Last 12 months
Inside the activity.
69 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 47 | 0 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 3 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 40 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC |
Mawdsley Susan LynnSee Remarks
|
Exercise / conversionCommon Stock | 5,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. Read SEC document |
| March 01, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 288,100 | $2.62 | $754,822.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 4 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F6 · security: The aggregate number of shares of common stock purchased on March 1, 2017, was 288,100 shares, at a price of $2.62 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,792,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 85,700 shares purchased resulting in ownership of 11,881,190 shares; Bay II = 73,000 shares purchased resulting in ownership of 10,451,030 shares; Offshore Fund = 115,500 shares purchased resulting in ownership of 17,248,550 shares; GMT Capital = 3,800 shares purchased resulting in ownership of 633,730 shares; Claugus = 10,100 shares purchased resulting in ownership of 1,578,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| February 28, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 214,600 | $2.61 | $560,106.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 3 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5 · security: The aggregate number of shares of common stock purchased on February 28, 2017, was 214,600 shares, at a price of $2.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,504,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 63,900 shares purchased resulting in ownership of 11,795,490 shares; Bay II = 54,300 shares purchased resulting in ownership of 10,378,030 shares; Offshore Fund = 86,100 shares purchased resulting in ownership of 17,133,050 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 629,930 shares; Claugus = 7,500 shares purchased resulting in ownership of 1,568,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| February 27, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 533,500 | $2.61 | $1,392,435.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on February 27, 2017, was 533,500 shares, at a price of $2.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,290,200. Such shares were purchased, and thereafter beneficially owned, by the Reporting Persons in the following amounts: Bay = 158,800 shares purchased resulting in ownership of 11,731,590 shares; Bay II = 135,000 shares purchased resulting in ownership of 10,323,730 shares; Offshore Fund = 214,000 shares purchased resulting in ownership of 17,046,950 shares; GMT Capital = 7,100 shares purchased resulting in ownership of 627,130 shares; Claugus = 18,600 shares purchased resulting in ownership of 1,560,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 19:06 UTC |
Royal RonaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,356 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001144204-17-000337 · v456146_4.xml · derivative · entry 2 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 2,356 shares Expires 2022-01-01 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 19:06 UTC |
Royal RonaldDirector
|
GrantDeferred Stock Units · Derivative | 10,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000337 · v456146_4.xml · derivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,492 Underlying: Common Stock · 10,362 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 19:10 UTC |
Dey Peter JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,356 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001144204-17-000342 · v456149_4.xml · derivative · entry 2 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 2,356 shares Expires 2022-01-01 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 19:10 UTC |
Dey Peter JamesDirector
|
GrantDeferred Stock Units · Derivative | 9,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000342 · v456149_4.xml · derivative · entry 1 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,689 Underlying: Common Stock · 9,436 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 00:09 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,356 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001144204-17-000341 · v456148_4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 2,356 shares Expires 2022-01-01 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 00:09 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 3,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000341 · v456148_4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736 Underlying: Common Stock · 3,263 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 00:04 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,356 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001144204-17-000335 · v456145_form4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 2,356 shares Expires 2022-01-01 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 00:04 UTC |
Wade Brooke N.Director
|
GrantDeferred Stock Units · Derivative | 10,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000335 · v456145_form4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,492 Underlying: Common Stock · 10,362 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:57 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,356 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001144204-17-000331 · v456143_form4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 2,356 shares Expires 2022-01-01 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:57 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 6,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000331 · v456143_form4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,557 Underlying: Common Stock · 6,890 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:56 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 8,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-000328 · v456142_form4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,069 Underlying: Common Stock · 8,024 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 19:36 UTC |
Hardy David EldonVP, Legal and General Counsel
|
PurchaseCommon Stock | 9,000 | $2.84 | $25,560.00 |
DisclosureSEC source: 0001144204-16-141294 · v455737_4.xml · nonDerivative · entry 1 Hardy David Eldon · CIK 0001483985 · VP, Legal and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 21:42 UTC |
Caldwell EdSee Remarks
|
PurchaseCommon Stock | 15,000 | $2.92 | $43,800.00 |
DisclosureSEC source: 0001144204-16-140696 · v455524_form4.xml · nonDerivative · entry 1 Caldwell Ed · CIK 0001678493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 17:15 UTC |
