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Nasdaq · USD

GTIM

Good Times Restaurants Inc.

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7779
SEC CIK
0000825324
Parsed reports
256

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2022 Filed Nov 10, 2022 21:10 UTC
Zink Ryan MDirector · CEO and Director
GrantIncentive Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001214659-22-013500 · marketforms-57511.xml · derivative · entry 4

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-11-08

F2 · derivative.exercise_date: The Reporting Person was granted 20,000 Incentive Stock Options on November 8, 2022 vesting at 1/5 of the total granted amount over five years.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:10 UTC
Zink Ryan MDirector · CEO and Director
GrantRestricted Stock Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013500 · marketforms-57511.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2032-11-08

F1 · derivative.exercise_date: The Reporting Person was granted 1,750 Restricted Stock Units on November 8, 2022 vesting on November 8, 2025.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 20:05 UTC
Maceda JasonDirector
GrantCommon Stock 6,500 $3.01 $19,565.00
Disclosure

SEC source: 0001214659-22-010535 · marketforms-56971.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,291

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:05 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 100 $3.15 $315.00
Disclosure

SEC source: 0001214659-22-010458 · marketforms-56961.xml · nonDerivative · entry 3

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held in spouse's IRA

Disclosed balance after: 6,300

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:05 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 100 $3.15 $315.00
Disclosure

SEC source: 0001214659-22-010458 · marketforms-56961.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,230

Read SEC document
August 18, 2022 Filed Aug 22, 2022 20:05 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 100 $3.15 $315.00
Disclosure

SEC source: 0001214659-22-010458 · marketforms-56961.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,130

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:05 UTC
Maceda JasonDirector
GrantCommon Stock 1,000 $3.01 $3,010.00
Disclosure

SEC source: 0001214659-22-010423 · marketforms-56924.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,791

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:05 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 1,000 $2.70 $2,700.00
Disclosure

SEC source: 0001214659-22-008202 · marketforms-56495.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,030

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:05 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 240 $2.65 $636.00
Disclosure

SEC source: 0001214659-22-008157 · marketforms-56484.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,030

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 100 $2.61 $261.00
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 6

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,490

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 200 $2.63 $526.92
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 5

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,690

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 200 $2.65 $530.00
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 4

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,890

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 300 $2.67 $801.00
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 3

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,190

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 200 $2.69 $537.10
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,390

Read SEC document
May 09, 2022 Filed May 10, 2022 21:34 UTC
Zink Ryan MDirector · CEO and Director
PurchaseCommon Stock 400 $2.70 $1,079.96
Disclosure

SEC source: 0001214659-22-006582 · marketforms-56147.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,790

Read SEC document
March 22, 2022 Filed Aug 16, 2022 21:48 UTC PurchaseCommon Stock 4,400 $3.85 $16,940.00
Disclosure

SEC source: 0001214659-22-010312 · marketforms-56916.xml · nonDerivative · entry 2

Stetson Jennifer C · CIK 0001901687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 231,140

F1 · ownership.nature: Shares held by SLKW Investments, LLC. Ms. Stetson is the Asset Manager of SLKW Investments, LLC.

Read SEC document
March 22, 2022 Filed Aug 16, 2022 21:48 UTC PurchaseCommon Stock 4,400 $3.76 $16,544.00
Disclosure

SEC source: 0001214659-22-010312 · marketforms-56916.xml · nonDerivative · entry 1

Stetson Jennifer C · CIK 0001901687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 222,340

F1 · ownership.nature: Shares held by SLKW Investments, LLC. Ms. Stetson is the Asset Manager of SLKW Investments, LLC.

Read SEC document
March 09, 2022 Filed Mar 9, 2022 21:10 UTC PurchaseCommon Stock 995 $4.24 $4,218.80
Disclosure

SEC source: 0001214659-22-003817 · marketforms-55744.xml · nonDerivative · entry 2

Stetson Jennifer C · CIK 0001901687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:10 UTC PurchaseCommon Stock 105 $3.95 $414.75
Disclosure

SEC source: 0001214659-22-003817 · marketforms-55744.xml · nonDerivative · entry 1

Stetson Jennifer C · CIK 0001901687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:10 UTC
Karnes MatthewSr. Vice President of Finance
GrantNon Qualified Stock Options · Derivative 25,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001214659-22-003748 · marketforms-55699.xml · derivative · entry 2

Karnes Matthew · CIK 0001914436 · Sr. Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-03-07

F1 · shares: The Reporting Person was granted 25,500 Non Qualified Stock Options (Right to Buy) on March 7, 2022 vesting at 1/3 of the total amount granted over three years.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:10 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 4,443 $4.25 $18,882.75
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:10 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 6,854 $3.55 $24,331.70
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:10 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 12,500 $3.15 $39,375.00
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC Exercise / conversionNon Qualified Stock Options · Derivative 5,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001214659-21-012658 · marketforms-54477.xml · derivative · entry 3

