Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,041 | $9.01 | $9,377.02 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 10 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,218 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 239 | $8.96 | $2,140.65 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 9 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,259 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,000 | $9.35 | $9,350.10 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 8 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,500 | $9.32 | $13,981.05 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 7 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,300 | $9.27 | $12,050.09 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 6 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,998 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 921 | $9.21 | $8,486.46 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 5 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,298 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 789 | $9.16 | $7,230.47 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 4 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,219 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,279 | $9.09 | $11,620.48 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 3 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,008 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,379 | $9.07 | $12,506.29 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,287 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,000 | $9.04 | $9,044.30 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:51 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000024 · wf-form4_149643668820664.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,063 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:25 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000015 · wf-form4_149643511046602.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,509 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:28 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000017 · wf-form4_149643530587641.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,642 Underlying: Common Stock · 70 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:31 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000019 · wf-form4_149643545226351.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,937 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:49 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000022 · wf-form4_149643656014876.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,427 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:13 UTC |
Theil L RitaDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-17-000013 · wf-form4_149634797615026.xml · derivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 16:13 UTC |
Theil L RitaDirector
|
Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-17-000013 · wf-form4_149634797615026.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:41 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001434728-17-000011 · wf-form4_149582765422998.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 25,000 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 92,500 of the stock appreciation rights on July 1, 2013, which vest ratably over 16 quarters from the grant date. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:41 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 25,000 | $8.99 | $224,750.00 |
DisclosureSEC source: 0001434728-17-000011 · wf-form4_149582765422998.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:41 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 25,000 | $1.59 | $39,750.00 |
DisclosureSEC source: 0001434728-17-000011 · wf-form4_149582765422998.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:38 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,000 shares Expires 2023-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which best ratably over 16 quarters from the grant date. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:38 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 25,000 | $8.99 | $224,750.00 |
DisclosureSEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:38 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 25,000 | $2.69 | $67,250.00 |
DisclosureSEC source: 0001434728-17-000009 · wf-form4_149582751327220.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 13:01 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 101 | $8.51 | $859.51 |
DisclosureSEC source: 0001434728-17-000007 · wf-form4_149521328556024.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,851,305 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2017 Filed May 17, 2017 14:13 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $8.54 | $85,400.00 |
DisclosureSEC source: 0001434728-17-000003 · wf-form4_149504480330608.xml · nonDerivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,851,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2017 Filed May 17, 2017 14:13 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $8.55 | $85,500.00 |
DisclosureSEC source: 0001434728-17-000003 · wf-form4_149504480330608.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,841,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 11, 2017 14:03 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031486 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,340 Underlying: Common Stock · 1,217 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:56 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029337 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,939 Underlying: Common Stock · 126 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:46 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029311 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:47 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029314 · doc4.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,572 Underlying: Common Stock · 73 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029319 · doc4.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,892 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:49 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029322 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,123 Underlying: Common Stock · 84 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:27 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025129 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,813 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:34 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025161 · doc4.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,499 Underlying: Common Stock · 4,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:34 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 14,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025161 · doc4.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,049 Underlying: Common Stock · 14,378 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:34 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,550 | $8.69 | $39,539.50 |
DisclosureSEC source: 0001209191-17-025161 · doc4.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:34 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025161 · doc4.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:13 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025068 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,433 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:24 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025116 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,039 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 3,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025167 · doc4.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,845 Underlying: Common Stock · 3,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 8,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025167 · doc4.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,937 Underlying: Common Stock · 8,601 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 3,092 | $8.69 | $26,869.48 |
DisclosureSEC source: 0001209191-17-025167 · doc4.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 3,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025167 · doc4.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 13:43 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020086 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,951 Underlying: Common Stock · 1,403 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:27 UTC |
Theil L RitaDirector
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GrantDeferred Phantom Unit · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016810 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,682 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:24 UTC |
Alexander Richard MDirector
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GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016804 · doc4.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,393 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:10 UTC |
Fleming Ronnie LDirector · President and CEO
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GrantPhantom Stock Unit · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016777 · doc4.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,671 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:12 UTC |
Liebman Michael JCFO and Corporate Secretary
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GrantPhantom Stock Unit · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016780 · doc4.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:25 UTC |
Tedesco David CDirector
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GrantDeferred Phantom Unit · Derivative | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016809 · doc4.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,548 Underlying: Common Stock · 85 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 17:59 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
PurchaseCommon Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001209191-17-011199 · doc4.xml · nonDerivative · entry 4 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Levine Investments Limited Partnership Disclosed balance after: 6,831,204 F1 · ownership.nature: Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.