Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidewire Software, Inc.GWRE · Entity 3313 | Chief Sales Officer | September 17, 2021 | September 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidewire Software, Inc.
Report date September 17, 2021 · Filed September 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,275 |
Reported balance
After 2021-09-17 transaction · row 1
1 source rowRow 1 · 2021-09-17 · Sale · Disposed 2,410 · Balance 28,275 F1: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5058 to $118.5066 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.
F2: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5058 to $118.5066 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2021 Filed Sep 22, 2021 01:45 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,410 | $118.51 | $285,600.18 |
DisclosureSEC source: 0001528396-21-000079 · wf-form4_163227509644299.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,275 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5058 to $118.5066 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:43 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 732 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 4 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,779 Underlying: Common Stock · 732 shares Expires 2030-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 25% of the units vest on the first anniversary of the vesting commencement date of June 15, 2020 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer as of each such date. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:43 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 3 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,091 Underlying: Common Stock · 3,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:43 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · derivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,923 Underlying: Common Stock · 2,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer. F2 · derivative.expiration_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:43 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 6,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000067 · wf-form4_163192937277385.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:54 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantPerformance Shares · Derivative | 14,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000059 · wf-form4_163184363635175.xml · derivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,096 Underlying: Common Stock · 14,096 shares Expires not disclosed F2 · derivative.exercise_date: At the end of Year 1, 50% of this Performance Stock Unit ("PSU") award will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately. F2 · derivative.expiration_date: At the end of Year 1, 50% of this Performance Stock Unit ("PSU") award will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:54 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantCommon Stock | 14,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000059 · wf-form4_163184363635175.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,639 F1 · shares: As represented by Restricted Stock Units, which shall vest at 6.25% (or 1/16th) of this award in 16 equal quarterly installments over four years, on each of the 15th of March, June, September, and December subsequent to the vesting commencement date. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:18 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Tax withholdingCommon Stock | 4,419 | $112.24 | $495,992.10 |
DisclosureSEC source: 0001586253-21-000006 · primary_doc.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,543 Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 01:19 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 13,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024581 · doc4.xml · derivative · entry 3 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,371 Underlying: Common Stock · 13,123 shares Expires 2030-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vests as follows: 25% of the units vest on the first anniversary of the vesting commencement date of June 15, 2020 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer as of each such date. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 01:19 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 731 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024581 · doc4.xml · derivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,511 Underlying: Common Stock · 731 shares Expires 2030-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 01:19 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024581 · doc4.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Sep 17, 2021 21:16 UTC Amendment | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 13,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001528396-21-000063 · wf-form4a_163191334646291.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2021, the number of shares acquired were erroneously reported as 731 instead of the correct amount of 13,854. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 00:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 173 | $106.43 | $18,412.60 |
DisclosureSEC source: 0001820380-21-000002 · edgardoc.xml · nonDerivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 00:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-21-000002 · edgardoc.xml · derivative · entry 3 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,242 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 00:21 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-21-000002 · edgardoc.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 02:51 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 182 | $125.10 | $22,768.75 |
DisclosureSEC source: 0001820380-20-000003 · edgardoc.xml · nonDerivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · shares: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock. F2 · price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 02:51 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-20-000003 · edgardoc.xml · derivative · entry 3 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,974 Underlying: Common Stock · 731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 02:51 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-20-000003 · edgardoc.xml · nonDerivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 12, 2020 00:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantRestricted Stock Unit · Derivative | 11,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-20-000002 · edgardoc.xml · derivative · entry 2 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,705 Underlying: Common Stock · 11,705 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 09, 2020 Filed Sep 12, 2020 00:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantPerformance Shares · Derivative | 11,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001820380-20-000002 · edgardoc.xml · derivative · entry 1 ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,705 Underlying: Common Stock · 11,705 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit or performance stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer. F2 · derivative.expiration_date: These performance stock units are split in two halves, with vesting of each subject to the satisfaction of both performance- and time-based conditions. Performance-based conditions will be satisfied if financial targets, determined by the Issuer, are met for fiscal year 2021 for the first half and fiscal year 2023 for the second half. If the performance-based conditions for fiscal year 2021 are achieved, then the first half will vest based on performance with the following timing: 16.6% will vest on each of September 15, 2021, September 15, 2022, and September 15, 2023, subject to the Reporting Person's continued service to the Issuer. The second half will vest on September 15, 2023 based on achievement under the performance-based conditions for fiscal year 2023, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.