Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2017 Filed Oct 3, 2017 21:41 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,465 | $9.59 | $42,819.35 |
DisclosureSEC source: 0001434728-17-000119 · wf-form4_150706688337580.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 29, 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:41 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000119 · wf-form4_150706688337580.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 3,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,010 Underlying: Common Stock · 3,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,044 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 3,034 | $9.59 | $29,096.06 |
DisclosureSEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 29, 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 3,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000115 · wf-form4_150706665684490.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:31 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000113 · wf-form4_150706629528208.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,658 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:39 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000117 · wf-form4_150706674653337.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,927 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 14:39 UTC |
Theil L RitaDirector
|
Exercise / conversionDeferred Phantom Unit · Derivative | 5,000 | $9.64 | $48,200.00 |
DisclosureSEC source: 0001434728-17-000109 · wf-form4_150671036158348.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,429 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 15:51 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000103 · wf-form4_150464107263699.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,429 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:52 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000105 · wf-form4_150464115771466.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,342 Underlying: Common Stock · 61 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:54 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000107 · wf-form4_150464126865950.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,620 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 15:50 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000101 · wf-form4_150464099015732.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,838 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000099 · wf-form4_150464089380307.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,005 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:20 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-17-000090 · wf-form4_150334680476740.xml · derivative · entry 2 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:20 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-17-000090 · wf-form4_150334680476740.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:23 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000092 · wf-form4_150334697700788.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,751 Underlying: Common Stock · 1,155 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:45 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,600 | $9.39 | $15,016.00 |
DisclosureSEC source: 0001434728-17-000074 · wf-form4_150274352921066.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:48 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000080 · wf-form4_150274366711229.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:48 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000079 · wf-form4_150274364308207.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:47 UTC |
Ellsworth JoanneVice President
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000078 · wf-form4_150274361660775.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:52 UTC |
Risenmay Jeffrey EVice President and Controller
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000081 · wf-form4_150274392432904.xml · derivative · entry 1 Risenmay Jeffrey E · CIK 0001709143 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC |
Thuneman JasonVice President
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000076 · wf-form4_150274357447148.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC |
Corwin Jonathan C.Vice President
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000075 · wf-form4_150274355466875.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:10 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000050 · wf-form4_150171541405680.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,307 Underlying: Common Stock · 128 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 23:09 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000048 · wf-form4_150171535846900.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,281 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 23:11 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000052 · wf-form4_150171547920345.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,583 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:13 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000056 · wf-form4_150171559805098.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,596 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 23:12 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000054 · wf-form4_150171553846090.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,966 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 17:02 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 400 | $9.93 | $3,972.00 |
DisclosureSEC source: 0001434728-17-000046 · wf-form4_150006610935017.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947,308 F1 · date: The transactions reported herein relate to an inadvertent purchase and subsequent sale by the reporting person of 400 shares of common stock of Global Water Resources, Inc. on the same date. However, taking into account transaction costs, no profit was realized by the reporting person in connection with such transactions. F1 · shares: The transactions reported herein relate to an inadvertent purchase and subsequent sale by the reporting person of 400 shares of common stock of Global Water Resources, Inc. on the same date. However, taking into account transaction costs, no profit was realized by the reporting person in connection with such transactions. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 17:02 UTC |
Hill Trevor TDirector
|
PurchaseCommon Stock | 400 | $9.91 | $3,962.00 |
DisclosureSEC source: 0001434728-17-000046 · wf-form4_150006610935017.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947,708 F1 · date: The transactions reported herein relate to an inadvertent purchase and subsequent sale by the reporting person of 400 shares of common stock of Global Water Resources, Inc. on the same date. However, taking into account transaction costs, no profit was realized by the reporting person in connection with such transactions. F1 · shares: The transactions reported herein relate to an inadvertent purchase and subsequent sale by the reporting person of 400 shares of common stock of Global Water Resources, Inc. on the same date. However, taking into account transaction costs, no profit was realized by the reporting person in connection with such transactions. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:52 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000036 · wf-form4_149929154712597.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,179 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000038 · wf-form4_149929171995601.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,544 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000042 · wf-form4_149929199689802.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,219 Underlying: Common Stock · 4,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000042 · wf-form4_149929199689802.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,710 Underlying: Common Stock · 68 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,491 | $9.93 | $44,595.63 |
DisclosureSEC source: 0001434728-17-000042 · wf-form4_149929199689802.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000042 · wf-form4_149929199689802.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:58 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 3,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,928 Underlying: Common Stock · 3,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.expiration_date: The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:58 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,980 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:58 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 3,052 | $9.93 | $30,306.36 |
DisclosureSEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:58 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 3,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000040 · wf-form4_149929184702504.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:02 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-17-000044 · wf-form4_149929211913362.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,507 Underlying: Common Stock · 80 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,832 | $9.50 | $17,407.30 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 18 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 5,000 | $9.35 | $46,756.50 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 17 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 2,000 | $9.22 | $18,447.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 16 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 1,000 | $9.22 | $9,220.00 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 15 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 2,000 | $9.16 | $18,311.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 14 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 2,000 | $9.13 | $18,261.80 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 13 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 700 | $9.08 | $6,355.02 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 12 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,498 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:09 UTC |
Theil L RitaDirector
|
SaleCommon Stock | 20 | $9.03 | $180.60 |
DisclosureSEC source: 0001434728-17-000026 · wf-form4_149669695227832.xml · nonDerivative · entry 11 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,198 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.