Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,205 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,893 | $10.41 | $30,116.13 |
DisclosureSEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018. Read SEC document |
| September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 28, 2018 Filed Mar 24, 2020 21:56 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 6.569 | $10.79 | $70.88 |
DisclosureSEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,040.569 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC |
Thuneman JasonVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 5,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 5,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC |
Thuneman JasonVice President
|
Disposition to issuerCommon Stock | 5,000 | $10.71 | $53,550.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:27 UTC |
Thuneman JasonVice President
|
Exercise / conversionCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001434728-18-000199 · wf-form4_153815564605715.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 17:11 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 874 | $10.05 | $8,783.70 |
DisclosureSEC source: 0001434728-18-000197 · wf-form4_153780908168469.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,544 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 15:42 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 4,126 | $10.05 | $41,466.30 |
DisclosureSEC source: 0001434728-18-000195 · wf-form4_153754452413006.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,670 Read SEC document |
| September 20, 2018 Filed Apr 3, 2020 00:08 UTC Amendment |
COY DEBRADirector
|
PurchaseCommon Stock | 3,926 | $10.05 | $39,456.30 |
DisclosureSEC source: 0001434728-20-000112 · wf-form4a_158587248345901.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,366 F1 · shares: Due to a clerical error, the reporting person's original Form 4 inadvertently overstated the number of shares purchased by 200 shares. These shares had already been reported in a separate Form 4 transaction. F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 inadvertently overstated the number of shares purchased by 200 shares. These shares had already been reported in a separate Form 4 transaction. F2 · balance_after: Amount also reflects the correction of a separate clerical error relating to the overstatement of 104 shares, as corrected in the reporting person's separate Form 4 amendment filed on April 2, 2020 relating to a September 14, 2018 transaction. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 23:28 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 200 | $10.05 | $2,010.00 |
DisclosureSEC source: 0001434728-18-000193 · wf-form4_153722690460414.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,544 Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 17:05 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 1,240 | $10.04 | $12,449.60 |
DisclosureSEC source: 0001434728-18-000191 · wf-form4_153720389690517.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,344 Read SEC document |
| September 14, 2018 Filed Apr 3, 2020 00:05 UTC Amendment |
COY DEBRADirector
|
PurchaseCommon Stock | 1,136 | $10.04 | $11,405.44 |
DisclosureSEC source: 0001434728-20-000110 · wf-form4a_158587230925253.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 F1 · shares: Due to a clerical error, the reporting person's original Form 4 inadvertently overstated the number of shares purchased by 104 shares. These shares had already been reported in a separate Form 4 transaction. F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 inadvertently overstated the number of shares purchased by 104 shares. These shares had already been reported in a separate Form 4 transaction. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 20:36 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,204 | $9.40 Strike: $9.40 | $39,517.60 |
DisclosureSEC source: 0001434728-18-000187 · wf-form4_153687098387323.xml · derivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,796 Underlying: Common Stock · 4,204 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 20:36 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,204 | $9.40 | $39,517.60 |
DisclosureSEC source: 0001434728-18-000187 · wf-form4_153687098387323.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 16:12 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 104 | $10.04 | $1,044.16 |
DisclosureSEC source: 0001434728-18-000189 · wf-form4_153694151878943.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,104 Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:52 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000181 · wf-form4_153575232669421.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:50 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000179 · wf-form4_153575220666818.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,960 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:46 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000175 · wf-form4_153575196646633.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,102 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:55 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000183 · wf-form4_153575248505758.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 17:57 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000185 · wf-form4_153575264133819.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,934 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:48 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000177 · wf-form4_153575208821280.xml · derivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 21:16 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 2,000 | $9.55 | $19,100.00 |
DisclosureSEC source: 0001434728-18-000173 · wf-form4_153549096666842.xml · nonDerivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 21:16 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 1,000 | $10.22 | $10,220.00 |
DisclosureSEC source: 0001434728-18-000173 · wf-form4_153549096666842.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 19:58 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000169 · wf-form4_153488147582658.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727 Underlying: Common Stock · 727 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 16:00 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000171 · wf-form4_153488164001181.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830 Underlying: Common Stock · 1,152 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 19:55 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000167 · wf-form4_153488133509172.xml · derivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727 Underlying: Common Stock · 727 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC |
Theil L RitaFormer Director
|
Exercise / conversionDeferred Phantom Unit · Derivative | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · derivative · entry 3 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F1 · price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 16, 2018. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC |
Theil L RitaFormer Director
|
Disposition to issuerCommon Stock | 47,744 | $9.74 | $465,026.56 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · nonDerivative · entry 2 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,393 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:40 UTC |
Theil L RitaFormer Director
|
Exercise / conversionCommon Stock | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000162 · wf-form4_153436559125942.xml · nonDerivative · entry 1 Theil L Rita · CIK 0001672987 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:28 UTC |
Bowers Cindy MDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · derivative · entry 3 Bowers Cindy M · CIK 0001672998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:28 UTC |
Bowers Cindy MDirector
|
Tax withholdingCommon Stock | 38,501 | $9.74 | $374,999.74 |
DisclosureSEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · nonDerivative · entry 2 Bowers Cindy M · CIK 0001672998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,501 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:28 UTC |
Bowers Cindy MDirector
|
Exercise / conversionCommon Stock | 50,000 | $7.50 | $375,000.00 |
DisclosureSEC source: 0001434728-18-000155 · wf-form4_153436489237851.xml · nonDerivative · entry 1 Bowers Cindy M · CIK 0001672998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:30 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 55,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-18-000157 · wf-form4_153436501625505.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 55,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. F1 · derivative.exercise_date: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:30 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 55,000 | $9.74 | $535,700.00 |
DisclosureSEC source: 0001434728-18-000157 · wf-form4_153436501625505.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:30 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 55,000 | $5.13 | $282,150.00 |
DisclosureSEC source: 0001434728-18-000157 · wf-form4_153436501625505.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:36 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 35,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 35,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%,vesting in year four. F1 · derivative.exercise_date: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%,vesting in year four. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:36 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 35,000 | $9.74 | $340,900.00 |
DisclosureSEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:36 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 35,000 | $5.13 | $179,550.00 |
DisclosureSEC source: 0001434728-18-000160 · wf-form4_153436537368354.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 17:34 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000149 · wf-form4_153315926451170.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,744 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 21:29 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000145 · wf-form4_153315896402177.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,895 Underlying: Common Stock · 67 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 21:27 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000143 · wf-form4_153315884378822.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,130 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 21:25 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000141 · wf-form4_153315872882306.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,062 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 17:31 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000147 · wf-form4_153315906957729.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,678 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:33 UTC |
Theil L RitaDirector
|
GrantDeferred Phantom Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000125 · wf-form4_153063921946556.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,625 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:37 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000127 · wf-form4_153063941481750.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,022 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000131 · wf-form4_153063970980706.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,828 Underlying: Common Stock · 4,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000131 · wf-form4_153063970980706.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,662 Underlying: Common Stock · 79 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,834 | $9.60 | $46,406.40 |
DisclosureSEC source: 0001434728-18-000131 · wf-form4_153063970980706.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-18-000131 · wf-form4_153063970980706.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.