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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 2, 2021 22:14 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000230 · wf-form4_162526403433806.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:14 UTC
COY DEBRADirector
PurchaseCommon Stock 23.915 $17.01 $406.79
Disclosure

SEC source: 0001434728-21-000230 · wf-form4_162526403433806.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,738.843

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
Exercise / conversionPhantom Stock Unit · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
Exercise / conversionRestricted Stock Units · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510

Underlying: Common Stock · 56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
Disposition to issuerCommon Stock 167 $16.73 $2,793.91
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
Exercise / conversionCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:13 UTC
Ellsworth JoanneVice President
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000227 · wf-form4_162526396617720.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
Exercise / conversionPhantom Stock Unit · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 6

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286

Underlying: Common Stock · 49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 5

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

Underlying: Common Stock · 56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · derivative · entry 4

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
Disposition to issuerCommon Stock 105 $16.73 $1,756.65
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 3

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
Exercise / conversionCommon Stock 49 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 2

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Krupa Heather MVice President and Controller
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000226 · wf-form4_162526393618607.xml · nonDerivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 222 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · derivative · entry 6

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Underlying: Common Stock · 222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
Exercise / conversionRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · derivative · entry 5

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004

Underlying: Common Stock · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 329 $16.73 $5,504.17
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · nonDerivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 107 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000225 · wf-form4_162526389425563.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionPhantom Stock Unit · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · derivative · entry 6

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · derivative · entry 5

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 55 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 274 $16.73 $4,584.02
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,183

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000222 · wf-form4_162526383011824.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 25, 2021 Filed Jun 28, 2021 14:41 UTC PurchaseCommon Stock 5,000 $16.40 $82,000.00
Disclosure

SEC source: 0001434728-21-000208 · wf-form4_162489127179751.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860,968

Read SEC document
June 24, 2021 Filed Jun 28, 2021 14:41 UTC PurchaseCommon Stock 5,848 $16.40 $95,907.20
Disclosure

SEC source: 0001434728-21-000208 · wf-form4_162489127179751.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855,968

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:09 UTC
Krygier Christopher DChief Strategy Officer
Tax withholdingCommon Stock 2,228 $17.60 $39,212.80
Disclosure

SEC source: 0001434728-21-000206 · wf-form4_162318654557174.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,772

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,000 restricted stock shares.

F2 · balance_after: Includes 25,000 shares of restricted stock, of which 10,000 will vest on 6/4/2022 and 15,000 will vest on 6/4/2023.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:17 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000200 · wf-form4_162267223385815.xml · derivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Underlying: Common Stock · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:17 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 3.721 $16.76 $62.36
Disclosure

SEC source: 0001434728-21-000200 · wf-form4_162267223385815.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,565.77

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:15 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000194 · wf-form4_162267211347534.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:15 UTC GrantRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000193 · wf-form4_162267205781784.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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May 28, 2021 Filed Jun 2, 2021 22:15 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000195 · wf-form4_162267212943244.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,669

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:17 UTC GrantRestricted Stock Units · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000201 · wf-form4_162267225877597.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:16 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000197 · wf-form4_162267217735643.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,115

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:48 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000204 · wf-form4_162267407936713.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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May 28, 2021 Filed Jun 2, 2021 22:48 UTC
COY DEBRADirector
PurchaseCommon Stock 23.871 $17.02 $406.28
Disclosure

SEC source: 0001434728-21-000204 · wf-form4_162267407936713.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714.928

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

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May 28, 2021 Filed Jun 2, 2021 22:18 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000202 · wf-form4_162267228184612.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:17 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000199 · wf-form4_162267221498032.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:16 UTC GrantRestricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000198 · wf-form4_162267219360427.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:16 UTC
Ellsworth JoanneVice President
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000196 · wf-form4_162267214469979.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:14 UTC
Krupa Heather MVice President and Controller
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000192 · wf-form4_162267202737624.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 25, 2021 Filed May 27, 2021 14:08 UTC PurchaseCommon Stock 953 $16.60 $15,819.80
Disclosure

SEC source: 0001434728-21-000180 · wf-form4_162212450628727.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850,120

Read SEC document
May 19, 2021 Filed May 19, 2021 23:09 UTC PurchaseCommon Stock 630 $16.35 $10,300.50
Disclosure

SEC source: 0001434728-21-000178 · wf-form4_162146575011452.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849,167

Read SEC document
May 14, 2021 Filed May 14, 2021 21:25 UTC
LEVINE WILLIAM SFormer Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,808 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000173 · wf-form4_162104192077223.xml · derivative · entry 4

LEVINE WILLIAM S · CIK 0001041175 · Former Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 6, 2021.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Exercise / conversionRestricted Stock Units · Derivative 6,216 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · derivative · entry 7

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 6, 2021.

F5 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Exercise / conversionDeferred Phantom Unit · Derivative 51,579 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · derivative · entry 5

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The reporting person ceased to be a director of the Company effective May 6, 2021.

F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Disposition to issuerCommon Stock 6,216 $16.84 $104,677.44
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · nonDerivative · entry 4

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
May 14, 2021 Filed May 14, 2021 21:24 UTC
Tedesco David CFormer Director
Exercise / conversionCommon Stock 6,216 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000171 · wf-form4_162104187133140.xml · nonDerivative · entry 3

Tedesco David C · CIK 0001673042 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.