $5,459.76
Disclosure

SEC source: 0001434728-24-000220 · wk-form4_1717787555.xml · nonDerivative · entry 2

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
June 23, 0023 Filed Jun 7, 2024 19:12 UTC
Kitts Suzanne MichelleVice President and Controller
SaleCommon Stock 400 $12.75 $5,100.00
Disclosure

SEC source: 0001434728-24-000220 · wk-form4_1717787555.xml · nonDerivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.