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GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:08 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000130 · wf-form4_163960611645453.xml · nonDerivative · entry 2

Lego Catherine P · CIK 0001291570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,970

F2 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 17:08 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000128 · wf-form4_163960608430390.xml · nonDerivative · entry 1

KELLER MICHAEL C · CIK 0001197747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830

F1 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:09 UTC
Ryu MarcusDirector
GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000132 · wf-form4_163960616079160.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:08 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000127 · wf-form4_163960606808474.xml · nonDerivative · entry 1

Dillon Margaret · CIK 0001787371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970

F1 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:09 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000131 · wf-form4_163960613932530.xml · nonDerivative · entry 1

Ramanathan Rajani · CIK 0001866716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

F1 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:08 UTC
Lavin PaulDirector
GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000129 · wf-form4_163960610025255.xml · nonDerivative · entry 2

Lavin Paul · CIK 0001602485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F2 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:07 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000126 · wf-form4_163960604987793.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,524

F3 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 14, 2021 Filed Dec 18, 2021 00:30 UTC Amendment GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000136 · wf-form4a_163978741170961.xml · nonDerivative · entry 1

Dillon Margaret · CIK 0001787371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970

F1 · shares: These restricted stock units were granted on December 14, 2021, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:57 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 630 $116.81 $73,590.99
Disclosure

SEC source: 0001528396-21-000088 · wf-form4_163235502126503.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,546

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.6000 to $117.2300 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:57 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 719 $115.68 $83,172.91
Disclosure

SEC source: 0001528396-21-000088 · wf-form4_163235502126503.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,176

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.1100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:58 UTC
Ryu MarcusDirector
SaleCommon Stock 8,413 $116.83 $982,860.50
Disclosure

SEC source: 0001528396-21-000090 · wf-form4_163235506823442.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5000 to $117.4000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:58 UTC
Ryu MarcusDirector
SaleCommon Stock 23,605 $115.63 $2,729,486.28
Disclosure

SEC source: 0001528396-21-000090 · wf-form4_163235506823442.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.2800 to $116.1000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:58 UTC
Ryu MarcusDirector
SaleCommon Stock 13,926 $114.89 $1,599,977.64
Disclosure

SEC source: 0001528396-21-000090 · wf-form4_163235506823442.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,866

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $114.2500 to $115.2200 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:57 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 996 $116.85 $116,386.98
Disclosure

SEC source: 0001528396-21-000089 · wf-form4_163235504910852.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,055

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5900 to $117.4000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:57 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 1,091 $115.68 $126,201.64
Disclosure

SEC source: 0001528396-21-000089 · wf-form4_163235504910852.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.1000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 24, 2021 22:32 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,606 $116.93 $187,793.27
Disclosure

SEC source: 0001528396-21-000097 · wf-form4_163252270694982.xml · nonDerivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5000 to $117.2900 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 24, 2021 22:32 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,524 $115.66 $176,270.56
Disclosure

SEC source: 0001528396-21-000097 · wf-form4_163252270694982.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.1100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 24, 2021 22:31 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 2,473 $116.98 $289,281.65
Disclosure

SEC source: 0001528396-21-000096 · wf-form4_163252268802603.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,851

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5900 to $117.4000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2021 Filed Sep 24, 2021 22:31 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 2,378 $115.67 $275,065.16
Disclosure

SEC source: 0001528396-21-000096 · wf-form4_163252268802603.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,324

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.2400 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:44 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 2,664 $118.51 $315,700.52
Disclosure

SEC source: 0001528396-21-000076 · wf-form4_163227504315891.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,895

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5044 to $118.5100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:46 UTC
Ryu MarcusDirector
SaleCommon Stock 2,709 $118.51 $321,033.84
Disclosure

SEC source: 0001528396-21-000082 · wf-form4_163227514688483.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,792

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5062 to $118.5068 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:45 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,507 $118.51 $178,588.69
Disclosure

SEC source: 0001528396-21-000080 · wf-form4_163227511454177.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5036 to $118.5051 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:45 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 7,207 $118.51 $854,074.90
Disclosure

SEC source: 0001528396-21-000081 · wf-form4_163227513240909.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,139

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5061 to $118.5066 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:45 UTC
ODowd Frank E JRChief Sales Officer
SaleCommon Stock 2,410 $118.51 $285,600.18
Disclosure

SEC source: 0001528396-21-000079 · wf-form4_163227509644299.xml · nonDerivative · entry 1

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,275

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5058 to $118.5066 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:44 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 2,925 $118.51 $346,631.51
Disclosure

SEC source: 0001528396-21-000078 · wf-form4_163227508045387.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,142