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon exercise of Non Qualified Stock Options. The reporting person was granted 5,000 Restricted Stock Units on December 14, 2011 vesting at 1/5 of the total granted amount over five years. Such Non Qualified Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC Exercise / conversionCommon Stock 5,000 $1.31 $6,550.00
Disclosure

SEC source: 0001214659-21-012658 · marketforms-54477.xml · nonDerivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon exercise of Non Qualified Stock Options. The reporting person was granted 5,000 Restricted Stock Units on December 14, 2011 vesting at 1/5 of the total granted amount over five years. Such Non Qualified Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012658 · marketforms-54477.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

F1 · kind: The reporting person received a discretionary grant of common stock.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC
Maceda JasonDirector
GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012656 · marketforms-54479.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,791

F1 · kind: The reporting person received a discretionary grant of common stock.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012657 · marketforms-54478.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,589

F1 · kind: The reporting person received a discretionary grant of common stock.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:10 UTC GrantCommon Stock 2,314 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012655 · marketforms-54480.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,268

F1 · kind: The reporting person received a discretionary grant of common stock.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012018 · marketforms-54290.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012017 · marketforms-54294.xml · derivative · entry 4

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 914 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012017 · marketforms-54294.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
Zink Ryan MDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 4,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012015 · marketforms-54283.xml · derivative · entry 4

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,341 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
Zink Ryan MDirector · CEO and Director
Tax withholdingCommon Stock 1,258 $4.93 $6,201.94
Disclosure

SEC source: 0001214659-21-012015 · marketforms-54283.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,390

F2 · shares: Represents shares withheld to cover tax liabilities associated with Restricted Stock Unit vesting.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
Zink Ryan MDirector · CEO and Director
Exercise / conversionCommon Stock 4,341 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012015 · marketforms-54283.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012016 · marketforms-54287.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,556 restricted stock units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 3,186 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012016 · marketforms-54287.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,556 restricted stock units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
Maceda JasonDirector
Exercise / conversionRestricted Stock Units · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012014 · marketforms-54296.xml · derivative · entry 2

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 914 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock "). The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 of vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC
Maceda JasonDirector
Exercise / conversionCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012014 · marketforms-54296.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock "). The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 of vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012013 · marketforms-54295.xml · derivative · entry 4

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 914 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012013 · marketforms-54295.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:45 UTC
Zink Ryan MDirector · CEO and Director
GrantIncentive Stock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001214659-21-009970 · marketforms-53926.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-09-28

F1 · derivative.exercise_date: The Reporting Person was granted 80,000 Incentive Stock Options on September 29, 2021. The shares awarded include a vesting condition whereby the vesting shall occur on the date on which the price of the Company common stock (as traded on the Nasdaq Capital Market) is $6.00, as measured based on the trailing 60 calendar day volume-weighted average price (VWAP) of Company common stock.

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June 28, 2021 Filed Jun 30, 2021 20:15 UTC Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007077 · marketforms-53249.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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June 28, 2021 Filed Jun 30, 2021 20:15 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007076 · marketforms-53245.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,412 restricted stock units on June 27, 2018 vesting at at 1/3 of the total granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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June 28, 2021 Filed Nov 18, 2021 21:15 UTC Exercise / conversionCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012018 · marketforms-54290.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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June 08, 2021 Filed Jun 10, 2021 20:10 UTC
LEFEVER SCOTTVice President of Operations
SaleCommon Stock 19,616 $4.00 $78,464.00
Disclosure

SEC source: 0001214659-21-006431 · marketforms-53096.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 02, 2021 Filed Jun 4, 2021 20:10 UTC
LEFEVER SCOTTVice President of Operations
SaleCommon Stock 7,483 $4.16 $31,129.28
Disclosure

SEC source: 0001214659-21-006310 · marketforms-53035.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,616

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June 02, 2021 Filed Jun 4, 2021 20:10 UTC
LEFEVER SCOTTVice President of Operations
SaleCommon Stock 300 $4.16 $1,248.00
Disclosure

SEC source: 0001214659-21-006310 · marketforms-53035.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,099

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May 17, 2021 Filed May 19, 2021 20:10 UTC
LEFEVER SCOTTVice President of Operations
SaleCommon Stock 2,490 $4.14 $10,308.60
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 5

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,255

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May 17, 2021 Filed May 19, 2021 20:10 UTC
LEFEVER SCOTTVice President of Operations
SaleCommon Stock 1,050 $4.13 $4,336.50
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,198

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.