Hardy David EldonVP, Legal and General Counsel
|
PurchaseCommon Stock | 10,000 | $2.90 | $29,000.00 |
DisclosureSEC source: 0001144204-16-141031 · v455673_form4.xml · nonDerivative · entry 2 Hardy David Eldon · CIK 0001483985 · VP, Legal and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 17:15 UTC |
Hardy David EldonVP, Legal and General Counsel
|
PurchaseCommon Stock | 5,000 | $2.90 | $14,500.00 |
DisclosureSEC source: 0001144204-16-141031 · v455673_form4.xml · nonDerivative · entry 1 Hardy David Eldon · CIK 0001483985 · VP, Legal and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 22:23 UTC |
Smith David PDirector
|
PurchaseCommon Stock | 35,000 | $2.91 | $101,850.00 |
DisclosureSEC source: 0001144204-16-140548 · v455447_form.xml · nonDerivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 100,000 Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 22:23 UTC |
Smith David PDirector
|
PurchaseCommon Stock | 30,000 | $2.91 | $87,300.00 |
DisclosureSEC source: 0001144204-16-140548 · v455447_form.xml · nonDerivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 17:14 UTC |
Royal RonaldDirector
|
PurchaseCommon Stock | 115,000 | $2.92 | $335,800.00 |
DisclosureSEC source: 0001144204-16-141030 · v455663_form4.xml · nonDerivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,667 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:03 UTC |
Smith David PDirector
|
PurchaseCommon Stock | 30,000 | $3.00 | $90,000.00 |
DisclosureSEC source: 0001144204-16-137024 · v454135_4.xml · nonDerivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 65,000 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:01 UTC |
Mawdsley Susan LynnSee Remarks
|
PurchaseCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0001144204-16-137022 · v454131_form4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 22:58 UTC |
Trimble Rodger DerrickVP, Investor Relations
|
PurchaseCommon Stock | 12,500 | $3.00 | $37,500.00 |
DisclosureSEC source: 0001144204-16-137020 · v454128_form4.xml · nonDerivative · entry 1 Trimble Rodger Derrick · CIK 0001678494 · VP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:13 UTC |
Hodgins Robert B.Director
|
PurchaseCommon Stock | 7,000 | $2.64 | $18,445.00 |
DisclosureSEC source: 0001144204-16-137456 · v454270_form4.xml · nonDerivative · entry 2 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:13 UTC |
Hodgins Robert B.Director
|
PurchaseCommon Stock | 3,000 | $2.63 | $7,893.00 |
DisclosureSEC source: 0001144204-16-137456 · v454270_form4.xml · nonDerivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:20 UTC |
Mawdsley Susan LynnSee Remarks
|
PurchaseCommon Stock | 20,500 | $3.01 | $61,705.00 |
DisclosureSEC source: 0001144204-16-133432 · v452707_4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:06 UTC |
West LawrenceVice President, Exploration
|
PurchaseCommon Stock | 16,200 | $3.05 | $49,410.00 |
DisclosureSEC source: 0001144204-16-133428 · v452782_form4.xml · nonDerivative · entry 2 West Lawrence · CIK 0001642277 · Vice President, Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,030 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:06 UTC |
West LawrenceVice President, Exploration
|
PurchaseCommon Stock | 8,800 | $3.04 | $26,752.00 |
DisclosureSEC source: 0001144204-16-133428 · v452782_form4.xml · nonDerivative · entry 1 West Lawrence · CIK 0001642277 · Vice President, Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,830 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 23:20 UTC |
Mawdsley Susan LynnSee Remarks
|
PurchaseCommon Stock | 15,500 | $2.93 | $45,415.00 |
DisclosureSEC source: 0001144204-16-133432 · v452707_4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:37 UTC |
Royal RonaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,475 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001144204-16-126861 · v450028_4.xml · derivative · entry 2 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,475 shares Expires 2021-10-01 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:37 UTC |
Royal RonaldDirector
|
GrantDeferred Stock Units · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126861 · v450028_4.xml · derivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,625 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:35 UTC |
Dey Peter JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,475 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001144204-16-126859 · v450025_4.xml · derivative · entry 2 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,475 shares Expires 2021-10-01 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:35 UTC |
Dey Peter JamesDirector
|
GrantDeferred Stock Units · Derivative | 5,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126859 · v450025_4.xml · derivative · entry 1 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,245 Underlying: Common Stock · 5,245 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:36 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,475 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001144204-16-126860 · v450026_4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,475 shares Expires 2021-10-01 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:36 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126860 · v450026_4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Common Stock · 3,346 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:34 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 8,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126858 · v450024_4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Underlying: Common Stock · 8,227 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,475 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001144204-16-126857 · v450023_4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,475 shares Expires 2021-10-01 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 7,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126857 · v450023_4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,064 Underlying: Common Stock · 7,064 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:32 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,475 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001144204-16-126856 · v450022_4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,475 shares Expires 2021-10-01 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:32 UTC |
Wade Brooke N.Director
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GrantDeferred Stock Units · Derivative | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-126856 · v450022_4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,625 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.