Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2025 Filed Feb 3, 2025 23:04 UTC |
Rajagopalan HarithDirector · Chief Executive Officer
|
SaleCommon Stock | 20,948 | $1.95 | $40,798.32 |
DisclosureSEC source: 0000950170-25-012531 · ownership.xml · nonDerivative · entry 2 Rajagopalan Harith · CIK 0001667672 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 491,329 F1 · kind: Represents sales pursuant to a Rule 10b5-1 plan that the Reporting Person entered into on September 12, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9100 to $2.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 23:04 UTC |
Rajagopalan HarithDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,948 | $1.70 | $35,611.60 |
DisclosureSEC source: 0000950170-25-012531 · ownership.xml · nonDerivative · entry 1 Rajagopalan Harith · CIK 0001667672 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 512,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 18:03 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionStock Option · Derivative | 21,472 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0000950170-25-012530 · ownership.xml · derivative · entry 7 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,270 Underlying: Common Stock · 21,472 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 18:03 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
SaleCommon Stock | 21,472 | $1.95 | $41,801.69 |
DisclosureSEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 2 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,544 F1 · kind: Represents sales pursuant to a Rule 10b5-1 plan that the Reporting Person entered into on September 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9000 to $2.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 18:03 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionCommon Stock | 21,472 | $1.70 | $36,502.40 |
DisclosureSEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 1 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:26 UTC |
Rajagopalan HarithDirector · Chief Executive Officer
|
SaleCommon Stock | 96,517 | $2.47 | $238,358.38 |
DisclosureSEC source: 0000950170-24-126560 · ownership.xml · nonDerivative · entry 2 Rajagopalan Harith · CIK 0001667672 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 491,329 F2 · kind: Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 18:25 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
SaleCommon Stock | 64,197 | $2.47 | $158,540.91 |
DisclosureSEC source: 0000950170-24-126558 · ownership.xml · nonDerivative · entry 2 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,544 F2 · kind: Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 23:26 UTC |
Rajagopalan HarithDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 216,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-126560 · ownership.xml · derivative · entry 6 Rajagopalan Harith · CIK 0001667672 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 216,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 23:26 UTC |
Rajagopalan HarithDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 216,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-126560 · ownership.xml · nonDerivative · entry 1 Rajagopalan Harith · CIK 0001667672 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 18:25 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionRestricted Stock Unit · Derivative | 187,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-126558 · ownership.xml · derivative · entry 5 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 187,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 18:25 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionCommon Stock | 187,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-126558 · ownership.xml · nonDerivative · entry 1 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 18:39 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionStock Option · Derivative | 95,484 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0000950170-24-106530 · ownership.xml · derivative · entry 5 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,484 shares Expires 2024-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 18:39 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
SaleCommon Stock | 65,000 | $2.90 | $188,474.00 |
DisclosureSEC source: 0000950170-24-106530 · ownership.xml · nonDerivative · entry 2 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,484 F1 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 18:39 UTC |
Caplan Jay DavidPresident, Chief Product Off.
