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Nasdaq · USD

GTIM

Good Times Restaurants Inc.

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7779
SEC CIK
0000825324
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2020 Filed Jun 25, 2020 17:35 UTC PurchaseCommon Stock 18,789 $1.11 $20,855.79
Disclosure

SEC source: 0001214659-20-005881 · marketforms-49128.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 23,138

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 17:35 UTC PurchaseCommon Stock 1,603 $1.11 $1,779.33
Disclosure

SEC source: 0001214659-20-005881 · marketforms-49128.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charles E. Jobson Irrevocable Trust

Disclosed balance after: 4,349

F1 · ownership.nature: Charles E. Jobson Irrevocable Trust, a trust in which the reporting person's children beneficially own 100%. The reporting person's spouse is the Trustee.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 15:36 UTC PurchaseCommon Stock 8,800 $1.06 $9,328.00
Disclosure

SEC source: 0001214659-20-005586 · marketforms-49037.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 165,171

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:30 UTC PurchaseCommon Stock 17,174 $1.24 $21,227.06
Disclosure

SEC source: 0001214659-20-005450 · marketforms-48975.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 156,371

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:30 UTC PurchaseCommon Stock 3,614 $1.22 $4,405.47
Disclosure

SEC source: 0001214659-20-005450 · marketforms-48975.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 139,197

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
May 20, 2020 Filed May 21, 2020 19:27 UTC PurchaseCommon Stock 18,915 $1.08 $20,428.20
Disclosure

SEC source: 0001214659-20-004894 · marketforms-48855.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 135,583

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
May 19, 2020 Filed May 21, 2020 19:27 UTC PurchaseCommon Stock 9,900 $1.25 $12,375.00
Disclosure

SEC source: 0001214659-20-004894 · marketforms-48855.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 116,668

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 19:22 UTC
Maceda JasonDirector
PurchaseCommon Stock 9,000 $0.57 $5,130.00
Disclosure

SEC source: 0001214659-20-003000 · marketforms-48464.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,413

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:29 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 330 $0.88 $290.40
Disclosure

SEC source: 0001214659-20-002628 · marketforms-48320.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,676

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 200 $1.36 $272.00
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 6

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,346

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 200 $1.37 $274.00
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 5

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,146

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 200 $1.37 $274.00
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 4

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,946

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 200 $1.38 $276.58
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 3

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,746

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 200 $1.38 $275.00
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,546

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:33 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 5,000 $1.42 $7,100.00
Disclosure

SEC source: 0001214659-20-002034 · marketforms-47998.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in spouse's IRA

Disclosed balance after: 5,000

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:06 UTC
Maceda JasonDirector
PurchaseCommon Stock 7,292 $1.53 $11,162.59
Disclosure

SEC source: 0001214659-20-001908 · marketforms-47970.xml · nonDerivative · entry 2

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,413

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:06 UTC
Maceda JasonDirector
PurchaseCommon Stock 208 $1.54 $320.32
Disclosure

SEC source: 0001214659-20-001908 · marketforms-47970.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,121

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:12 UTC
Maceda JasonDirector
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-001557 · marketforms-47793.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

F1 · kind: This Stock Grant Award was granted pursuant to the terms of the Company's 2018 Omnibus Equity Incentive Plan

Read SEC document
February 18, 2020 Filed Feb 18, 2020 19:12 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-001556 · marketforms-47792.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,334

F1 · kind: This Stock Grant Award was granted pursuant to the terms of the Company's 2018 Omnibus Equity Incentive Plan

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 100 $1.55 $154.50
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 7

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,334

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 200 $1.58 $315.00
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 6

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,234

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 1,250 $1.54 $1,925.00
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 5

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,034

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 1,800 $1.55 $2,788.56
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 4

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 2,300 $1.55 $3,561.55
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 3

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,984

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 7,050 $1.55 $10,927.50
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,684

Read SEC document
December 27, 2019 Filed Jan 2, 2020 16:35 UTC PurchaseCommon Stock 7,300 $1.60 $11,680.00
Disclosure

SEC source: 0001214659-20-000011 · marketforms-47027.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634

Read SEC document
December 23, 2019 Filed Dec 26, 2019 18:01 UTC
Maceda JasonDirector
PurchaseCommon Stock 7,000 $1.49 $10,430.00
Disclosure

SEC source: 0001214659-19-007966 · marketforms-47015.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,913

Read SEC document
December 23, 2019 Filed Dec 26, 2019 18:01 UTC
Zink Ryan MActing CEO, CFO, Treasurer
PurchaseCommon Stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001214659-19-007967 · marketforms-47017.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,346

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 4,400 $1.56 $6,864.00
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 6

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 106,768

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 4,400 $1.53 $6,732.00
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 4

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 97,568

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 9,500 $1.50 $14,250.00
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 3

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 93,168

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 500 $1.50 $749.70
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 83,668

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 6,100 $1.50 $9,148.78
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 83,168

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 12,951 $1.50 $19,426.50
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 6

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 77,068

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 4,400 $1.49 $6,569.20
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 64,117

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 1,000 $1.49 $1,490.00
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 4

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 59,717

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:40 UTC PurchaseCommon Stock 4,800 $1.54 $7,392.00
Disclosure

SEC source: 0001214659-19-007858 · marketforms-47016.xml · nonDerivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 102,368

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 5,300 $1.54 $8,162.00
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 3

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 58,717

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 900 $1.52 $1,368.00
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 53,417

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:42 UTC PurchaseCommon Stock 3,700 $1.52 $5,632.88
Disclosure

SEC source: 0001214659-19-007822 · marketforms-46884.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 52,517

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments, LLC.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,866 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007314 · marketforms-46368.xml · derivative · entry 4

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 0 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007314 · marketforms-46368.xml · derivative · entry 3

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:15 UTC Exercise / conversionCommon Stock 1,866 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007314 · marketforms-46368.xml · nonDerivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:15 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007314 · marketforms-46368.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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November 18, 2019 Filed Nov 20, 2019 20:14 UTC
Zink Ryan MActing CEO, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007313 · marketforms-46354.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,681

Underlying: Common Stock · 4,340 shares

Expires 2021-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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November 18, 2019 Filed Nov 20, 2019 20:14 UTC
Zink Ryan MActing CEO, CFO, Treasurer
Tax withholdingCommon Stock 1,219 $1.74 $2,121.06
Disclosure

SEC source: 0001214659-19-007313 · marketforms-46354.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,346

F2 · kind: Represents shares withheld to cover the exercise price of the options exercised.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.