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Good Times Restaurants Inc.

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7779
SEC CIK
0000825324
Parsed reports
256

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2016 Filed Nov 17, 2016 21:31 UTC
TERAN ALAN ADirector
GrantRestricted Stock Units · Derivative 5,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014816 · marketforms-37006.xml · derivative · entry 1

TERAN ALAN A · CIK 0001066801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,765

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:30 UTC GrantRestricted Stock Units · Derivative 5,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014815 · marketforms-37008.xml · derivative · entry 1

Johnson Steven M. · CIK 0001588261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:30 UTC GrantRestricted Stock Units · Derivative 5,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014814 · marketforms-37004.xml · derivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

Read SEC document
November 07, 2016 Filed Nov 9, 2016 14:54 UTC PurchaseGood Times Restaurants Inc 8,711 $2.90 $25,245.35
Disclosure

SEC source: 0001145839-16-000017 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,856,429

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:07 UTC PurchaseGood Times Restaurants Inc 24,700 $3.10 $76,570.00
Disclosure

SEC source: 0001145839-16-000016 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,847,718

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 20:07 UTC PurchaseGood Times Restaurants Inc 8,452 $3.10 $26,201.20
Disclosure

SEC source: 0001145839-16-000016 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,823,018

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 13:47 UTC PurchaseGood Times Restaurants Inc 25,000 $3.05 $76,250.00
Disclosure

SEC source: 0001145839-16-000015 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,814,566

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 13:47 UTC PurchaseGood Times Restaurants Inc 18,817 $3.07 $57,807.71
Disclosure

SEC source: 0001145839-16-000015 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,789,566

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 14:42 UTC PurchaseGood Times Restaurants Inc 8,950 $3.07 $27,484.56
Disclosure

SEC source: 0001145839-16-000014 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,770,749

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 14:42 UTC PurchaseGood Times Restaurants Inc 9,960 $3.10 $30,876.00
Disclosure

SEC source: 0001145839-16-000014 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,761,799

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 21, 2016 Filed Oct 24, 2016 14:08 UTC PurchaseGood Times Restaurants Inc 200 $3.10 $620.00
Disclosure

SEC source: 0001145839-16-000013 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,751,839

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:08 UTC PurchaseGood Times Restaurants Inc 11,166 $3.10 $34,610.13
Disclosure

SEC source: 0001145839-16-000013 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,751,639

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 15:01 UTC PurchaseGood Times Restaurants Inc 200 $2.98 $596.00
Disclosure

SEC source: 0001145839-16-000012 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,740,473

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 18, 2016 Filed Oct 20, 2016 15:01 UTC PurchaseGood Times Restaurants Inc 1,300 $2.90 $3,770.00
Disclosure

SEC source: 0001145839-16-000012 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,740,273

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 14, 2016 Filed Nov 17, 2016 18:05 UTC OtherCommon 440,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014804 · marketforms-36995.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By REIT Redux, LLC

Disclosed balance after: 440,000

F2 · ownership.nature: Reporting Person is the president of REIT Redux GP, the general partner of REIT Redux LP. REIT Redux LP received an aggregate of 440,000 shares of Common Stock of the Issuer in the pro rata distribution for no consideration referenced in footnote [1]. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein.

Read SEC document
October 14, 2016 Filed Nov 17, 2016 18:05 UTC OtherCommon 800,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014804 · marketforms-36995.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By REST Redux, LLC

Disclosed balance after: 0

F1 · ownership.nature: REST Redux, LLC made a pro rata distribution for no consideration of an aggregate of 800,000 shares of Common stock of the Issuer to its members as of October 14, 2016

Read SEC document
May 23, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 300 $3.14 $942.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 19

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,756

Read SEC document
May 23, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 5,000 $3.12 $15,600.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 18

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,456

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 5,000 $3.05 $15,250.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 17

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,456

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 5,000 $2.99 $14,950.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 16

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,456

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 5,000 $2.96 $14,800.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 15

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,456

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 2,181 $2.92 $6,368.52
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 14

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,456

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,600 $2.92 $4,672.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 13

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 814,600

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,000 $2.94 $2,940.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 12

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 813,000

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 2,700 $2.97 $8,019.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 11

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 812,000

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,500 $2.96 $4,440.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 10

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 809,300

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,500 $2.95 $4,425.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 9

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 807,800

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

Read SEC document
May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,600 $2.93 $4,688.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 8

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 806,300

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

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May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 1,500 $2.90 $4,350.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 7

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 804,700

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

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May 20, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 2,000 $2.86 $5,720.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 6

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 801,600

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 2,400 $2.89 $6,936.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 20

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 817,000

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 400 $2.95 $1,180.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 801,200

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 800 $2.94 $2,352.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 4

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Leanlien, LLC

Disclosed balance after: 800,800

F1 · ownership.nature: 17,000 shares held by Leanlien, LLC, a trust of which Mr. Stetson beneficially owns 61% and his children beneficially own 39%

F2 · ownership.nature: Reflects 800,000 shares of Common Stock owned directly by Rest Redux LLC. Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Rest Redux LLC. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 2,400 $2.89 $6,936.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 3

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,275

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 4,500 $2.88 $12,960.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,875

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May 19, 2016 Filed Nov 17, 2016 18:00 UTC Amendment PurchaseCommon 5,400 $2.90 $15,660.00
Disclosure

SEC source: 0001214659-16-014803 · marketforms-36992.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

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May 04, 2015 Filed May 9, 2017 14:13 UTC
JAMES K ZIELKEChief Financial Officer
Exercise / conversionRestricted Stock Award · Derivative 3,544 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003104 · marketforms-38781.xml · derivative · entry 2

JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,180

Underlying: Common · 3,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The reporting person was granted 10,632 restricted stock units on May 4, 2015, of which 1/3 of the shares of the grant vested on May 4, 2016 and additional 1/3 shares of the grant vested on May 4, 2017. The common stock into which such vested restricted stock units converted on May 4, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/3RD of the original number of shares subject to the restricted stock units on May 4 until fully vested

F4 · derivative.expiration_date: Not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.