Tapewire

NYSE · USD

GTES

Gates Industrial Corp Ltd.

Export transactions ↓
Tapewire entity
3767
SEC CIK
0001718512
Parsed reports
369

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed May 25, 2023 20:40 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 21,989,140 $11.40 $250,621,223.15
Disclosure

SEC source: 0000899243-23-013897 · doc4.xml · nonDerivative · entry 1

Blackstone Inc. · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 59,044,004

F1 · price: This amount represents the $11.3975 sale price per Ordinary Share in a secondary offering and related private sale.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F3 · ownership.nature: Reflects securities held directly by BX Gates ML-1 Holdco LLC. The sole member of BX Gates ML-1 Holdco LLC is Blackstone Capital Partners (Cayman) VI L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing separate Forms 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:10 UTC
Bracken Cristin C.Chief Legal Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009845 · form4.xml · derivative · entry 3

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,459

Underlying: Ordinary Shares · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:10 UTC
Bracken Cristin C.Chief Legal Officer
Tax withholdingOrdinary Shares 481 $12.85 $6,180.85
Disclosure

SEC source: 0001062993-23-009845 · form4.xml · nonDerivative · entry 2

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,512

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:10 UTC
Bracken Cristin C.Chief Legal Officer
Exercise / conversionOrdinary Shares 1,667 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009845 · form4.xml · nonDerivative · entry 1

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:34 UTC
Pitstick Thomas G.Chief Marketing Officer & SVP
GrantTime-Based Restricted Stock Units · Derivative 32,300 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005939 · form4.xml · derivative · entry 2

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,861

Underlying: Ordinary Shares · 32,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:34 UTC
Pitstick Thomas G.Chief Marketing Officer & SVP
GrantPerformance-Based Restricted Stock Units · Derivative 32,300 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005939 · form4.xml · derivative · entry 1

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

Underlying: Ordinary Shares · 32,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:23 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005928 · form4.xml · nonDerivative · entry 1

Neely Wilson S · CIK 0001807820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,664

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:34 UTC
Mallard Lawrence BChief Financial Officer, EVP
GrantTime-Based Restricted Stock Units · Derivative 47,352 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005938 · form4.xml · derivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,505

Underlying: Ordinary Shares · 47,352 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:34 UTC
Mallard Lawrence BChief Financial Officer, EVP
GrantPerformance-Based Restricted Stock Units · Derivative 47,352 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005938 · form4.xml · derivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,352

Underlying: Ordinary Shares · 47,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:33 UTC
Jurek IvoDirector · Chief Executive Officer
GrantTime-Based Restricted Stock Units · Derivative 190,181 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005936 · form4.xml · derivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,896

Underlying: Ordinary Shares · 190,181 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:33 UTC
Jurek IvoDirector · Chief Executive Officer
GrantPerformance-Based Restricted Stock Units · Derivative 190,181 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005936 · form4.xml · derivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,181

Underlying: Ordinary Shares · 190,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:21 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005926 · form4.xml · nonDerivative · entry 1

Eliasson Fredrik J · CIK 0001540752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,130

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:23 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005929 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,495

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Wisniewski David MChief Accounting Officer
GrantTime-Based Restricted Stock Units · Derivative 11,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005940 · form4.xml · derivative · entry 2

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,703

Underlying: Ordinary Shares · 11,849 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Wisniewski David MChief Accounting Officer
GrantPerformance-Based Restricted Stock Units · Derivative 11,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005940 · form4.xml · derivative · entry 1

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,849

Underlying: Ordinary Shares · 11,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:33 UTC
Bracken Cristin C.Chief Legal Officer
GrantTime-Based Restricted Stock Units · Derivative 29,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005937 · form4.xml · derivative · entry 2

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,126

Underlying: Ordinary Shares · 29,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:33 UTC
Bracken Cristin C.Chief Legal Officer
GrantPerformance-Based Restricted Stock Units · Derivative 29,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005937 · form4.xml · derivative · entry 1

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Ordinary Shares · 29,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:28 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005932 · form4.xml · nonDerivative · entry 1

Tillman Alicia L. · CIK 0001858506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,628

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:22 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005927 · form4.xml · nonDerivative · entry 1

Mains Stephanie K. · CIK 0001766980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,950

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:21 UTC GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005925 · form4.xml · nonDerivative · entry 1

Ireland James W · CIK 0001757986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,254

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 3,423 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · derivative · entry 6