|
Exercise / conversionCommon Stock | 95,484 | $1.70 | $162,322.80 |
DisclosureSEC source: 0000950170-24-106530 · ownership.xml · nonDerivative · entry 1 Caplan Jay David · CIK 0001419217 · President, Chief Product Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 16:20 UTC |
Kimber AdrianChief Commercial Officer
|
GrantStock Option · Derivative | 250,000 | $0.00 Strike: $7.45 | $0.00 |
DisclosureSEC source: 0000950170-24-040179 · ownership.xml · derivative · entry 1 Kimber Adrian · CIK 0002016940 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2034-03-31 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the underlying shares on April 1, 2025 and the remaining 75% of the underlying shares in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionConvertible Promissory Note · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · derivative · entry 7 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · derivative.exercise_price: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F2 · shares: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · shares: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F2 · price: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · price: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F2 · derivative.exercise_date: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · derivative.exercise_date: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F2 · derivative.expiration_date: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · derivative.expiration_date: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F2 · derivative.underlying_shares: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · derivative.underlying_shares: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionSeries F Preferred Stock · Derivative | 333,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · derivative · entry 6 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.exercise_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.expiration_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.underlying_shares: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionSeries E Preferred Stock · Derivative | 2,914,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · derivative · entry 5 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.exercise_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.expiration_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.underlying_shares: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionSeries D Preferred Stock · Derivative | 4,090,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · derivative · entry 4 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.exercise_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.expiration_date: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F1 · derivative.underlying_shares: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
PurchaseCommon Stock | 333,333 | $15.00 | $4,999,995.00 |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · nonDerivative · entry 3 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,673,870 F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionCommon Stock | 920,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · nonDerivative · entry 2 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,340,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Convertible Note automatically converts into shares of the Issuer's common stock upon the occurrence of certain additional issuances of the Issuer's capital stock, including in connection with an initial public offering of the Issuer's common stock with gross proceeds of at least $80,000,000 or a resulting market capitalization of the Issuer's common stock equal to at least $1,000,000,000. In the event of such an initial public offering, all of the outstanding principal and interest under the convertible note will automatically convert into shares of the Issuer's common stock at a price equal to the lessor of (a) 80% of the per share offering price of common stock in the initial public offering; and (b) the price per share that results when $770,000,000 is divided by the total number of shares of the Issuer's common stock then outstanding, calculated on a fully diluted basis. F3 · price: (Continued from Footnote 2) Upon the closing of the Issuer's initial public offering on February 6, 2024 meeting the foregoing criteria, the aggregate principal amount of the Convertible Note of approximately $10.9 million, including accrued interest, automatically converted into 920,661 shares of the Issuer's common stock. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 6, 2024 20:39 UTC |
CVF, LLC10% owner
|
ConversionCommon Stock | 3,419,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000153 · doc4.xml · nonDerivative · entry 1 CVF, LLC · CIK 0001112278 · 10% owner HCC Manager LLC · CIK 0001844818 · (4) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,419,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's option, on a 1-1 basis, with such ratio being subject to adjustment from time to time for customary events affecting the preferred stock and common stock, and has no expiration date. On January 26, 2024, the Issuer's board approved a 1-for-2.146 reverse stock split of its issued and outstanding shares of common stock, as a result of which the conversion ratio for the Issuer's preferred stock was correspondingly adjusted to 1 share of common stock issuable for 2.146 shares of the preferred stock. The preferred stock automatically converted into common stock upon the closing of the Issuer's initial public offering on February 6, 2024 at such ratio. F4 · ownership.direct: HCC Manager LLC, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. HCC Manager LLC disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of its pecuniary interest therein. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries F Preferred Shares · Derivative | 80,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 12 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by National Union Fire Insurance Company of Pittsburgh, Pa. Disclosed balance after: 0 Underlying: Common Stock · 37,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries F Preferred Shares · Derivative | 74,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 11 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Lexington Insurance Company Disclosed balance after: 0 Underlying: Common Stock · 34,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4 · ownership.nature: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries F Preferred Shares · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 10 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by American Home Assurance Company Disclosed balance after: 0 Underlying: Common Stock · 53,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3 · ownership.nature: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries F Preferred Shares · Derivative | 272,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 9 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Corebridge DECO II, LLC Disclosed balance after: 0 Underlying: Common Stock · 127,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.nature: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries E Preferred Shares · Derivative | 346,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 8 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by National Union Fire Insurance Company of Pittsburgh, Pa. Disclosed balance after: 0 Underlying: Common Stock · 161,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries E Preferred Shares · Derivative | 318,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 7 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Lexington Insurance Company Disclosed balance after: 0 Underlying: Common Stock · 148,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4 · ownership.nature: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries E Preferred Shares · Derivative | 494,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 6 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by American Home Assurance Company Disclosed balance after: 0 Underlying: Common Stock · 230,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3 · ownership.nature: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionSeries E Preferred Shares · Derivative | 1,172,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · derivative · entry 5 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Corebridge DECO II, LLC Disclosed balance after: 0 Underlying: Common Stock · 546,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.nature: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionCommon Stock | 199,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by National Union Fire Insurance Company of Pittsburgh, Pa. Disclosed balance after: 199,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionCommon Stock | 182,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Lexington Insurance Company Disclosed balance after: 182,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4 · ownership.nature: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionCommon Stock | 283,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by American Home Assurance Company Disclosed balance after: 283,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3 · ownership.nature: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:53 UTC |
AMERICAN INTERNATIONAL GROUP, INC.10% owner
|
ConversionCommon Stock | 673,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012332 · tm245543-3_4seq1.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Corebridge DECO II, LLC Disclosed balance after: 673,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.nature: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC |
AMERICAN HOME ASSURANCE CO10% owner
|
ConversionSeries F Preferred Shares · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · derivative · entry 3 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC |
AMERICAN HOME ASSURANCE CO10% owner
|
ConversionSeries E Preferred Shares · Derivative | 494,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · derivative · entry 2 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:49 UTC |
AMERICAN HOME ASSURANCE CO10% owner
|
ConversionCommon Stock | 283,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012328 · tm245543-1_4seq1.xml · nonDerivative · entry 1 AMERICAN HOME ASSURANCE CO · CIK 0000005181 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 19:07 UTC |
Flynn James E10% owner · Possible Members of 10% Group
Deerfield Mgmt III, L.P.10% owner · Possible Members of 10% Group
Deerfield Private Design Fund III, L.P.10% owner · Possible Members of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Members of 10% Group
|
ConversionSeries D Preferred Stock · Derivative | 164,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-24-000147 · e619233_4-flynn.xml · derivative · entry 4 Flynn James E · CIK 0001352546 · 10% owner · Possible Members of 10% Group Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner · Possible Members of 10% Group Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner · Possible Members of 10% Group DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Members of 10% Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 76,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F4 · price: Each share of Series D Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F4 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F4 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 19:07 UTC |
Flynn James E10% owner · Possible Members of 10% Group
Deerfield Mgmt III, L.P.10% owner · Possible Members of 10% Group
Deerfield Private Design Fund III, L.P.10% owner · Possible Members of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Members of 10% Group
|
ConversionSeries C-2 Preferred Stock · Derivative | 1,625,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-24-000147 · e619233_4-flynn.xml · derivative · entry 3 Flynn James E · CIK 0001352546 · 10% owner · Possible Members of 10% Group Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner · Possible Members of 10% Group Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner · Possible Members of 10% Group DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Members of 10% Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 757,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C-2 Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F1 · price: Each share of Series C-2 Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F1 · derivative.exercise_date: Each share of Series C-2 Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F1 · derivative.expiration_date: Each share of Series C-2 Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 19:07 UTC |
Flynn James E10% owner · Possible Members of 10% Group
Deerfield Mgmt III, L.P.10% owner · Possible Members of 10% Group
Deerfield Private Design Fund III, L.P.10% owner · Possible Members of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Members of 10% Group
|
ConversionCommon Stock | 76,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-24-000147 · e619233_4-flynn.xml · nonDerivative · entry 2 Flynn James E · CIK 0001352546 · 10% owner · Possible Members of 10% Group Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner · Possible Members of 10% Group Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner · Possible Members of 10% Group DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Members of 10% Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 834,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Series D Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 19:07 UTC |
