Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2018 Filed Jul 3, 2018 17:44 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 2,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090 Underlying: Common Stock · 2,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:44 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,013 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:44 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,923 | $9.60 | $28,060.80 |
DisclosureSEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:44 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000133 · wf-form4_153063985995407.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:38 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000129 · wf-form4_153063952154087.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,574 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:19 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 900 | $9.21 | $8,289.00 |
DisclosureSEC source: 0001434728-18-000123 · wf-form4_152936397936056.xml · nonDerivative · entry 5 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,208 F1 · price: On June 15, 2018, Mr. Hill sold a total of 6,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76788. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:19 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 100 | $9.09 | $909.00 |
DisclosureSEC source: 0001434728-18-000123 · wf-form4_152936397936056.xml · nonDerivative · entry 4 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,108 F1 · price: On June 15, 2018, Mr. Hill sold a total of 6,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76788. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:19 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 5,000 | $9.08 | $45,400.00 |
DisclosureSEC source: 0001434728-18-000123 · wf-form4_152936397936056.xml · nonDerivative · entry 3 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,208 F1 · price: On June 15, 2018, Mr. Hill sold a total of 6,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76788. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:19 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,936 | $9.07 | $17,559.52 |
DisclosureSEC source: 0001434728-18-000123 · wf-form4_152936397936056.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,208 Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:19 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 564 | $9.05 | $5,104.20 |
DisclosureSEC source: 0001434728-18-000123 · wf-form4_152936397936056.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,144 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:30 UTC |
Hill Trevor TDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $7.50 Strike: $7.50 | $562,500.00 |
DisclosureSEC source: 0001434728-18-000121 · wf-form4_152900100298985.xml · derivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:30 UTC |
Hill Trevor TDirector
|
Exercise / conversionCommon Stock | 75,000 | $7.50 | $562,500.00 |
DisclosureSEC source: 0001434728-18-000121 · wf-form4_152900100298985.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC |
Theil L RitaDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · derivative · entry 3 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC |
Theil L RitaDirector
|
Tax withholdingCommon Stock | 20,673 | $9.07 | $187,504.11 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,393 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 19:05 UTC |
Theil L RitaDirector
|
Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-18-000119 · wf-form4_152875831949408.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:53 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 732 | $9.24 | $6,763.68 |
DisclosureSEC source: 0001434728-18-000117 · wf-form4_152823552168788.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,708 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 12:39 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000109 · wf-form4_152787114902408.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,507 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:46 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000113 · wf-form4_152787150139416.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,983 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:52 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000115 · wf-form4_152787192577109.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,583 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:37 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000107 · wf-form4_152787101037273.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,965 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 12:43 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000111 · wf-form4_152787133023188.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,472 Underlying: Common Stock · 107 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 29, 2018 Filed May 29, 2018 18:58 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 240 | $9.24 | $2,217.60 |
DisclosureSEC source: 0001434728-18-000092 · wf-form4_152763467241582.xml · nonDerivative · entry 4 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,440 Read SEC document |
| May 29, 2018 Filed May 29, 2018 18:58 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 2,000 | $9.24 | $18,480.00 |
DisclosureSEC source: 0001434728-18-000092 · wf-form4_152763467241582.xml · nonDerivative · entry 3 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,680 F2 · price: On May 29, 2018, Mr. Hill sold a total of 2,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.76963. Read SEC document |
| May 29, 2018 Filed May 31, 2018 15:48 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-18-000101 · wf-form4_152779602664921.xml · derivative · entry 3 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| May 29, 2018 Filed May 31, 2018 15:48 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $7.50 | $187,500.00 |
DisclosureSEC source: 0001434728-18-000101 · wf-form4_152779602664921.xml · nonDerivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for Levine Family Trust "A" Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 29, 2018 18:58 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 1,000 | $9.25 | $9,250.00 |
DisclosureSEC source: 0001434728-18-000092 · wf-form4_152763467241582.xml · nonDerivative · entry 2 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,680 F1 · price: On May 28, 2018, Mr. Hill sold a total of 1,000 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77057. Read SEC document |
| May 24, 2018 Filed May 29, 2018 18:58 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 2 | $9.24 | $18.48 |
DisclosureSEC source: 0001434728-18-000092 · wf-form4_152763467241582.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,680 Read SEC document |
| May 22, 2018 Filed May 23, 2018 17:05 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 33 | $7.19 | $237.27 |
DisclosureSEC source: 0001434728-18-000089 · wf-form4_152710952607921.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,682 F1 · price: On May 22, 2018, Mr. Hill sold a total of 33 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.77853. Read SEC document |
| May 22, 2018 Filed May 31, 2018 15:55 UTC Amendment |
Hill Trevor TDirector
|
SaleCommon Stock | 33 | $9.24 | $304.92 |
DisclosureSEC source: 0001434728-18-000103 · wf-form4a_152779649970223.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,682 F1 · price: On May 23, 2018, the reporting person mistakenly reported the sale of 33 shares on the Toronto Stock Exchange utilizing a CAD to USD conversion rate for the stock price. The shares were in fact sold on the NASDAQ Exchange, therefore no stock price conversion required. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:28 UTC |
Hill Trevor TDirector
|
SaleCommon Stock | 900 | $7.23 | $6,507.00 |
DisclosureSEC source: 0001434728-18-000085 · wf-form4_152659610709996.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,715 F1 · price: On May 15, 2018, Mr. Hill sold a total of 900 shares on the Toronto Stock Exchange, where Global Water Resources, Inc. trades under ticker symbol GWR.TO. All share prices have been converted from CAD to USD using an exchange rate of 0.78236. Read SEC document |
| May 15, 2018 Filed May 31, 2018 16:00 UTC Amendment |
Hill Trevor TDirector
|
SaleCommon Stock | 900 | $9.24 | $8,316.00 |
DisclosureSEC source: 0001434728-18-000105 · wf-form4a_152779675778692.xml · nonDerivative · entry 1 Hill Trevor T · CIK 0001673037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,715 F1 · price: On May 17, 2018, the reporting person mistakenly reported the sale of 900 shares on the Toronto Stock Exchange utilizing a CAD to USD conversion rate for the stock price. The shares were in fact sold on the NASDAQ Exchange, therefore no stock price conversion required. Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:20 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000083 · wf-form4_152607364134932.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,365 Underlying: Common Stock · 1,214 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:11 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000072 · wf-form4_152529187882951.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,385 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:09 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000070 · wf-form4_152529173481564.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,942 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:13 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000074 · wf-form4_152529198175111.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,502 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:06 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000068 · wf-form4_152529156241651.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,916 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2018 Filed May 2, 2018 16:16 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000076 · wf-form4_152529220056635.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:28 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000056 · wf-form4_152270444667125.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,264 Underlying: Common Stock · 125 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000060 · wf-form4_152270476802227.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,421 Underlying: Common Stock · 4,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000060 · wf-form4_152270476802227.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,199 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 19,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000060 · wf-form4_152270476802227.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,104 Underlying: Common Stock · 19,354 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,778 | $8.89 | $42,476.42 |
DisclosureSEC source: 0001434728-18-000060 · wf-form4_152270476802227.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:33 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000060 · wf-form4_152270476802227.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 5 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,868 Underlying: Common Stock · 2,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,757 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 11,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 11,553 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,889 | $8.89 | $25,683.21 |
DisclosureSEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:26 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000054 · wf-form4_152270434894095.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:24 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000052 · wf-form4_152270425904915.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,901 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:31 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000058 · wf-form4_152270469115697.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,048 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.