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,561

Underlying: Ordinary Shares · 3,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Tax withholdingOrdinary Shares 986 $14.12 $13,922.32
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · nonDerivative · entry 4

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,065

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Exercise / conversionOrdinary Shares 3,423 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · nonDerivative · entry 3

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 7,855 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · derivative · entry 6

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,153

Underlying: Ordinary Shares · 7,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Tax withholdingOrdinary Shares 2,263 $14.12 $31,953.56
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · nonDerivative · entry 4

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,350

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Exercise / conversionOrdinary Shares 7,855 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · nonDerivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 27,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · derivative · entry 6

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,715

Underlying: Ordinary Shares · 27,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 12,072 $14.12 $170,456.64
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · nonDerivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,454

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 27,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · nonDerivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:47 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005171 · form4.xml · derivative · entry 6

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,854

Underlying: Ordinary Shares · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:47 UTC
Wisniewski David MChief Accounting Officer
Tax withholdingOrdinary Shares 655 $14.12 $9,248.60
Disclosure

SEC source: 0001062993-23-005171 · form4.xml · nonDerivative · entry 4

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,625

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:47 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionOrdinary Shares 2,334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005171 · form4.xml · nonDerivative · entry 3

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:45 UTC
Gawronski GrantChief Commercial Officer & EVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 12,043 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005169 · form4.xml · derivative · entry 6

Gawronski Grant · CIK 0001760696 · Chief Commercial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,994

Underlying: Ordinary Shares · 12,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:45 UTC
Gawronski GrantChief Commercial Officer & EVP
Tax withholdingOrdinary Shares 3,047 $14.12 $43,023.64
Disclosure

SEC source: 0001062993-23-005169 · form4.xml · nonDerivative · entry 4

Gawronski Grant · CIK 0001760696 · Chief Commercial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,622

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:45 UTC
Gawronski GrantChief Commercial Officer & EVP
Exercise / conversionOrdinary Shares 12,043 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005169 · form4.xml · nonDerivative · entry 3

Gawronski Grant · CIK 0001760696 · Chief Commercial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:44 UTC
Bracken Cristin C.Chief Legal Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 3,080 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005166 · form4.xml · derivative · entry 6

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,926

Underlying: Ordinary Shares · 3,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:44 UTC
Bracken Cristin C.Chief Legal Officer
Tax withholdingOrdinary Shares 860 $14.12 $12,143.20
Disclosure

SEC source: 0001062993-23-005166 · form4.xml · nonDerivative · entry 4

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,326

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 23:44 UTC
Bracken Cristin C.Chief Legal Officer
Exercise / conversionOrdinary Shares 3,080 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005166 · form4.xml · nonDerivative · entry 3

Bracken Cristin C. · CIK 0001831148 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 8,843 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · derivative · entry 5

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,984

Underlying: Ordinary Shares · 8,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Tax withholdingOrdinary Shares 2,547 $14.12 $35,963.64
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · nonDerivative · entry 2

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,628

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Pitstick Thomas G.Chief Marketing Officer, SVP
Exercise / conversionOrdinary Shares 8,843 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005168 · form4.xml · nonDerivative · entry 1

Pitstick Thomas G. · CIK 0001848567 · Chief Marketing Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:39 UTC Tax withholdingOrdinary Shares 6 $14.12 $84.72
Disclosure

SEC source: 0001062993-23-005158 · form4.xml · nonDerivative · entry 1

Neely Wilson S · CIK 0001807820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,097

F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 13,458 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · derivative · entry 5

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,008

Underlying: Ordinary Shares · 13,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Tax withholdingOrdinary Shares 3,876 $14.12 $54,729.12
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,758

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:45 UTC
Mallard Lawrence BChief Financial Officer, EVP
Exercise / conversionOrdinary Shares 13,458 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005167 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 54,573 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · derivative · entry 5

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,282

Underlying: Ordinary Shares · 54,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 23,898 $14.12 $337,439.76
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · nonDerivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,959

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:46 UTC
Jurek IvoDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 54,573 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005170 · form4.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 23:47 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 3,449 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005171 · form4.xml · derivative · entry 5

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,188

Underlying: Ordinary Shares · 3,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 23:47 UTC
Wisniewski David MChief Accounting Officer
Tax withholdingOrdinary Shares 994 $14.12 $14,035.28
Disclosure

SEC source: 0001062993-23-005171 · form4.xml · nonDerivative · entry 2

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,946

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.