Caplan Jay David

SEC source: 0001193125-25-323018 · ownership.xml · derivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,226

Underlying: Common Stock · 845,226 shares

Expires 2035-12-14

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in equal installments on each of the first three anniversaries of the grant date, subject to the Reporting Persons's continuing in employment through each such vesting date.

SEC source: 0000950170-25-031262 · ownership.xml · derivative · entry 2

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,400

Underlying: Common Stock · 104,400 shares

Expires 2034-01-31

F2 · derivative.exercise_date: In connection with the Issuer's initial public offering, on February 1, 2024 the Reporting Person was granted, subject to the satisfaction of certain performance criteria, an option to purchase 174,000 shares of common stock to vest in the form of shares of the Issuer's common stock in four substantially equal installments on December 31, 2024 and each of the first three anniversaries thereof. On February 27, 2025, the Issuer's administrator determined that the performance criteria were partially met, resulting in 104,400 shares subject to such option being earned, of which 25% vested on December 31, 2024 and the remaining 75% will vest in substantially equal installments on the first three anniversaries thereof.

SEC source: 0000950170-25-031262 · ownership.xml · derivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,700

Underlying: Common Stock · 179,700 shares

Expires 2035-02-26

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in equal installments on each of the first four anniversaries of the grant date, subject to the Reporting Persons's continuing in employment through each such vesting date.

SEC source: 0000950170-25-012530 · ownership.xml · derivative · entry 8

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,924

Underlying: Common Stock · 22,346 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 4

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,544

F1 · kind: Represents sales pursuant to a Rule 10b5-1 plan that the Reporting Person entered into on September 13, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.8000 to $1.8800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 3

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-012530 · ownership.xml · derivative · entry 7

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,270

Underlying: Common Stock · 21,472 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 2

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,544

F1 · kind: Represents sales pursuant to a Rule 10b5-1 plan that the Reporting Person entered into on September 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9000 to $2.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-25-012530 · ownership.xml · nonDerivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-126558 · ownership.xml · nonDerivative · entry 2

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,544

F2 · kind: Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units.

SEC source: 0000950170-24-126558 · ownership.xml · derivative · entry 5

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.

SEC source: 0000950170-24-126558 · ownership.xml · nonDerivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.

SEC source: 0000950170-24-106530 · ownership.xml · derivative · entry 5

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,484 shares

Expires 2024-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0000950170-24-106530 · ownership.xml · nonDerivative · entry 2

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,484

F1 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-24-106530 · ownership.xml · nonDerivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-012836 · ownership.xml · derivative · entry 6

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 15,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

SEC source: 0000950170-24-012836 · ownership.xml · derivative · entry 5

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 20,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

SEC source: 0000950170-24-012836 · ownership.xml · derivative · entry 4

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 82,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

SEC source: 0000950170-24-012836 · ownership.xml · derivative · entry 3

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 23,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F2 · derivative.underlying_shares: The Reporting Person's Form 3 filed on February 1, 2024 inadvertently omitted the securities held by the Jay D. Caplan 2021 Irrevocable Trust.

SEC source: 0000950170-24-012836 · ownership.xml · nonDerivative · entry 2

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 118,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

SEC source: 0000950170-24-012836 · ownership.xml · nonDerivative · entry 1

Caplan Jay David · CIK 0001419217 · President, Chief Product Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 358,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.

F2 · balance_after: The Reporting Person's Form 3 filed on February 1, 2024 inadvertently omitted the securities held by the Jay D. Caplan 2021 Irrevocable Trust.