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GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Disposition to issuerCommon Stock 51,579 $16.84 $868,590.36
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · nonDerivative · entry 2

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Exercise / conversionCommon Stock 51,579 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · nonDerivative · entry 1

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:25 UTC
LEVINE WILLIAM SFormer Director · 10% owner
GrantRestricted Stock Units · Derivative 413 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · derivative · entry 3

LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:25 UTC
LEVINE WILLIAM SFormer Director · 10% owner
Disposition to issuerCommon Stock 2,808 $16.84 $47,286.72
Disclosure

SEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · nonDerivative · entry 2

LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for Levine Family Trust "A"

Disclosed balance after: 50,000

Read SEC document
May 12, 2021 Filed May 14, 2021 21:25 UTC
LEVINE WILLIAM SFormer Director · 10% owner
Exercise / conversionCommon Stock 2,808 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · nonDerivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for Levine Family Trust "A"

Disclosed balance after: 52,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 15, 2021 01:25 UTC GrantRestricted Stock Units · Derivative 474 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000172 · wf-form4_162104189397462.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,355

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
GrantRestricted Stock Units · Derivative 728 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · derivative · entry 6

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

Underlying: Common Stock · 728 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

F5 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 12, 2021 Filed May 15, 2021 01:25 UTC GrantRestricted Stock Units · Derivative 474 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000174 · wf-form4_162104193987446.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:57 UTC PurchaseCommon Stock 5,000 $16.05 $80,250.00
Disclosure

SEC source: 0001434728-21-000152 · wf-form4_162085300976445.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,537

Read SEC document
May 08, 2021 Filed May 14, 2021 19:05 UTC
Fleming Ronnie LDirector · President and CEO
Tax withholdingCommon Stock 11,611 $16.58 $192,510.38
Disclosure

SEC source: 0001434728-21-000166 · wf-form4_162101914191801.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,509

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,040 restricted stock shares.

Read SEC document
May 08, 2021 Filed May 14, 2021 19:05 UTC
Liebman Michael JCFO and Corporate Secretary
Tax withholdingCommon Stock 9,127 $16.58 $151,325.66
Disclosure

SEC source: 0001434728-21-000165 · wf-form4_162101912518417.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,243

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,123 restricted stock shares.

Read SEC document
May 05, 2021 Filed May 12, 2021 23:58 UTC
Lenderking John CarrollSVP, Water Resources
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000160 · wf-form4_162086392043849.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.

Read SEC document
May 05, 2021 Filed May 13, 2021 00:03 UTC
Thuneman JasonVice President
GrantCommon Stock 19,500 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000162 · wf-form4_162086418353666.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.

Read SEC document
May 05, 2021 Filed May 12, 2021 23:52 UTC
Krupa Heather MVice President and Controller
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000158 · wf-form4_162086351582373.xml · nonDerivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.

Read SEC document
May 05, 2021 Filed May 12, 2021 23:50 UTC
Corwin Jonathan C.Vice President
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000156 · wf-form4_162086342980344.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,183

F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.

Read SEC document
May 05, 2021 Filed May 12, 2021 23:49 UTC
Ellsworth JoanneVice President
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000154 · wf-form4_162086333693347.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F1 · shares: Shares represent restricted stock awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.

Read SEC document
April 30, 2021 Filed May 4, 2021 16:50 UTC
LEVINE WILLIAM SDirector · 10% owner
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000121 · wf-form4_162016139245162.xml · derivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:44 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000136 · wf-form4_162017187442480.xml · derivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Common Stock · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:44 UTC
Krygier Christopher DChief Strategy Officer
GrantCommon Stock 3.669 $16.97 $62.26
Disclosure

SEC source: 0001434728-21-000136 · wf-form4_162017187442480.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,562.049

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:46 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000140 · wf-form4_162017199536373.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:53 UTC GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000124 · wf-form4_162016156237489.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:46 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000139 · wf-form4_162017196641412.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC GrantRestricted Stock Units · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000120 · wf-form4_162016133914124.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:45 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000137 · wf-form4_162017190032021.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 16:53 UTC GrantRestricted Stock Units · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000125 · wf-form4_162016161247450.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,488

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:47 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000141 · wf-form4_162017202044909.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:45 UTC
Krupa Heather MVice President and Controller
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000138 · wf-form4_162017193340615.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:44 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000135 · wf-form4_162017182544152.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:43 UTC
Ellsworth JoanneVice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000134 · wf-form4_162017179937048.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:52 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000123 · wf-form4_162016149542222.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:52 UTC
COY DEBRADirector
PurchaseCommon Stock 24.146 $16.80 $405.65
Disclosure

SEC source: 0001434728-21-000123 · wf-form4_162016149542222.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,691.057

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:51 UTC GrantRestricted Stock Units · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000122 · wf-form4_162016144325074.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:48 UTC
LEVINE WILLIAM SDirector · 10% owner
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000107 · wf-form4_161740725928613.xml · derivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · derivative · entry 6

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236

Underlying: Common Stock · 114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · derivative · entry 5

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 1,348 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · derivative · entry 4

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348

Underlying: Common Stock · 1,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 3.757 $16.55 $62.18
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · nonDerivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,558.38

F3 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
Disposition to issuerCommon Stock 114 $16.67 $1,900.38
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 23:55 UTC
Krygier Christopher DChief Strategy Officer
Exercise / conversionCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000113 · wf-form4_161740763496119.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

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March 31, 2021 Filed Apr 2, 2021 23:48 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 5

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Underlying: Common Stock · 99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:48 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:48 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:48 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 99 $16.67 $1,650.33
Disclosure

SEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:48 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000106 · wf-form4_161740723064417.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:47 UTC GrantRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000104 · wf-form4_161740716178819.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, directors receive RSUs instead of DPUs. Accordingly, the reported numbers of RSUs and DPUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

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March 31, 2021 Filed Apr 2, 2021 23:49 UTC GrantRestricted Stock Units · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000108 · wf-form4_161740728638821.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, directors receive RSUs instead of DPUs. Accordingly, the reported numbers of RSUs and DPUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:37 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 7

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,647

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F9 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F9 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:37 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,192 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 6

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,606

Underlying: Common Stock · 1,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F8 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F8 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:37 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 5

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,798

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F7 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:37 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 13,399 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

Underlying: Common Stock · 13,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.

F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan.

F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.