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5021 to $118.5100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:44 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 4,900 $118.51 $580,680.87
Disclosure

SEC source: 0001528396-21-000077 · wf-form4_163227506345033.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,951

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5056 to $118.5074 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:43 UTC
ODowd Frank E JRChief Sales Officer
Exercise / conversionRestricted Stock Unit · Derivative 732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 4

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,779

Underlying: Common Stock · 732 shares

Expires 2030-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 25% of the units vest on the first anniversary of the vesting commencement date of June 15, 2020 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer as of each such date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:43 UTC
ODowd Frank E JRChief Sales Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,280 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 3

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,091

Underlying: Common Stock · 3,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:43 UTC
ODowd Frank E JRChief Sales Officer
Exercise / conversionPerformance Shares · Derivative 2,034 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 2

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Underlying: Common Stock · 2,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

F2 · derivative.expiration_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:43 UTC
ODowd Frank E JRChief Sales Officer
Exercise / conversionCommon Stock 6,046 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · nonDerivative · entry 1

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC
Ryu MarcusDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000066 · wf-form4_163192915865230.xml · derivative · entry 4

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,978 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period.

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September 15, 2021 Filed Sep 18, 2021 01:39 UTC
Ryu MarcusDirector
Exercise / conversionPerformance Shares · Derivative 3,417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000066 · wf-form4_163192915865230.xml · derivative · entry 3

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,417 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC
Ryu MarcusDirector
Exercise / conversionPerformance Shares · Derivative 27,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000066 · wf-form4_163192915865230.xml · derivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,200 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these Restricted Stock Units ("PSUs") is subject to the satisfaction of performance-based conditions, which will be satisfied if certain performance targets, determined by the Issuer, are met over the course of the Issuer's 2021 fiscal year. If the performance-based conditions are not met, then none of the units will vest. If the performance-based conditions are achieved, then all of the units will vest on September 15, 2021.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC
Ryu MarcusDirector
Exercise / conversionCommon Stock 32,595 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000066 · wf-form4_163192915865230.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantPerformance Shares · Derivative 35,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · derivative · entry 7

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,238

Underlying: Common Stock · 35,238 shares

Expires not disclosed

F6 · derivative.exercise_date: At the end of Year 1, 50% of this PSU will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately.

F6 · derivative.expiration_date: At the end of Year 1, 50% of this PSU will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · derivative · entry 6

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,848

Underlying: Common Stock · 4,606 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

F5 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · derivative · entry 5

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,824

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 5,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · derivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,796

Underlying: Common Stock · 5,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

F3 · derivative.expiration_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 2,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · derivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,441

Underlying: Common Stock · 2,556 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units ("PSUs") is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2020 fiscal year. If the performance-based conditions for fiscal year 2020 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2020 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2020 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,353 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 01:39 UTC Amendment
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantCommon Stock 35,238 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000065 · wf-form4a_163192913672229.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,993

F1 · shares: As represented by Restricted Stock Units, which shall vest at 6.25% (or 1/16th) of this award in 16 equal quarterly installments over four years, on each of the 15th of March, June, September, and December subsequent to the vesting commencement date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantPerformance Shares · Derivative 35,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · derivative · entry 6

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,238

Underlying: Common Stock · 35,238 shares

Expires not disclosed

F6 · derivative.exercise_date: At the end of Year 1, 50% of this PSU will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately.

F6 · derivative.expiration_date: At the end of Year 1, 50% of this PSU will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · derivative · entry 5

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,848

Underlying: Common Stock · 4,606 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

F5 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · derivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,824

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 5,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · derivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,796

Underlying: Common Stock · 5,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

F3 · derivative.expiration_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 2,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · derivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,441

Underlying: Common Stock · 2,556 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units ("PSUs") is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2020 fiscal year. If the performance-based conditions for fiscal year 2020 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2020 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2020 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:37 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantCommon Stock 35,238 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000064 · wf-form4_163192542263170.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,993

F1 · shares: As represented by Restricted Stock Units, which shall vest at 6.25% (or 1/16th) of this award in 16 equal quarterly installments over four years, on each of the 15th of March, June, September, and December subsequent to the vesting commencement date.

Read SEC document
September 15, 2021 Filed Sep 22, 2021 01:44 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 1,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000076 · wf-form4_163227504315891.xml · derivative · entry 12

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,770 shares

Expires 2030-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The vesting of these Restricted Stock Units ("PSUs") is subject to the satisfaction of performance-based conditions, which will be satisfied if certain performance targets, determined by the Issuer, are met over the course of the Issuer's 2021 fiscal year. If the performance-based conditions are not met, then none of the units will vest. If the performance-based conditions are achieved, then all of the units will vest on September 15, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.