Flynn James E10% owner · Possible Members of 10% Group
Deerfield Mgmt III, L.P.10% owner · Possible Members of 10% Group
Deerfield Private Design Fund III, L.P.10% owner · Possible Members of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Members of 10% Group
|
ConversionCommon Stock | 757,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-24-000147 · e619233_4-flynn.xml · nonDerivative · entry 1 Flynn James E · CIK 0001352546 · 10% owner · Possible Members of 10% Group Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner · Possible Members of 10% Group Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner · Possible Members of 10% Group DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Members of 10% Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 757,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C-2 Preferred Stock automatically converted into 0.46598 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis after giving effect to the 1-for-2.146 reverse split of the Issuer's common stock effected by the Issuer on January 26, 2024). F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:51 UTC |
Corebridge DECO II, LLC10% owner
|
ConversionSeries F Preferred Shares · Derivative | 272,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012331 · tm245543-2_4seq1.xml · derivative · entry 3 Corebridge DECO II, LLC · CIK 0002010491 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:51 UTC |
Corebridge DECO II, LLC10% owner
|
ConversionSeries E Preferred Shares · Derivative | 1,172,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-012331 · tm245543-2_4seq1.xml · derivative · entry 2 Corebridge DECO II, LLC · CIK 0002010491 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 546,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:51 UTC |
Corebridge DECO II, LLC10% owner
|
ConversionCommon Stock | 673,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-012331 · tm245543-2_4seq1.xml · nonDerivative · entry 1 Corebridge DECO II, LLC · CIK 0002010491 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2 · ownership.direct: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
|
ConversionSeries F Preferred Stock · Derivative | 1,598,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · derivative · entry 8 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 744,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F3 · ownership.nature: Represents securities held by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II"), which is the general partner of II LP, and each of UGP II and GP II may be deemed to have shared voting and dispositive power with respect to the securities held by II LP. The Reporting Person is the sole managing member of UGP II and a member of the investment committee of GP II, and in such capacity may be deemed to have beneficial ownership of the securities held by II LP. The Reporting Person disclaim such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
|
ConversionSeries E Preferred Stock · Derivative | 373,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · derivative · entry 7 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 173,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F3 · ownership.nature: Represents securities held by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II"), which is the general partner of II LP, and each of UGP II and GP II may be deemed to have shared voting and dispositive power with respect to the securities held by II LP. The Reporting Person is the sole managing member of UGP II and a member of the investment committee of GP II, and in such capacity may be deemed to have beneficial ownership of the securities held by II LP. The Reporting Person disclaim such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 545,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · derivative · entry 6 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 254,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: Represents securities held by Mithril LP ("LP"). Mithril GP LP ("GP LP") is the general partner of LP and may be deemed to have shared voting and dispositive power with respect to the securities held by LP. The Reporting Person is the authorized person of GP LP and a member of the investment committee of GP LP, and in such capacity may be deemed to have beneficial ownership of the securities held by LP. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
|
ConversionSeries C-2 Preferred Stock · Derivative | 6,502,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · derivative · entry 5 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,030,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: Represents securities held by Mithril LP ("LP"). Mithril GP LP ("GP LP") is the general partner of LP and may be deemed to have shared voting and dispositive power with respect to the securities held by LP. The Reporting Person is the authorized person of GP LP and a member of the investment committee of GP LP, and in such capacity may be deemed to have beneficial ownership of the securities held by LP. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
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ConversionSeries C-1 Preferred Stock · Derivative | 4,025,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · derivative · entry 4 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,875,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: Represents securities held by Mithril LP ("LP"). Mithril GP LP ("GP LP") is the general partner of LP and may be deemed to have shared voting and dispositive power with respect to the securities held by LP. The Reporting Person is the authorized person of GP LP and a member of the investment committee of GP LP, and in such capacity may be deemed to have beneficial ownership of the securities held by LP. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:37 UTC |
Royan AjayDirector · 10% owner
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PurchaseCommon Stock | 333,333 | $15.00 | $4,999,995.00 |
DisclosureSEC source: 0000950170-24-012838 · ownership.xml · nonDerivative · entry 3 Royan Ajay · CIK 0001875614 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,251,900 F3 · ownership.nature: Represents securities held by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II"), which is the general partner of II LP, and each of UGP II and GP II may be deemed to have shared voting and dispositive power with respect to the securities held by II LP. The Reporting Person is the sole managing member of UGP II and a member of the investment committee of GP II, and in such capacity may be deemed to have beneficial ownership of the securities held by II LP. The Reporting Person disclaim such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.