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Lenderking John Carroll

Disclosed activity across 1 company

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245
SEC CIK
0001802075

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234SVP, Water ResourcesJuly 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date July 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,627 Reported balance After 2026-09-30 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 271 · Balance 9,627

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Common StockSEC Table I · non-derivativeDirect9,356 Reported balance After 2026-09-30 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-09-30 · Disposition to issuer · Disposed 271 · Balance 9,356

Common StockSEC Table I · non-derivativeDirect10,410 Reported balance After 2026-07-01 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2026-07-01 · Grant · Acquired 1,054 · Balance 10,410

F2: Shares represent restricted shares that were granted and vested on July 1, 2026.

Common StockSEC Table I · non-derivativeDirect10,156 Reported balance After 2026-07-01 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2026-07-01 · Tax withholding · Disposed 254 · Balance 10,156

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,096 Reported balance After 2026-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-30 · Grant · Acquired 3 · Balance 1,096

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect825 Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-30 · Exercise / conversion · Disposed 271 · Balance 825

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: Shares represent restricted shares that were granted and vested on July 1, 2026.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.

F4: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 271 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · derivative · entry 6

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825

Underlying: Common Stock · 271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · derivative · entry 5

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 271 $7.95 $2,154.45
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,356

Read SEC document
September 30, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 271 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 31, 2026 Filed Sep 2, 2026 19:59 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060077 · wk-form4_1788379176.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:39 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-052778 · wk-form4_1785879551.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
July 01, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 254 $7.26 $1,844.04
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · nonDerivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,156

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.

Read SEC document
July 01, 2026 Filed Oct 2, 2026 23:09 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 1,054 $7.26 $7,652.04
Disclosure

SEC source: 0001628280-26-064708 · wk-form4_1790982561.xml · nonDerivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,410

F2 · shares: Shares represent restricted shares that were granted and vested on July 1, 2026.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:01 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 276 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047024 · wk-form4_1783026058.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086

Underlying: Common Stock · 276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:01 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047024 · wk-form4_1783026058.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,362

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:01 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 276 $7.24 $1,998.24
Disclosure

SEC source: 0001628280-26-047024 · wk-form4_1783026058.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,356

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:01 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047024 · wk-form4_1783026058.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 29, 2026 Filed Jun 2, 2026 22:20 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-039984 · wk-form4_1780438820.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,357

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
May 19, 2026 Filed May 20, 2026 18:56 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 700 $6.85 $4,791.50
Disclosure

SEC source: 0001628280-26-036845 · wk-form4_1779303415.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,356

Read SEC document
May 08, 2026 Filed May 13, 2026 00:17 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 723 $7.07 $5,111.61
Disclosure

SEC source: 0001628280-26-034302 · wk-form4_1778631469.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,656

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,000 restricted shares.

Read SEC document
May 08, 2026 Filed May 13, 2026 00:17 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 2,000 $7.07 $14,140.00
Disclosure

SEC source: 0001628280-26-034302 · wk-form4_1778631469.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,379

F1 · shares: Shares represent restricted shares that vested on May 8, 2026.

Read SEC document
April 30, 2026 Filed May 5, 2026 01:27 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-030090 · wk-form4_1777944465.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023414 · wk-form4_1775171564.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,347

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023414 · wk-form4_1775171564.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 275 $7.59 $2,087.25
Disclosure

SEC source: 0001628280-26-023414 · wk-form4_1775171564.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

Read SEC document
March 31, 2026 Filed Apr 2, 2026 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023414 · wk-form4_1775171564.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 27, 2026 Filed Mar 3, 2026 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014218 · wk-form4_1772582244.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 23:26 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-005161 · wk-form4_1770161169.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:19 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000160 · wk-form4_1767388774.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:19 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 386 $8.45 $3,261.70
Disclosure

SEC source: 0001628280-26-000160 · wk-form4_1767388774.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:19 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000160 · wk-form4_1767388774.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2025 Filed Jan 2, 2026 21:19 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000160 · wk-form4_1767388774.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,994

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 22:20 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-054509 · wk-form4_1764627605.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,988

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 23:55 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-049122 · wk-form4_1762300516.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 23:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-043881 · wk-form4_1759448324.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,977

Underlying: Common Stock · 393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 23:38 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-043881 · wk-form4_1759448324.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 23:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 393 $10.30 $4,047.90
Disclosure

SEC source: 0001628280-25-043881 · wk-form4_1759448324.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

Read SEC document
September 30, 2025 Filed Oct 2, 2025 23:38 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-043881 · wk-form4_1759448324.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
August 29, 2025 Filed Sep 3, 2025 01:08 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001802075-25-000003 · wk-form4_1756861681.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,364

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:20 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000255 · wk-form4_1754349653.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,358

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:02 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000230 · wk-form4_1751490159.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,352

Underlying: Common Stock · 393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:02 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000230 · wk-form4_1751490159.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,745

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:02 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 393 $10.19 $4,004.67
Disclosure

SEC source: 0001434728-25-000230 · wk-form4_1751490159.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:02 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000230 · wk-form4_1751490159.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 30, 2025 Filed Jun 3, 2025 23:18 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000191 · wk-form4_1748992719.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,738

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2025 Filed May 2, 2025 22:22 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000153 · wk-form4_1746224551.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,731

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:41 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000123 · wk-form4_1743644462.xml · derivative · entry 5

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:41 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000123 · wk-form4_1743644462.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:41 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 384 $10.31 $3,959.04
Disclosure

SEC source: 0001434728-25-000123 · wk-form4_1743644462.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:41 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000123 · wk-form4_1743644462.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 21, 2025 Filed Apr 3, 2025 01:41 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000123 · wk-form4_1743644462.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 1,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date, are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date, are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:55 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000067 · wk-form4_1741136099.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:52 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000048 · wk-form4_1738713127.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000019 · wk-form4_1735865604.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 318 $11.50 $3,657.00
Disclosure

SEC source: 0001434728-25-000019 · wk-form4_1735865604.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.